"To comply with the Standard, the Professionals who receive gifts/benefits should disclose them in writing to their employers and then it is up to the employers to advice the Professionals suitably."

The Standard mentioned here is

"Professionals should tender only those investment advice which are backed by their own Firms’ research, or of any other persons which can stand the test of the Standards." The Standard mentioned is

"In matters related to their employment, Members and Candidates must act for the benefit of their employer and not deprive their employer of the advantage of their skills and abilities, divulge confidential information, or otherwise cause harm to their employer."

The Standard here spoken of is

S19 is

"Personal transactions may be undertaken only after clients and the member’s employer have had an adequate opportunity to act on a recommendation. "- Says Standard-

"The Supervisory Professionals (SPs) should maintain a constant vigil to sense and avoid any violations of any of the rules and regulations of their Firms or the Ethical Standards by Professionals/employees working under them."

This refers to Standard

"All the Professionals and employees should disclose to the Compliance Officer about any type of financial or non-financial compensation from any others or paid to others while recommending any securities."

This refers to Standard

"Members and Candidates must develop and maintain appropriate records to support their investment analysis, recommendations, actions, and other investment-related communications with clients and prospective clients. "

This refers to Standard?

"The Professionals/Firms should disclose to their clients the compensation that they charge from the clients in clear terms – for example a % of the business or a flat amount etc., whether the compensation is separately payable or included in the Standard package etc." This refers to: