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Investment Portfolio Management

Total questions: 25

Worksheet time: 13mins

Name
Class
Date
1.

What does the term "negatively correlated" mean in finance?

a)

Assets move in opposite directions

b)

Assets move in the same direction

c)

Assets never change in value

d)

Assets are always profitable

2.

What is the purpose of dollar cost averaging?

a)

To reduce the impact of volatility by investing regularly

b)

To maximize risk

c)

To invest only when prices are high

d)

To avoid investing altogether

3.

If the price of steel increases while property stocks drop, what is the correlation?

a)

Negative correlation

b)

Positive correlation

c)

No correlation

d)

Direct correlation

4.

What is the concept of "not putting all your eggs in one basket" related to in investing?

a)

Diversification

b)

Speculation

c)

Inflation

d)

Arbitrage

5.

If two asset classes move in opposite directions, what is their correlation?

a)

Negative

b)

Positive

c)

Zero

d)

Direct

6.

What happens if you put all your money into assets that are not correlated?

a)

You would be down a lot less in a market downturn.

b)

You would lose all your money.

c)

You would gain more in a downturn.

d)

You would have no change in value.

7.

What is meant by a "big draw down" in investing?

a)

A significant decrease in the value of investments

b)

A significant increase in the value of investments

c)

No change in investment value

d)

A small fluctuation in value

8.

What is the main strategy to reduce the chances of major investment losses?

a)

Diversify investments and spread out risk

b)

Invest only in cash

c)

Buy only real estate

d)

Hold all assets in one stock

9.

What is the risk of holding all your money in cash, according to the text?

a)

Inflation risk

b)

Market risk

c)

Liquidity risk

d)

Credit risk

10.

What is the primary purpose of asset allocation in portfolio management?

a)

To determine which stocks to buy

b)

To decide how much of a portfolio is invested in various asset classes

c)

To select the best performing mutual fund

d)

To minimize taxes on investments

11.

What is the main objective of strategic asset allocation?

a)

To maximize short-term gains

b)

To suit the long-term investment objective and profile of the investor

c)

To follow market trends

d)

To minimize transaction costs

12.

Which of the following best describes the portfolio mix in tactical asset allocation?

a)

Fixed for the long term

b)

Can be changed and changed more frequently

c)

Only includes cash

d)

Never includes stocks

13.

What is the main difference between strategic and tactical asset allocation?

a)

Strategic is for short-term, tactical is for long-term

b)

Strategic is fixed, tactical changes based on market conditions

c)

Tactical ignores risk tolerance

d)

Strategic only uses cash

14.

Why is it important to consider economic expectations in asset allocation?

a)

To maximize spending

b)

To help preserve capital and plan investments

c)

To ignore market trends

d)

To increase risk

15.

What does the annual average return help investors understand?

a)

The typical performance of an asset class over time

b)

The price of a single stock

c)

The number of shares owned

d)

The tax rate on investments

16.

What does the text imply about investing only in stocks for retirement?

a)

It can be risky due to volatility

b)

It is always the best option

c)

It guarantees high returns

d)

It is illegal

17.

What does a middle-performing asset class typically provide?

a)

The highest annual return

b)

The lowest annual return

c)

A pretty good annual rate of return without big drawdowns

d)

No return at all

18.

Why is it important to have a mix of asset classes in your portfolio?

a)

To increase risk only

b)

To reduce risk and improve returns

c)

To avoid all returns

d)

To focus only on one asset

19.

What is one benefit of maintaining your asset allocation percentages?

a)

It allows you to take profits and reduce guesswork on when to sell

b)

It guarantees higher returns

c)

It eliminates all investment risks

d)

It requires no monitoring

20.

What can you do with dividends received from a stock?

a)

Reinvest them into underweighted assets

b)

Spend them immediately

c)

Only reinvest in the same stock

d)

Ignore them

21.

What is a common feature of company 401k plans?

a)

Regular portion of earned income is invested

b)

All money is invested at once

c)

No investment options are available

d)

Only cash is allowed

22.

What does the company 401k plan typically do with a regular portion of your earned income?

a)

Invests it automatically

b)

Spends it on expenses

c)

Holds it in cash

d)

Transfers it to a savings account

23.

Which investment strategy involves buying shares at both high and low prices?

a)

Dollar cost averaging.

b)

Lump sum investing.

c)

Short selling.

d)

Day trading.

24.

What does the example illustrate about the price of stock in many years?

a)

It is always higher than the first year

b)

It is always lower than the first year

c)

It varies and can be cheaper than the first year

d)

It never changes

25.

What is the purpose of rebalancing in portfolio management?

a)

To guarantee immediate transactions

b)

To periodically adjust asset allocation to maintain desired proportions

c)

To evaluate portfolio returns against benchmarks

d)

To ensure all investments are in stocks