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Preface, Objective, Definitions, and Scope

Total questions: 9

Worksheet time: 7mins

Name
Class
Date
1.

Which definition correctly describes a Whistle Blower under this Policy?

a)

Any member of the public lodging a complaint about the Bank

b)

An employee or Director of the Bank lodging a complaint or making a disclosure under the Policy

c)

A vendor reporting billing issues

d)

A customer disputing account charges

2.

Which two primary methods are provided for raising a complaint/disclosure under the Internal Whistle Blower Policy for employees and Directors?

a)

Offline via post/courier and online via HR Connect Module

b)

Only in-person submission to the Designated Authority

c)

Email to any branch manager

d)

Phone call to the HR helpline

3.

When sending an offline complaint by post/courier, to whom should employees generally address the sealed envelope under the current Designated Authority?

a)

Chief General Manager (HR), Bank of Baroda

b)

Branch Operations Manager

c)

Head of Legal Compliance

d)

Regional Marketing Director

4.

Who shall review and oversee the functioning of the Whistle Blowing Mechanism?

a)

Chief General Manager (HR) only

b)

ACB and the Board

c)

SEBI and RBI

d)

Disciplinary Proceedings Department

5.

PIDPI stands for what in the abbreviations list?

a)

Public Interest Disclosure and Protection of Informers

b)

Policy for Internal Disclosure and Protection Initiative

c)

Public Information Disclosure and Protection of Individuals

d)

Protection of Informers and Disclosure Policy Initiative

6.

To whom is the Whistle Blower Complaint Form Part A addressed?

a)

Chief Vigilance Officer

b)

The Chief General Manager (HR), Bank of Baroda

c)

Designated Authority

d)

Audit Committee of the Board

7.

In the offline complaint flow, where should the whistle blower send the sealed envelope superscribed “Complaint under Internal Whistle Blower Policy for employees and Directors”?

a)

Chief General Manager (HR), Bank of Baroda, Baroda Corporate Centre, C-26, G-Block, Bandra Kurla Complex, Bandra East, Mumbai – 400051

b)

Branch Manager of the nearest branch

c)

Designated Authority at the complainant’s current branch

d)

Central Vigilance Commission

8.

According to the offline flow, if the whistle blower replies that he/she has not sent the complaint, what happens?

a)

The complaint is escalated to CIAD for investigation

b)

No action is taken on the said complaint

c)

The complaint is anonymized and investigated

d)

The complaint is forwarded to ACB

9.

Under the whistleblower policy, who receives offline complaints when a whistle blower is not satisfied with resolution under the whistle blowing mechanism?

a)

Designated Officer

b)

Chairperson of the Audit Committee of the Board (ACB)

c)

HR Department

d)

CIAD