Major Federal Securities Laws - Explained

The video tutorial explains the Securities Act of 1933, which governs the initial issuance of securities by business entities, and the Securities Exchange Act of 1934, which regulates subsequent trading of these securities. The 1934 Act also established the Securities and Exchange Commission to oversee this area. Both acts impose civil and criminal liabilities and require disclosure from issuers and purchasers. The tutorial highlights the importance of understanding these regulations for anyone involved in securities transactions.

What is the primary purpose of the Securities Act of 1933?

How does the 1934 Act differ from the 1933 Act in terms of securities trading?

What role does the Securities and Exchange Commission play according to the 1934 Act?

What types of liabilities do both the 1933 and 1934 Acts provide for?

What are the disclosure requirements mentioned in the context of transferring securities?