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Beneficial Ownership

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.

Which one is considered a Legal Entity Member

a)

Sole Proprietorship

b)

Limited Liability Companies

c)

Unincorporated Associations

d)

Individual

2.

What do non-profit corporations need to identify?

a)

Control Only

b)

25% or more Owner

c)

25% or less Owner

d)

Owner and Control

3.

Which of these is NOT considered a "triggering event"?

a)

New share on an existing account

b)

Adding/Removing authorized signers

c)

Depositing funds to a Money Market

4.

When is the Information Only Record needed?

a)

When an Owner is a signer on the account

b)

When an Owner is not on the account and owns 24% of the business

c)

When an Owner/Control is not a signer on the account

d)

Information Only Records should always be on the account

5.

What does an LLC need to identify?

a)

An Owner and a Control

b)

Owners with less than 25% ownership

c)

Control Only

d)

Tracking 47 record

6.

Which of these items is needed for all beneficial owners?

a)

Member number

b)

High School attended

c)

Password

d)

Photocopies of valid identification

7.

Information Only records are created for member use?

a)

True

b)

False

8.

What happens if beneficial owner info is not collected at time of account opening?

a)

A letter will be mailed out notifying the member we need info

b)

The account should not be opened

c)

MBS can make exception and will call the member

d)

An email will be sent explaining the account is closed

9.

Only credit unions have to abide by the
Certification of Beneficial Ownership regulation.

a)

True

b)

False

10.

Control and Ownership Prong can be the same person?

a)

True

b)

False