CI Ops - Registered Transfer Tracking

What does RTT stand for?

• Retirement Transfer Tracking

• Registered Transfer Trail

• Registered T2033 Tracking

• Registered Transfer Tracking

What type of transfers are tracked?

• Incoming in-cash registered transfers

• Incoming in-kind registered transfers

• Incoming switches

• Incoming in-cash non-registered transfers

RTTs are set up using which of the following documents? (Select all that apply)

• T1036

• T2033

• CI Application form

• T2151

Which dealer can set up RTTs using via iAPP?

• Sun Life

• Assante

• Mackenzie

• Edward Jones

Which plan types cannot have RTTs set up? (Select all that apply)

• RESPs

• Non-registered

• TFSAs

• LIRA

System generated letters are sent to the (a)   and ​ (b)   to follow up on outstanding transfers.

• relinquishing institution
• advisors
• clients
• dealership
• Resolutions

RTTs are cancelled automatically on the ___ business day.

• 10th

• 30th

• 45th

• 70th

If fund directions are not received, what is our default fund?

• F649

• F686

• F11111

• No default, Resolutions must confirm

How do you find the RTT screen on eCISS?

• Transaction History Tab

• Financials -> Non-Financial -> Registered Transfer Tracking

• Account Information -> Client Transfers

• Tracking -> Registered Transfer Tracking

If we are expecting money from Sun Life Financial, which option do we choose as Transferor Type on the WP?

• Bank

• Institution

• Nominee

• Not Provided