eFPMR Preparation Mock Questions Created by Fazli

An individual or entity having a surplus money who participates in the capital market with objectives to grow money

• Issuer

• Investors

• Intermediary

• Association

Intermediaries for Malaysian Capital Market:

• Clearing Institution & Bursa Malaysia Securities Berhad

• Stockbroking Company & Fund Management Company

• Clearing Institution, Stockbroking Company & Fund Management Company

• Clearing Institution, Stockbroking Company, Fund Management Company & Bursa Malaysia Securities Berhad

Product traded in Malaysia Capital Market EXCEPT:

• Shares

• Unit Trust

• Insurance

• Futures

Which of the following instruments is a debt instrument?

• Bond

• Stock

• Unit Trust

• Derivatives

Allow companies to raise initial capital.

Usually done by a company issuing a prospectus through an underwriting stockbroking company.

Which of the following capital market components is described in the above statement?

• Bond Market

• Primary Market

• Secondary Market

• Derivatives Market

Which of the following transaction are conducted in the secondary market?

• When a rights issues exercise is being undertaken by a company

• Whwn a company placed-out 10 million new ordinary shares

• When Ahmad sold his shares in ABC Berhad which is traded on Bursa Malaysia through his stock broker

• When a public listed company issue shares via bonus issue exercise

The following are basic prohibitions that will revoke the Shariah compliant statues of a product, EXCEPT.

• Usury

• Hoarding

• Uncertainty

• Charging high fees

A frontline regulator that is responsible for the Malaysian capital market with a duty to maintain a fair orderly market for the securities and derivatives that are traded through its facilities

• Bursa Malaysia Berhad

• Securities Commission Malaysia

• Association of Stockbrokers Malaysia

• Bursa Malaysia Depository Sdn Bhd

The following statements CORRECTLY describe the functions of the Securities Commission Malaysia, EXCEPT.

• Licenses persons engaged in regulated activities

• Regulates the take-over and merger of companies

• Regulate all matters relating to Unit Trust

• Approving authority for the opening of savings account

Capital Market :

• Bond Market &

  Wholesale Market

• Stock Market &

  Derivatives Market

• Bond Market,

  Stock Market &

  Derivates Market

• Bond Market,

  Stock Market,

  Derivates Market & Wholesales Market