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WorksheetsQuiz Day 5
Total questions: 12
Worksheet time: 10mins
The main difference between the two is that in the primary market, an investor gets securities in-directly from the other investors, while in the secondary market, one purchases securities from companies offering the same in IPO
True
False
Partially Correct
Cannot be determined
In the case of Primary markets, the IPO prices are determined by the issuer company whereas in the secondary market prices are determined by
SEBI
Broker
Demand & Supply forces
Key intermediaries for Primary Market
Merchant Bankers, RTAs and Depositories.
Stockbroker, DP and Clearing Member
Investment Banker & Authorised Person
Questions to ask before investing include -
A. Is the Company an MNC and has branches abroad? Is the Company doing good advertisement to market its products/services?
B. Is the company’s revenue growth, the company actually making a profit, company able to repay its debts?
C. Is the company in a position strong enough to compete with its peers & the company pay dividends?
A & B
C & D
A & D
A & B & C
Valid modes of placing an order do not include
Orders through a mobile app
Orders sent on WhatsApp / Snapchat / Instagram – call via social media
Order through an online browser (IBT)
Orders on phone call / email – call & trade
Type of order on the trading screen includes
A. MIS for intraday trades, CNC for carrying forward of cash market trades, NRML for F&O Trading
B. AMO for After Market Order, GTC for Good Till Cancelled Order, IOC for Immediate or Cancel Order
C. Profit Order, Loss Order, Super Order, Clear Order
D. Stop Loss Order, Limit Order, Market Order, Cover Order, Bracket Order
Only A, C & D are all valid order types
A, B, C & D are all valid order types
Only A, B & D are all valid order types
Only B & D are valid order types
Trading Terminal Features covers the following
A. The login process, Market Watch List, Creation of Customised Watch List, Placing of Buy / Sell Order,
B. Access to Trade Book Access to Order Book & Seamless Fund Transfer
C. Switching trades that are already executed
D. Funds transfer to/from 3rd party
A, B, C & D are all valid features
Only A & B are valid features
Only B & D are valid features
Only C & D are valid features
Post Trade confirmation by the exchange which comes on “T” day is an optional feature that an investor needs to subscribe to?
True
False
Cannot be determined
Partially True
_________ is Post document which every investor / trader receives either physically or on main
ECN – Electronic Contract Note
ECN – Electronic Cover Note
ECN – Electronic Customised Note
DIS – Delivery instruction Slip
Classification of Mutual Funds is based on _______ Parameters
Liquidity & Ease of investing
Economic conditions of the country
Structure, Objective & Investment Style
SEBIs instructions
Structured Mutual Funds are
Debt funds, Equity funds & Hybrid funds
Passive Funds & Active Funds
Thematic Funds & Sectoral funds
Open-ended, closed-ended & interval funds
Benefits of SIP in Mutual funds investing are –
Higher returns, low cost & ease of investing
Protection from losses, Higher Returns & Can invest low amounts
Discipline, Power of Compounding, Rupee Cost Averaging & Convenience
No stringent requirement of any advice or research while investing
