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Index model

Total questions: 15

Worksheet time: 8mins

Name
Class
Date
1.

As diversification increases, the total variance of a portfolio approaches

a)

0

b)

1

c)

the variance of the market portfolio

d)

infinity

2.

As diversification increases, the firm-specific risk of a portfolio approaches

a)

0

b)

1

c)

infinity

d)

(n – 1) × n

3.

The index model was first suggested by

a)

Markowitz

b)

Sharpe

c)

Miller

d)

Graham

4.

A single-index model uses __________ as a proxy for the systematic risk factor.

a)

the current account deficit

b)

a market index, such as the S&P 500

c)

the growth rate in GNP

d)

the unemployment rate

5.

The index model has been estimated for stocks A and B with the following results:

RA = 0.03 + 0.7RM + eA.

RB = 0.01 + 0.9RM + eB.

σM = 0.35; σ(eA) = 0.20; σ(eB) = 0.10.

The covariance between the returns on stocks A and B is

a)

0.0384

b)

0.0406

c)

0.1920

d)

0.0772

6.

Analysts may use regression analysis to estimate the index model for a stock. When doing so, the slope of the regression line is an estimate of

a)

the α of the asset

b)

the β of the asset

c)

the σ of the asset

d)

the δ of the asset

7.

Analysts may use regression analysis to estimate the index model for a stock. When doing so, the intercept of the regression line is an estimate of

a)

the α of the asset

b)

the β of the asset.

c)

the σ of the asset.

d)

the δ of the asset

8.

In a factor model, the return on a stock in a particular period will be related to

a)

firm-specific events.

b)

macroeconomic events

c)

the error term

d)

both firm-specific events and macroeconomic events

9.

Assume that stock market returns do not resemble a single-index structure. An investment fund analyzes 150 stocks in order to construct a mean-variance efficient portfolio constrained by 150 investments. They will need to calculate _____________ expected returns and ___________ variances of returns

a)

150; 150

b)

150; 22500

c)

22500; 150

d)

22500; 22500

10.

Assume that stock market returns do not resemble a single-index structure. An investment fund analyzes 150 stocks in order to construct a mean-variance efficient portfolio constrained by 150 investments. They will need to calculate ____________ covariances

a)

12

b)

150

c)

22,500

d)

11,175

11.

Consider the single-index model. The alpha of a stock is 0%. The return on the market index is 16%. The risk-free rate of return is 5%. The stock earns a return that exceeds the risk-free rate by 11%, and there are no firm-specific events affecting the stock performance. The β of the stock is

a)

0.67

b)

0.75

c)

1.0

d)

1.33

12.

Suppose you held a well-diversified portfolio with a very large number of securities, and that the single index model holds. If the σ of your portfolio was 0.18 and σM was 0.24, the β of the portfolio would be approximately

a)

0.75

b)

0.56

c)

0.07

d)

1.03

13.

The index model has been estimated for stocks A and B with the following results:

RA = 0.01 + 0.5RM + eA.

RB = 0.02 + 1.3RM + eB.

σM = 0.25; σ(eA) = 0.20; σ(eB) = 0.10.

The covariance between the returns on stocks A and B is

a)

0.0384

b)

0.0406

c)

0.1920

d)

0.0050

14.

The index model has been estimated for stocks A and B with the following results:

RA = 0.01 + 0.8RM + eA.

RB = 0.02 + 1.2RM + eB.

σM = 0.20; σ(eA) = 0.20; σ(eB) = 0.10.

The standard deviation for stock A is

a)

0.0656

b)

0.0676

c)

0.2561

d)

0.2600

15.

The single-index model (choose the best)

a)

greatly reduces the number of required calculations relative to those required by the Markowitz model

b)

greatly reduces the number of required calculations relative to those required by the Markowitz model and enhances the understanding of systematic versus nonsystematic risk

c)

greatly increases the number of required calculations relative to those required by the Markowitz model

d)

enhances the understanding of systematic versus nonsystematic risk