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Compliance

Total questions: 12

Worksheet time: 14mins

Name
Class
Date
1.

Who is required to designate a WESM Compliance Officer?

a)

Each WESM Member

b)

The Market Operator and the System Operator

c)

The Metering Service Provider

d)

Any WESM Service Providers

e)

All of the above

2.

Which of the following statements relating to PEMC-IEMOP transition is not correct?

a)

IEMOP is a non-stock, non-profit organization

b)

Any rules change proposal in the WESM Rules shall be deliberated by a Rules Change Committee, a governance committee under IEMOP

c)

Settlement of transactions in the WESM is the responsibility of IEMOP.

d)

None of above

3.

Dispatch tolerances are set to allow limits on the extent to which generators may deviate from the dispatch targets. The current tolerance limit is:

a)

+/- 3% of the dispatch target or loading level

b)

+/- 1.5% of the dispatch target or loading level

c)

+1.5% or -3% of the dispatch target or +/-1MW, whichever is higher

d)

-1.5% or +3% of the dispatch target or +/-1MW, whichever is higher

4.

ABC Plant, a scheduled generating unit, was scheduled to run at 20MW for interval 9 but it was able to generate 19.1MW only at the end of hour, with a resulting deviation of 0.9MW or -4.5% of the dispatch target. There are no other reasons provided by ABC during the assessment. ABC Plant is in breach of the RTD Schedule.

a)

True

b)

False

5.

A form that is transmitted to the trading participants who are initially flagged for possible non-compliance with the Must-Offer Rule and Real-Time Dispatch Schedules.

a)

Significant Event Report Form

b)

Significant Event Notice

c)

Daily Compliance Notice

d)

Dispatch Deviation Report Form

6.

XYZ Plant is a must-dispatch generating unit. It submitted its projected output for interval 12. At the end of interval 12, its actual dispatch differs from its projected output and schedule. Which of the following is true?

a)

If deviation is beyond the tolerance limit, it will be flagged as probable breach​

b)

It shall report the cause/s of deviation to the DOE​

c)

The System Operator shall allow the XYZ Plant to generate at its maximum available output​

d)

None of the above is correct.​

7.

For Forecast Accuracy Standards: the mean absolute percentage error (MAPE) and percentile 95 of the forecasting error (Perc95) are set as follows:​


1) MAPE for Solar, Wind and Run of River Hydro: <18%​

2) Perc95 for Solar, Wind and Run of River Hydro: <30%

a)

Only 1 is correct

b)

Only 2 is correct

c)

1 and 2 are correct

d)

1 and 2 are wrong

8.

Under the WESM Rules,​

I. The __________________________________ shall ensure that the metering installations are tested and calibrated in accordance the Grid Code and Distribution Code. ​ ​

II. The ___________________________________ shall ensure that the accuracy of metering installations complies with the requirements of the Grid Code and Distribution Code.

a)

(I) Metering Service Provider; (II) Department of Energy

b)

(I) Metering Service Provider; (II) Metering Service Provider

c)

(I) Department of Energy; (II) Metering Service Provider

d)

(I) Department of Energy; (II) Energy Regulatory Commission

9.

Which of the following statements about reserves is not correct?

a)

Only trading Participants with ERC-Approved ASPA shall submit reserve offers for the market projections in the WESM

b)

The Trading Participants with approved contingency reserve schedule for the next day shall submit a reserve offer equal to one-half (1/2) of their day-ahead ancillary schedule (DAAS)

c)

All reserve transactions shall be settled based on their Ancillary Service Procurement Agreement (ASPA).​

d)

None of the above

10.

Trading Participants shall immediately advise the System Operator and Market Operator of any circumstance which threaten a significant probability of material adverse change in the state of their facilities in any trading interval of any trading day in the current week-ahead market horizon. Which report is required to be submitted by the Trading Participants after the occurrence of the said event? ​

a)

Significant Event Notice

b)

Significant Event Report Form

c)

Dispatch Deviation Report Form

d)

Non-Compliance Report Form

11.

ABC Plant, a run-of-river hydro classified and registered as must dispatch generating unit in the WESM, was scheduled to run at 20MW for interval 9 but it was able to generate 18.9MW only at the end of hour, with a resulting deviation of 1.1MW or -5.5% of the dispatch target. There are no other reasons provided by ABC during the assessment. ABC Plant is in breach of the RTD Schedule.

a)

True

b)

False

12.

Which of the following statements is incorrect? The WCO –

a)

shall ensure compliance of their respective organization with WESM Rules​

b)

may propose policies or amendments to the WESM Rules

c)

shall serve as the main contact person, for compliance-related matters

d)

shall submit a quarterly compliance report.

e)

none of the above.