SEBI LODR Regulations

Uniform Listing Agreement is prescribed in which annexure?

• Annexure 1

• Annexure 2

• Annexure 3

• Annexure 4

Atleast___ % of  non promoter shareholding should be in dematerialised form.

• 25

• 50

• 75

• 100

SA 600 is of ____ ?

• Audit Documentation

• Audit Evidence

• Using the work of another auditor

• Auditing Accounting Estimates & Related Disclosures

Time gap between 2 AGMs cannot be more than  -

• 15 Months

• 9 Months

• 25 Months

• 12 Months

How much can  promoter transfer his shares to an Exchange  Traded Fund (ETF) subject to maximum of

•  5% of the paid-up equity share capital 

• 10% of the paid-up equity share capital 

• 15% of the paid-up equity share capital 

• 20% of the paid-up equity share capital 

The amt realized from non compliance to be transferred to

• Electric Traded fund

• Investor Protection Fund

• Either (a) or (b)

• None of the above

Fine for non compliance for MPS requirement for more than one year

• 5000 per day

• 10000 per day

• 2000 per day

• 1000 per day

Can Trade to Trade category shares can be traded intraday?

• TRUE

• FALSE

Secretarial Audit Report to be filed in 

• Form No. MR-2

• Form No. MR-3

• Form No. MR-4

• Form No. MR-5

If the auditor resigns after 45 days from the end of a quarter of a financial year, then the auditor shall before such resignation issue report of 

• Previous Quarter 

• Next Quarter 

• Prevoius as well as Next Quarter 

• None of the Quarters