This is a group of key managers that make decisions collectively about relevant subjects related to the organization’s proper functioning. It generally applies to the highest level of authority within the hierarchical structure, below the Board of Directors.

• a. Steering Committee (SteerCo)

• b. Operating Committee (OpCo)

• c. Excutive Panel 

• d. Executive Committee (ExCo)

Which law prohibits the disclosure of, or inquiry into, all deposits in banks and banking institutions in the Philippines.

• a. Republic Act No. 9160, Anti-Money Laundering Act

• b. Republic Act No. 1405, Bank Secrecy Law

• c. Republic Act No. 10173, Data Privacy Act of 2012

• d. Republic Act No. 9845, Anti-Red Tape Act

Who is the current Bangko Sentral ng Pilipinas Governor?

• a. Gov. Gabriel Singson

• b. Gov. Nestor Espenilla Jr.

• c. Gov. Amando Tetangco Jr.

• d. Gov. Benjamin Diokno

What is the primary regulator of Deutsche Knoweldge Services (DBG Manila) 

• a. National Privacy Commission (NPC)

• b. Bangko Sentral ng Pilipinas (BSP)

• c. Securities and Exchange Commission (SEC)

• d. Bureau of Internal Revenue (BIR)

Where and when was Deutsche Bank AG founded?

• a. Frankfurt, 1870

• b. Frankfurt, 1872

• c. Berlin, 1870

• d. Berlin, 1872

TRUE or FALSE. DBG Manila is a regulated entity.

• TRUE

• FALSE

A Philippine regulation aimed at protecting personal data of individuals processed by the government and the private sector.

• a. DPA (Data Privacy Act)

• b. Personal Information Protection Act

• c. GDPR (General Data Protection Regulation)

• d. Bank Secrecy Law

Who is the current Chief Executive Officer (CEO) of Deutsche Bank?

• a. Christian Seving

• b. Christian Sewing

• c. James Von Moltke

• d. Paul Achleitner

Which regulation requires top management to individually certify the accuracy of financial information, increased and more active oversight by boards of directors, and

the independence of the outside auditors who review the accuracy of corporate financial statements.

• a. Dodd-Frank

• b. SoX / Sarbanes-Oxley Act

• c. MiFID I

• d. MiFID II

Sarbanes-Oxley Act or SOX makes it a crime to defraud shareholders of publicly traded companies through the filing of misleading financial reports.  What are the consequences for non-compliance with SOX?

• a. A fine of up to USD5 million dollars and/or imprisonment for up to 20 years for the CEO and CFO who purposefully submits incorrect documentation to SOX compliance auditors.

• b. A fine of up to USD1 million and imprisonment for up to 10 years  b. Incorrect certification that was submitted mistakenly can result in a fine of up to 1 million dollars and 10 years in prison.

• c. Delisting of the company from public stock exchanges.

• d. All of the above.