Worksheets[SET 3] Module 5
Total questions: 10
Worksheet time: 15mins
Which of the following is false about compliance audit?
Antara berikut, yang manakah palsu tentang audit pematuhan?
It is a comprehensive review of an organization’s adherence to regulatory guidelines
Ia adalah semakan menyeluruh tentang pematuhan organisasi terhadap garis panduan kawal selia
It is an evidence gathering process
Ia adalah satu proses pengumpulan bukti
It should be subjective, biased and dependent
Ia harus subjektif, berat sebelah dan bergantung
Systematic and documented
Sistematik dan didokumenkan
There are 3 types of Halal audit. Based on information below, what is the type of the halal audit.
Terdapat 3 jenis audit Halal. Berdasarkan maklumat di bawah, apakah jenis audit halal?
i. Performed by independent organizations (Certificate bodies, regulators) / Dilaksanakan oleh organisasi bebas (Badan sijil, pengawal selia)
ii. An external audit / Audit luar
1st Party Halal Audit
Audit Halal Pihak Pertama
2nd Party Halal Audit
Audit Halal Pihak Kedua
3rd Party Halal Audit
Audit Halal Pihak Ketiga
Audit scope needs to specify the focus, extend and boundary. True or false?
Skop audit perlu menentukan fokus, lanjutan dan sempadan. Benar atau salah?
True
Benar
False
Salah
Audit plan should be based on the documented requirements of . . . . . .
Pelan audit hendaklah berdasarkan keperluan yang didokumenkan bagi . . . . . .
Halal Critical Points
Perkara Kritikal Halal
Halal Assurance System (HAS)
Sistem Jaminan Halal (HAS)
Halal Awareness
Kesedaran Halal
Halal Professional Board (HPB)
Lembaga Profesional Halal (HPB)
What is the advantage of audit master plan?
Apakah kelebihan pelan master audit?
Decrease confidence to develop own system in company
Mengurangkan keyakinan untuk membangunkan sistem sendiri dalam syarikat
On-going process of auditing and being audited that reduce employees’ halal awareness
Proses pengauditan dan diaudit berterusan yang mengurangkan kesedaran halal pekerja
Has specific guideline to be followed
Mempunyai garis panduan khusus untuk diikuti
Why does Halal Internal Audit need to be liaised with auditors and auditees?
Mengapa Audit Dalaman Halal perlu berhubung dengan juruaudit dan diaudit?
To avoid any duplication
Untuk mengelakkan sebarang pertindihan
To cause misjudge
Untuk menyebabkan salah sangka
To reduce efficiency and effectiveness of total audit activity
Untuk mengurangkan kecekapan dan keberkesanan jumlah aktiviti audit
Choose which is NOT a preparation of audit correspondence.
Pilih yang BUKAN penyediaan surat-menyurat audit.
Date & time
Tarikh & masa
Auditors formation
Penubuhan juruaudit
Scope of audit
Skop audit
Suppliers formation
Penubuhan pembekal
According to the following responsibilities below, what is the role of the person in an audit activity?
i. Check the current compliance status / Semak status pematuhan semasa
ii. Identify non-conformance / Kenal pasti ketidakakuran
iii. Perform necessary follow up action / Lakukan tindakan susulan yang diperlukan
Lead auditor
Ketua Juruaudit
Auditor
Auditor
Auditee
Auditee
Which of the following is FALSE about audit plan benefits?
Antara berikut, yang manakah PALSU tentang faedah rancangan audit?
Help auditor obtain sufficient evidence
Membantu juruaudit mendapatkan bukti yang mencukupi
Keep audit costs at unreasonable level
Pastikan kos audit pada tahap yang tidak munasabah
Avoid misunderstandings with clients
Mengelakkan perselisihan faham dengan pelanggan
Based on below, choose two (2) of the contents in audit findings presentation.
Berdasarkan di bawah, pilih dua (2) daripada kandungan dalam pembentangan penemuan audit.
Non-conformance details
Butiran ketidakpatuhan
Standard clauses
Klausa standard
Auditors
Auditor
Company's halal policy
Polisi halal syarikat
