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ASU CUP - Day 2

Authored by Dom Jas

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KG - Professional Development

Used 2+ times

ASU CUP - Day 2
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10 questions

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1.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

What is the cost for a Client request to update a single AOD?

25 EUR

50 EUR

100 EUR

Free of charge

2.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

What will LTAO tool close if we have no feedback from the Client for 20 Business Days?

all AORs missing Client's feedback

all AORs & AODs missing Client's feedback

only First Order AORs & AODs missing Client's feedback

only AORs missing Client's feedback which are not on Under FS Investigation status

3.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

Which market is not accessible via FundSettle (yet)?

Australia

United States

United Kingdom

Bermuda

4.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

Which animal is associated with the AU Team?

Lion

Llama

Tiger

Wolf

5.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

What is the main activity of the AU team?

Opening accounts

Re-registration of accounts

Crunch munch lunch

Closing accounts

6.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

Which Transfer Agent do we have highest number of procedures?

Northern Trust IE

RBC LU

Calamatta MT

State Street IE

7.

MULTIPLE CHOICE QUESTION

20 sec • 5 pts

How many transfer agents do we maintain access to (as of 06/2022)?

less than 600

between 600-900

between 900-1200

over 1200

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