
TV PKT
Quiz
•
Professional Development
•
Professional Development
•
Practice Problem
•
Hard
E G
Used 4+ times
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11 questions
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1.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
If the member intends to invest in overseas investment and the member is a UK resident. Will it trigger any flag?
No
Yes
Yes-Red
Yes-Amber
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
When do we request a TPR extension?
We must request a TPR extension a minimum of 6-8 weeks ahead of the statutory deadline.
We must request a TPR extension a minimum of 8-10 weeks ahead of the statutory deadline.
We must request a TPR extension a minimum of 4-6 weeks ahead of the statutory deadline.
We must request a TPR extension a minimum of 5 weeks ahead of the statutory deadline.
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
The Clean List only has the well-established SIPP providers and not Master Trust, Public Sector companies, etc.
True
False
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Master Trusts and Public Sector Schemes have been removed as they are classified as First Condition schemes. This means we can settle transfer payments with no further checks needed.
True
False
5.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
In DB TV case, we need to chase members for the forms in a regular interval of 2 weeks.
True
False
6.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
In DC TV case, the disclosure period starts from the day we have received ALL the completed forms.
True
False
7.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
If the member has provided a signed and dated TV discharge form within 3 months of the guarantee period but hasn’t confirmed the RS details. Has the member’s TV value been secured?
Yes
No
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