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Seminar 10 — QUIZ 3 (Extraction)

Total questions: 20

Worksheet time: 40mins

Name
Class
Date
1.

What are the main types of financial markets based on asset class and maturity?

a)

Stock markets

b)

Bond markets

c)

Money markets

d)

All of the above

2.

Why are financial markets important to the health of the economy?

a)

They channel funds from unproductive to productive uses

b)

They facilitate risk management

c)

They promote innovation and entrepreneurship

d)

All of the above

3.

How do financial institutions reduce monitoring costs associated with fund flow?

a)

By increasing transaction costs

b)

By providing expertise and specialization

c)

By limiting access to information

d)

By reducing diversification

4.

What is the primary function of commercial banks?

a)

Capital raising

b)

Trading activities

c)

Deposits and loans

d)

Mergers & acquisitions

5.

What is the potential risk faced by lenders in financial intermediation?

a)

Credit risk

b)

Liquidity risk

c)

Interest rate risk

d)

All of the above

6.

Which transaction represents a primary market activity?

a)

IBM sells $5 million of GM preferred stock

b)

Prudential Insurance Co. sells $10 million of GM common stock

c)

IBM issues $200 million of new common stock

d)

The Magellan Fund buys $100 million of previously issued IBM bonds

7.

When interest rates decrease, what is the likely response from consumers?

a)

Decrease in investment spending

b)

Increase in borrowing for purchases

c)

Increase in savings

d)

Decrease in mortgage applications

8.

Which factor does not determine the nominal interest rate on a security?

a)

Default risk

b)

Real risk-free rate

c)

Transaction costs

d)

Inflation

9.

What might be a challenge for individual lenders in a world without financial institutions?

a)

Reduced liquidity risk

b)

Lower transaction costs

c)

Difficulty in assessing creditworthiness

d)

Higher interest rates

10.

What risk does a borrower face in financial intermediation?

a)

Credit risk

b)

Interest rate risk

c)

Inflation risk

d)

All of the above

11.

Which of the following is NOT a characteristic of common stock?

a)

Voting rights

b)

Residual claim on assets

c)

Guaranteed fixed dividends

d)

Limited liability

12.

Preferred stockholders generally:

a)

Receive dividends only after common shareholders

b)

Have priority in receiving dividends over common shareholders

c)

Always have voting rights

d)

Are last in line during liquidation

13.

The value of a preferred stock is usually calculated using the formula for:

a)

Annuity

b)

Growing perpetuity

c)

Perpetuity

d)

Bond valuation

14.

A preferred stock pays an annual dividend of $6. If the required return is 12%, what is its value?

a)

$36

b)

$50

c)

$72

d)

$60

15.

Paint.com preferred stock pays $3.40 annually and sells for 40. What is the expected return?

a)

6.8%

b)

8.0%

c)

8.5%

d)

10.2%

16.

ABC stock sells for $22.50, expects a $2 dividend, and has 10% constant growth. Expected return equals:

a)

10%

b)

18.9%

c)

12.5%

d)

22%

17.

Cotton Company preferred stock pays $4.50 annually. If required return is 14%, the value is approximately:

a)

$28.50

b)

$32.14

c)

$36.00

d)

$40.00

18.

A stock will pay $8.50 next year and be worth $120 at year-end. Required return is 10%. What is its current value?

a)

$110

b)

$115

c)

$116.82

d)

$118.20

19.

A firm paid a dividend of $40. Growth is 4% and the required return is 10%. What is the stock price?

a)

$600

b)

$693.33

c)

$720

d)

$800

20.

Mercier Corp stock sells for $95 and paid a $5 dividend. Growth = 8%. What is the required return?

a)

10.2%

b)

12.8%

c)

13.7%

d)

15%