The following are the procedures for registration of securities, except;

• Preparation of Documents

• Review of Documents

• One-time Report

• Approval or rejection

The regulatory body that supervises the corporate sector, the market, and the participants, including investors.

• Department of Trade and Industry (DTI)

• Securities and Exchange Commission (SEC)

• Commission on Audit

• Department of Economic and Development

This Rule is part of the implementing rules and regulations of the securities regulation code.

• SCR RULE 68

• SRC RULE 68

• SEC RULE 68

• CRS RULE 68

When used in this rule, refers to a juridical person or corporation registered under the revised corporation code.

• Management

• Board of Directors

• Corporation

• Entity

Means an unintentional mistake in financial statements which reduces or increases the related accounts by 10% or more.

• Error

• Fraud

• Material Misstatement

• Manipulation

Are shares, participation or interest in a corporation that is represented by a certificate, contract, and/or instrument

• Stocks

• Shares

• Securities

• Investments

Financial assets that represent ownership of a corporation.

• Debt Securities

• Equity Securities

• Hybrid Securities

• Derivative Securities

Securities whose value is dependent on or derived from an underlying asset.

• Debt Securities

• Equity Securities

• Hybrid Securities

• Derivative Securities

Means information whose omission or misstatement could influence the economic decisions of its users.

• Material Information

• Materiality

• Assets

• Financial Statements

Are holders of secondary licenses issued by regulatory agencies.

• Regulated Entities

• Private Entity

• Financial Entity

• Public Interest Entities