Direct Public Offering - Explained

The video tutorial explains the concept of Direct Public Offerings (DPOs), a method often used by smaller firms to raise capital without the involvement of a large underwriter. It covers the compliance requirements with the SEC, potential exemptions, and the role of broker dealers in the process. DPOs are presented as a cost-effective alternative to traditional IPOs, particularly beneficial for startups and businesses seeking crowdfunding.

In what ways do securities laws still apply to firms that bypass underwriters?

What challenges do smaller firms face when trying to attract institutional investors?