SEC Proposing Sweeping Changes

SEC Proposing Sweeping Changes

Assessment

Interactive Video

Business

University

Hard

Created by

Quizizz Content

FREE Resource

The video discusses the role of the SEC in market regulation, focusing on payment for order flow and its benefits to individual investors. It explores potential changes to the market model and emphasizes the need for better investor education. The future of payment for order flow is speculated upon, and strategic planning for brokerages in response to regulatory changes is discussed.

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7 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What are the responsibilities of the SEC in relation to individual investors?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

Explain the process that an individual investor goes through when making a trade.

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3.

OPEN ENDED QUESTION

3 mins • 1 pt

What is payment for order flow, and how does it benefit individual investors?

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4.

OPEN ENDED QUESTION

3 mins • 1 pt

Discuss the potential risks associated with individual investors participating in the market.

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5.

OPEN ENDED QUESTION

3 mins • 1 pt

What suggestions were made regarding the education of individual investors?

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6.

OPEN ENDED QUESTION

3 mins • 1 pt

What are the implications of the SEC's actions on the future of payment for order flow?

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7.

OPEN ENDED QUESTION

3 mins • 1 pt

How might changes in regulations affect brokerage firms and their operations?

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