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Worksheets

Revision IMU600

Total questions: 20

Worksheet time: 8mins

Name
Class
Date
1.

Choose 3 functions of the Islamic Capital Market.

a)

Contributes to economic growth

b)

Play a complementary role to the Islamic banking and takaful sectors

c)

Facilitates the available of liquidity by enabling secondary trading of security

d)

A compulsory knowledge of investment in gaining wealth

2.

Which of the following is NOT CORRECT of duties of Shariah Committee towards Islamic financial institution?

a)

To endorse Shariah compliance manuals

b)

   To endorse and validate relevant documentation

c)

To assist related parties on Shariah matters for advice upon request explanation.

d)

To remunerate the members of the Shariah Committee accordingly

3.

Which of the following is NOT a unique risk?

a)

Rate of return risk

b)

Equity investment risk

c)

Shariah non-compliance risk

d)

Liquidity risk

4.

"The risk arises from entering into a partnership for participating in a particular financing or general business activity as described in the contract". The statement is referring to......

a)

Market risk

b)

Equity investment risk

c)

Displaced commercial risk

d)

Credit risk

5.

Which of the following is NOT main features of bai' wafa ?

a)

The asset traded is not an asset obtained through musya'

b)

The buyer can utilise and benefit from the property bought through wafa'.

c)

sale of non existent of an object

d)

The buyer cannot transfer the right of ownership of the property to another person.

6.

Choose 2 reasons companies get listed in Bursa Malaysia.

a)

Higher Profile

b)

Popularity

c)

Increase production efficiency

d)

Firms' Expansion

7.

Which of the following is the responsibility of management company in i-REIT?

a)

Setting strategic direction and recommend potential possession of investment

b)

Act as a guardian of the asset and preserve the unitholder interest

c)

maintain property maintenance and management services

d)

ensure the activities of Shariah compliance

8.

Choose 2 disadvantages of Exchange Traded Funds.

a)

Low transparency

b)

bound to ups and downs of the market

c)

The risk of tracking error

d)

Cannot be traded at anytime during trading hours of the stock exchange

9.

Which of the following is INCORRECT about the differences between asset backed sukuk and asset based sukuk?

a)

The primary source of income derived from asset in asset backed sukuk.

b)

Asset based has rating based on the strength cash flow of the asset

c)

Asset based has beneficial ownership with no right to dispose the asset.

d)

Asset backed is off balance sheet.

10.

Choose 3 issues that can be resolved using futures products.

a)

Price mechanism bias

b)

Operational risk

c)

Counterparty risk from forward contract

d)

Double coincidence of wants

11.

      Holding Rights in Rentals and the Haq Maliy Principle are the Shariah justifications by SAC in permissibility of call warrant.

a)

True

b)

False

12.

Forward and swap is operated and can be executed in exchange traded only.

a)

True

b)

False

13.

The relationship between issuer and investor in SIPs is commonly ........................

a)

Wakalah or Istisna

b)

Wakalah or Salam

c)

Wakalah or Mudarabah

d)

Wakalah or Musyarakah

14.

"Underwriting of new stock issue price and finding investor for corporate bond". This roles of stakeholder is referring to.....................

a)

Bursa Malaysia

b)

Investment bank

c)

Fund Manager

d)

Trustees

15.

"Financial institutions would avoid certain risks through simple business practices and would not engage in risky operations". This risk management strategies refer to.............

a)

Risk Avoidance

b)

Risk Transfer

c)

Risk Retention

d)

Risk Reduction

16.

..........................is a sale where the buyer must return the goods to the seller once the seller pays back the price of the goods sold.

a)

Bai Ma'dum

b)

Bai Dayn

c)

Bai Muzayadah

d)

Bai Wafa

17.

"Principle amount is guaranteed upon and payable upon maturity date. The price is based on the issuer's creditworthiness". These statements are referring to....

a)

Sukuk

b)

Coupon

c)

Dividend

d)

Bond

18.

Select the example of Islamic SIPs

a)

Single stock future

b)

Islamic Dual Currency

c)

Composite Index Future Contracts

d)

Call warrant

19.

Which of the following is NOT described asset backed sukuk structures?

a)

Key sources of payment come from the performance of the asset

b)

A true sale of the asset by the originator to the Special Purpose Vehicle (SPV)

c)

Sukukholder has recourse to the asset only

d)

The rating of sukuk will be based on strength of asset cash flow

20.

The following are underlying Shariah contract been used in Islamic structured investment product EXCEPT for..................

a)

Wa'ad

b)

Urbun

c)

Wakalah yad amanah

d)

Wakalah bi istithmar