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FIMIS-MockTest

Total questions: 65

Worksheet time: 33mins

Name
Class
Date
1.

Who mints the coins in India?

a)

Ministry of Finance

b)

Reserve Bank of India

c)

Prime Minister's Office

d)

Commerce and Industry Ministry

2.

the objective of central bank is to _______

a)

ensure monetary stability in the country

b)

maintain the international value of the country's currency

c)

issue currency

d)

all of these

3.

Which statement is not true regarding RBI ?

a)

It was established in 1935.

b)

It can issue currency notes.

c)

Personal account can be opened in RBI.

d)

It is also known as the Banker's Bank.

e)

It is the Central Bank of India.

4.

Which among the following is incorrect?

a)

RBI is the Bank of Issue

b)

RBI acts as Banker to the Government

c)

RBI is Banker's Bank

d)

RBI does not regulate the flow of credit

5.

identify which of these is not a function of the central bank.

a)

Custodian of cash reserves

b)

Paying interest on deposit obtained from the public

c)

Issue of currency

d)

Custodian of foreign exchange ratio

6.

Reserve Bank of India is the lender of the last resort to scheduled commercial banks because?

a)

the parties can approach R B I when their limits are exhausted.

b)

they are not able to get loans from other banks.

c)

R B I meets directly or indirectly all their reasonable demands for financial accommodation subject to certain terms and conditions which constitute its discount rate policy.

d)

All of the above.

7.

Which of the below option best describes the process of insurance?

a)

Sharing the losses of many by a few

b)

Sharing the losses of few by many

c)

One sharing the losses of few

d)

Sharing of losses through subsidy

8.

In India _______________ insurance is mandatory.

a)

Motor third party liability

b)

Fire insurance for houses

c)

Travel insurance for domestic travel

d)

Personal accident

9.

Which of the following is not an element of the life insurance business

a)

Asset

b)

Risk

c)

Principle of Mutuality

d)

Subsidy

10.

Which among the following is the regulator for the insurance industry in India?

a)

Insurance Authority of India

b)

Insurance Regulatory and Development Authority of India

c)

Life Insurance Corporation of India

d)

General Insurance Corporation of India

11.

Which among the following is a method of risk transfer?

a)

Bank FD

b)

Insurance

c)

Equity shares

d)

Real estate

12.

Which of the following statement is true?

a)

Insurance protects the asset

b)

Insurance prevents its loss

c)

Insurance reduces possibilities of loss

d)

Insurance pays when there is loss of asset

13.

Government of India transacts life insurance

business in India through which of the following

a)

LIC of India

b)

GIC of India

c)

Postal Life Insurance

d)

All the above.

14.

The Securities and Exchange Board of India was not entrusted with the function of

a)

Investor Protection

b)

Ensuring Fair Practices by Companies

c)

Promotion of efficient service by brokers

d)

Improving the earning of equity holders

15.

To regulate scam in Indian capital market, which of the following body has regulatory power:

a)

SEBI

b)

SECI

c)

RBI

d)

SBI

16.

One of them is not the regulatory function of SEBI

a)

Regulating the business in stock exchange

b)

Registration and regulating the working of Stock Brokers, Sub – Brokers, Merchant Bankers, Depository participants and other intermediaries

c)

Regulation of Collective Investment Schemes

d)

Conducting research and publishing market information which are useful to all market participants

17.

Factoring is __________based financial service

a)

Fund

b)

Fee

18.

Locker Service is _________based financial service

a)

Fee

b)

Fund

19.

Why do banks seek to increase the size of their deposits?

a)

To build larger bank buildings.

b)

To put pressure on government officials.

c)

To increase their capacity to lend.

d)

To allow for more investments.

e)

To pay bank employees more.

20.

Commercial banks earn money in all of the following ways EXCEPT:

a)

Investing in other companies

b)

Charging fees for their services

c)

Collecting interest on loans

d)

Taking a percentage off of all deposits

21.
What are stocks?
a)
Shares of ownership in a corporation.
b)
Shares of trading in a corporation.
c)
Bonds with potential to make money.
d)
Bonds that are traded.
22.
What is an IPO?
a)
Initial Polling Office
b)
Initial Public Offering
c)
International Public Office
d)
Increasing Public Opportunity
23.

The primary market is also called

a)

New issue market

b)

IPo

c)

stock exchange

d)

over the counter market

24.

The securities that are already issued are available for subsequent purchases and sales at:

________.

a)

Office of the registrar and transfer agent

b)

Follow on public offer of the issuer

c)

Stock exchanges where they are listed

d)

Depositories where they are held

25.

The financial results of a company show that it has suffered losses due to declining

market share. The price of its equity share drops in the market. This is an example of the

role of the market as: _________.

a)

Provider of liquidity

b)

Orderly channel for transfer of funds from investors to issuers

c)

Generator of productive investments

d)

Information Signalling through prices

26.

The reserves of a company rightfully belong to ____________.

a)

Equity Shareholders

b)

Institutional lenders

c)

Promoters

d)

Employees

27.

To buy an option, if the underlying value is close to the strike price and there is volatility, the price of the option is going to be?

a)

Higher

b)

Any change

c)

Lower

28.

If a contract has high volume, is more probably to ...

a)

Have a lower spread.

b)

Have low volatility.

c)

Have a lower margin request.

29.

is the process by which an organization or individual defines the level of risk it wishes to take

a)

risk management

b)

budget planning

c)

project management 

30.

A trader executes a buy trade at 10:15 AM and sells the stock at 2:30 PM on 20/03/2021. What kind of a trade is this?

a)

Position

b)

Scalping

c)

Swing

d)

Day

e)

Momentum

31.

A trader holds his position on a stock for 5 days. What kind of a trade is this?

a)

Position

b)

Scalping

c)

Swing

d)

Day

e)

Momentum

32.

A _______________ comes with a down payment and monthly installments.

a)

Selling price

b)

Hire Purchase plan

c)

Interest

d)

Discount

33.

If a hire purchase plan is not done, then the person must buy the item in full ______________.

a)

Credit

b)

Loan

c)

Discount

d)

Cash

34.

To buy a new TV on Hire Purchase, Michael must pay a £50 deposit and 10 monthly payments of £15. How much will he pay in total for the TV?

a)

£200

b)

£515

c)

£50

d)

£650

35.

When you are leasing, you _________ own the car.

a)

do not

b)

do

36.

Check (ALL that apply)


Which of the following could you be charged extra for while leasing?

a)

Paint color

b)

Extra mileage

c)

Any damage to the vehicle

d)

Emissions testing

e)

Ending your lease early

37.

When leasing a vehicle, your payment is mostly based on how much the car will _____________ over the time you are renting it.

a)

depreciate

b)

drive

c)

last

d)

finance

38.

CHECK ALL THAT APPLY!


Which of the following are reasons people might lease?

a)

Because it's overall cheaper than financing.

b)

Because people enjoy having new vehicles as often as possible.

c)

Because people don't have money for a down payment or a vehicle to trade in.

d)

Because some people move around frequently and won't always be able to take a personal car with them.

39.

Someone might choose to own a car instead of leasing a car because:

a)

it will be less expensive

b)

it will be more expensive

c)

it could lead to lower repair expenses

d)

it could be sold later on to make some money back on the vehicle

40.

How can you reduce your monthly mortgage payment?

a)

by getting a higher interest rate

b)

by putting less money as a down payment

c)

by shortening the term of the loan

d)

by lengthening the term of the loan

41.

Which of the following might be required of the tenant when it comes to a typical housing lease?

a)

the tenant might have to repair types of damage to the property

b)

the tenant might have to avoid participating in illegal activity on the property

c)

the tenant might have to purchase renter's insurance for the property

d)

all of these might be required

42.

Which factors will affect the size of your monthly mortgage payment?

a)

the interest rate

b)

how much is borrowed (principal)

c)

the size of your down payment

d)

all of these

43.

Which is an advantage of owning a home over renting?

a)

it is yours and you can make all decisions

b)

you build equity over time

c)

you can sell it later on for a profit if it increases in value

d)

all of these

44.

A written agreement between a a tenant and a landlord:

a)

mortgage

b)

lease

c)

cooperative

d)

assessment

45.
What is the amount of money required to be stay in an account?
a)
Maximum Balance
b)
Minimum Balance
c)
Minimum Deposit
d)
Maximum Deposit
46.

............. is the rate at which commercial banks borrow from central bank in emergency

a)

CRR

b)

SLR

c)

Bank rate

d)

Reverse repo rate

47.

........... is the ratio of deposits which bank keep with the central bank

a)

CRR

b)

SLR

c)

Bank rate

d)

Reverse repo rate

48.

............is the rate at which the central bank borrow funds from commercial bank

a)

CRR

b)

SLR

c)

Bank rate

d)

Reverse repo rate

49.

Which one of the following is the most important relationship between banker and customer?

a)

Debtor and Creditor

b)

Bailee and Bailor

c)

Agency and Principa

d)

Trustee and Beneficiary

50.

Banks which accept deposits from the public and lend them mainly to commerce for short periods?

a)

Commercial Bank

b)

Industrial Bank

c)

Agricultural Bank

d)

Central Bank

51.

The apex institution in agricultural finance is

a)

NABARD

b)

EXIM Bank

c)

Reserve Bank of India

d)

IDBI

52.
A company owned by families or a small number of investors and do not issue stock to the public.
a)
public company
b)
industry
c)
private company
d)
portfolio
53.
People who own stocks are guaranteed a return on the money they have invested in stocks.
a)
TRUE
b)
FALSE
54.
The stock market is a physical place.
a)
Yes, it's located in most major cities around the world.
b)
No, trading is all done online.
c)
Yes and No, there are physical places where stocks are sold, but they are also sold virtually.
55.
The DOW Jones Industrial Average is an index of 30 American companies.  Why is the DOW Jones Industrial Average important?
a)
It tells Americans how much debt the country is in.
b)
It helps economists predict when a stock market crash will happen.
c)
It tells Americans how many jobs are out there.
d)
It provides a snapshot of how the stock market and the US economy is doing.
56.

Bonds are used to sell debt

a)

True

b)

False

57.

What is the interest rate on a bond called?

a)

Interest Rate

b)

Government Rate

c)

Set Rate

d)

Coupon

58.

There is an __________ relationship between bond prices and interest rates

a)

direct

b)

positively correlated

c)

inverse

d)

indirect

59.

You must hold your bond until it matures

a)

False

b)

True

60.

People may buy bonds instead of putting their money into banks because (tick one!)

a)

it is safer

b)

the interest rate may be higher

c)

they want to help the government raise money

d)

all of the above

61.

Ali Ashraf, the owner of a groundworks firm, sees his costs are on the high side. He sells his two oldest, slowest excavators, and with the money he buys one new one of the latest much faster models, expecting work faster while he saves on fuel, and thus improve his balance sheet.


This is an example of:

a)

Retained profits

b)

Sale of Assets

c)

Debt Factoring

d)

Loan Capital

62.

The Board of Ching Shu, a debt collection firm, decides to postpone the payout of shareholder dividends. The funds are used to open new offices, increasing their circle of activity. The shareholders think this is a great move as they think this will increase their stock value over time.


This is an example of:

a)

Debt Factoring

b)

Retained Profits

c)

Working Capital

d)

Leasing

63.

The owner of Jack’s Furniture Workshop, a one man company, manages to get a massive order to fit out a secondary school in Michigan. He puts $10.000 of his savings into the company so he can buy the needed raw materials, fully expecting to earn it back quickly.


This is an example of:

a)

Owners' Fund

b)

Trade Credit

c)

Overdraft

d)

Hire Purchase

64.

What is an advantage of a bank loan?

a)

There will be little or no interest

b)

They are quick and easy to arrange

c)

You can pay in smaller installments

d)

You don't have to pay it back

65.

Which of the following is NOT true of working capital?

a)

It is the amount of capital the firm has available to pay for its operations

b)

The amount of money a firm has to spend in the short term

c)

It is a measure of the firm's liquidity and financial health

d)

It is the sum total of a firm's fixed assets