Pre Test Training ISO 37001 ABMS - Bukalapak

Which statement regarding ISO 37001 is correct?

• Certification of the ABMS against ISO 37001 ensures the elimination of more than low bribery risks

• ISO 37001 aims to help organizations prevent, detect, and respond to bribery and comply with anti-bribery laws

• ISO 37001 provides guidance on establishing safe mechanisms for receiving whistleblower complaints

ISO 37001 is applicable to:

• Large organizations in the public sector only

• Medium-sized organizations only, regardless of their type and nature of activity

• All organizations, regardless of their type, size, and nature of activity

To whom must the organization directly communicate the anti-bribery policy?

• Only to personnel

• Only to external parties (suppliers, business associates, external providers)

• To personnel and business associates who pose more than a low risk of bribery

What is the purpose of bribery risk assessments?

• To identify, assess, and evaluate existing controls to mitigate the bribery risks in organization

• To assess leadership’s commitment to the ABMS

• To ensure that personnel is complying with the ABMS requirements

Who is responsible, among others, for ensuring the proper functioning of the ABMS and the anti-bribery controls?

• Governing body

• Anti-bribery compliance function

• Stakeholders

Which of the following is not a bribe gratification?

• Branded bag that received while on official assignment

• Discounts and door prize from e-commerce

• Shopping voucher from related Vendor

What are financial controls?

• Management systems and procurement processes

• Controls that provide guidelines on the allocation of the necessary resources for the implementation of a management system

• Management systems and processes implemented to manage financial transactions properly and to record these transactions accurately

According to ISO 37001, the anti-bribery compliance function must assess on a continual basis whether the ABMS is:

• Both

• Being effectively implemented

• Adequate to manage effectively the bribery risks faced by the organization

What is the purpose of conducting due diligence on certain transactions, projects, activities, or business associates?

• To evaluate the scope, scale, and nature of the identified bribery risks

• To assess the effectiveness and efficiency of the ABMS and anti-bribery risks

• To evaluate personnel competencies and awareness regarding the organization’s activities

Clause 9.2 sets out the standards regarding:

• Performance evaluation

• Internal audit

• Due diligence