
BM1484
Quiz
•
English
•
Professional Development
•
Practice Problem
•
Medium
Elaine Chan
Used 2+ times
FREE Resource
Enhance your content in a minute
14 questions
Show all answers
1.
MULTIPLE SELECT QUESTION
45 sec • 1 pt
A Transfer Agent does the following:
Keep shareholders' record of account balances
maintain purchases and sales
transfer monies
maintains shareholders records only
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
A registrar is an official keeper of records made in a register.
False
True
I am not sure.
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Distributors offer limited choices of unit trust as compared to Fund Managers.
True
False
I dont know.
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
A bank computes daily NAV of a UT and reports to Fund Manager
(T+1) before 5pm
(T+1) before 2359
before 12pm
(T+1) before 12pm
5.
MULTIPLE SELECT QUESTION
45 sec • 1 pt
MNL Bank is the trustee appointed by the fund manager. MNL bank's function includes
performs compliance checks
maintains fund a/c in trustee's name
promote the UT of the fund manager
perform the investment decision of the UT
6.
FILL IN THE BLANK QUESTION
1 min • 1 pt
Creation of an account in registry system requires : Name, Address, Identification Number and ______ ______.
7.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
When creating an investor's account, AML/KYC is not important.
True
False
Depends
I dont know.
Create a free account and access millions of resources
Create resources
Host any resource
Get auto-graded reports

Continue with Google

Continue with Email

Continue with Classlink

Continue with Clever
or continue with

Microsoft
%20(1).png)
Apple
Others
Already have an account?
Similar Resources on Wayground
15 questions
Subject-Verb Agreement in Number (1)
Quiz
•
Professional Development
12 questions
Logistics b1 u1-3
Quiz
•
Professional Development
10 questions
Sentences with Multiple Clauses Part II
Quiz
•
Professional Development
10 questions
Verbal Adjectives Quiz
Quiz
•
Professional Development
14 questions
Final Evaluation- Deke Malloy Case
Quiz
•
Professional Development
15 questions
Supply PKT_Cycle 1_Aug'23
Quiz
•
Professional Development
15 questions
ABDM Program Test-Rj
Quiz
•
Professional Development
16 questions
Can X Could
Quiz
•
Professional Development
Popular Resources on Wayground
10 questions
Honoring the Significance of Veterans Day
Interactive video
•
6th - 10th Grade
9 questions
FOREST Community of Caring
Lesson
•
1st - 5th Grade
10 questions
Exploring Veterans Day: Facts and Celebrations for Kids
Interactive video
•
6th - 10th Grade
19 questions
Veterans Day
Quiz
•
5th Grade
14 questions
General Technology Use Quiz
Quiz
•
8th Grade
25 questions
Multiplication Facts
Quiz
•
5th Grade
15 questions
Circuits, Light Energy, and Forces
Quiz
•
5th Grade
19 questions
Thanksgiving Trivia
Quiz
•
6th Grade
