Best of the Best

What is the internal audit?

• Address risks and opportunities associated with its context and business objective.

• A set of policies, procedures or used as a reference against which objective evidence is compared.

• A group of auditors perform the audit.

• A 'systematic, independent and documented process for obtaining objective evidence and evaluating it objectively to determine the extend to which the audit criteria are fulfilled'

How many types of audit?

• One

• Two

• Three

• Four

Why do an internal audit?

• Assist the auditee in carrying out their work.

• To collect the information from the operational sources.

• The management has requested to conduct an audit.

• Identify risks, identify opportunities and identify improvement.

What is the requirement clause for internal audit in ISO 14001:2015?

• The requirements for internal audits are outlined in clause 9.3

• The requirements for internal audits are outlined in clause 9.1 & 9.2

• The requirements for internal audits are outlined in clause 9.2

• The requirements for internal audits are outlined in clause 9.1

How should the documented QESH management system be evaluated to meet the requirements?

• Know and understand the processes of the area to audit.

• Look for areas of improvement - 4 'M's and 1 'E'

• What are the risks & opportunities - for the processes and are there documented information to support the processes.

• All answers provided are correct.

What factors are considered as inputs for audit preparation?

• Audit scope, previous audit results & regulatory requirements

• Opening meeting, interviewing & examining

• Verification of corrective action

• Reporting CPAR & Observations

Why do we raise non-conformities?

• The practice does not comply with the documented system.

• The practice does not comply with he/her instruction.

• Not doing homework as requested.

• Follow the requirements of the ISO standard.

What is an internal auditor?

• A person who has qualification to perform an internal audit.

• A person who has certified for Risks Management Training.

• A person who has requested to perform an internal audit.

• None of the answers given.

What are the roles of auditors in the audit team?

• I. Plan and organized the work effectively

  II. Perform the audit within the agreed time schedule

• I. Wait for the audit team leader's instruction

  II. Let auditee ask the questions.

• All answers provided are correct.

• I. Prepare a simple audit plan.

  II. Evaluate the auditor's performance

What are the general knowledge and skills required for internal audit team leaders and auditors?

• Applicable statutory and regulatory requirements and other requirement

• The organization and its context

• Management system standards and other reference

• All answers are correct