wayground logo

Free Printable Worksheets

Font size

S
M
L
XL
Worksheets

TEST # 3 FMI Capital Market

Total questions: 35

Worksheet time: 18mins

Name
Class
Date
1.

Capital Market is a market for

a)

long term assets

b)

short term assets

c)

Medium term assets

d)

none of the above

2.
Why do companies issue stocks?
a)
To create and investment opportunity into other businesses.
b)
To increase employee cooperation and an operating level.
c)
To be traded individually
d)
To raise money for economic investment and to fund operating costs.
3.
What is an IPO?
a)
Initial Polling Office
b)
Initial Public Offering
c)
International Public Office
d)
Increasing Public Opportunity
4.
What is a financial institution?
a)
A firm that makes money off of selling products
b)
An intermediary that helps channel savings into economic investments
c)
A corporation that typically falls into debt
d)
A primary source of selling company investment strategy
5.

The primary market is also called

a)

New issue market

b)

IPo

c)

stock exchange

d)

over the counter market

6.

The return of a share holder is

a)

Rate of interest

b)

Dividend

c)

Discount rate

d)

Discount value

7.

The instrument used in capital market is

a)

Equity

b)

Commercial paper

c)

Treasury Bill

d)

All the above

8.

Statutory body governing the capital market

a)

Commercial Banks

b)

RBI

c)

SEBI

d)

IDBI

9.

Who is the chairman of SEBI?

a)

Ajay Tyagi

b)

Arvind Panagariya

c)

C. Rangarajan

d)

Raghuram Rajan

10.

Professional independent brokers are called------------------

a)

Broker

b)

Hedger

c)

Jobber

d)

Budlawalas

11.

What is the name of fictitious transactions in the share market?

a)

Nil transactions

b)

Blank sales

c)

Wash sales

d)

White sales

12.

Who is acting as both the broker and jobber?

a)

Budlawalas

b)

Tarawaniwalas

c)

Hedger

d)

Speculators

13.

Who make benefit from share market price differences?

a)

Arbitrageurs

b)

Speculator

c)

Gambler

d)

Broker

14.
The Nasdaq is an example of:
a)
an exchange.
b)
an over-the-counter market.
15.
If you expect that the price of a stock will decline, which of the following are you most likely do?
a)
Buy a put option on the stock.
b)
Buy a call option on the stock.
c)
Write a put option on the stock.
d)
Buy the stock on margin.
16.
The self-regulatory organization for brokers and dealers is the:
a)
SEC.
b)
FINRA.
c)
NYSE.
17.

Statutory body governing Capital market in India is

a)

IDBI

b)

RBI

c)

SEBI

d)

NBFC

e)

SEBI

18.

The given is an instrument used in which market?

4 lines
19.

Sensex is a index used in

(a)  

20.

Financial Market consists of:

a)

Money Market

b)

Capital Market

c)

Both

d)

None of the above

21.

Who is the Governor of RBI?

a)

Urijit Patel

b)

Uddhav Thackeray

c)

Shaktikanta Das

d)

Raghunath Rajan

22.

Money lenders use credit instruments such as:

a)

Treasury Bills

b)

Hundi

c)

Call money market

d)

Government securities

23.

Full form of DFHI:

a)

Developed Finance House of India

b)

Discount and Finance House of India

c)

Developing Financial House of India

d)

Discounted Finance House of India

24.

Money lenders use credit instruments such as:

a)

Treasury Bills

b)

Hundi

c)

Call money market

d)

Government securities

25.

RBI is headquartered at:

a)

Kolkata

b)

Chennai

c)

Mumbai

d)

Delhi

26.

Commercial Banks fall under the criteria of:

a)

Organised market

b)

Unorganised market

c)

Semi organised market

d)

Undeveloped market

27.

1. The Securities Exchange Board of India was established in

a)

(A) 1988

b)

(B) 1992

c)

(C) 1987

d)

(D) 1966

28.

3. When was BSE established?

a)

(A) 1875

b)

(B) 1987

c)

(C) 1985

29.

1.Capital market do not provide---------

a)

Short term funds

b)

Debenture funds

c)

Long term funds

d)

Equity funds

30.

2.Which market facilitates capital formations?

a)
b)
c)
d)
31.

3.Rights issues refers to the share issued to-------------

a)

Employees

b)

public

c)

Existing directors

d)

Existing share holders

32.

4.Participants in the capital market includes---------

a)

Individuals

b)

Corporate

c)

Financial institutions

d)

All of the above

33.

6.-------- is a way of selling securities privately to a small group of investors.

a)

Public issue

b)

Right issue

c)

Private placement

d)

None of these

34.

1. The Securities Exchange Board of India was established in

a)

(A) 1988

b)

(B) 1992

c)

(C) 1987

d)

(D) 1966

35.

The capital market makes it possible to lend funds to various projects in the public as well as the private sector.

a)

True

b)

False

Similar Resources on Wayground

Riesgo y Rendimiento

30 questions

Riesgo y Rendimiento

quiz

Worksheet

•

1st Grade

CONOCIENDO BPO - TEST FINAL

31 questions

CONOCIENDO BPO - TEST FINAL

quiz

Worksheet

•

1st - 3rd Grade

Marketing Quiz

40 questions

Marketing Quiz

quiz

Worksheet

•

1st - 3rd Grade

BASIC MKT TUTORIAL ASSIGNMENT

30 questions

BASIC MKT TUTORIAL ASSIGNMENT

quiz

Worksheet

•

1st Grade

Management Quarter 1 Test Review

35 questions

Management Quarter 1 Test Review

quiz

Worksheet

•

KG - University

Naturaleza de las cuentas

30 questions

Naturaleza de las cuentas

quiz

Worksheet

•

KG - 3rd Grade