Rule 506c - Securities Exemption

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Business, Social Studies
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University
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5 questions
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1.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What major change did the Post JOBS Act exemption introduce for companies?
It removed the general solicitation prohibition.
It limited the number of investors to 50.
It allowed companies to issue stocks without any restrictions.
It required all investors to be non-accredited.
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is a key similarity between the Post JOBS Act exemption and Rule 506B?
Both allow unlimited investors and issuance value.
Both require a minimum of 100 investors.
Both are applicable only to public companies.
Both require state law compliance.
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What must companies ensure to maintain the exemption under the Post JOBS Act?
The company must be publicly listed.
The issuance must be limited to $1 million.
All investors must be accredited.
All investors must be non-accredited.
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What document must still be provided to investors despite the exemption from state law?
A private placement memorandum
A stock certificate
A shareholder agreement
A public offering statement
5.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
What is a limitation of the Post JOBS Act exemption regarding investor offers?
Offers are limited to a maximum of 10 investors.
Offers must be made only to accredited investors.
Offers must be approved by the SEC.
Offers can be made to non-accredited investors.
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