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Financial Crime

Total questions: 10

Worksheet time: 7mins

Name
Class
Date
1.

In the short term, financial crime is perceived as being nontraumatic. However, in the longer term, deceitful behaviour has a traumatic impact on businesses and communities.

a)

True

b)

False

2.

The following are components of financial crime except

a)

It is deceitful

b)

It breaches trust

c)

It is intentional

d)

it involves a fair consideration of the third party

3.

The following are forms of financial crime except

a)

Fraud or dishonesty

b)

Bribery and corruption

c)

Armed robbery

d)

Market misconduct, including the misuse of information relating to a financial market

4.

--------- is the first stage of money laundering

(a)  

5.

The second stage of money laundering is --------

(a)  

6.

----------- is the final stage of money laundering

(a)  

7.

There are about 100 countries and jurisdictions committed to implementing the FATF recommendations and standards

a)

True

b)

False

8.

---------- is the only FATF observer country

(a)  

9.

The following are FATF 40 recommendations except

a)

Risk-based approach to AML

b)

Implementation of a national policy to AML

c)

Top-down approach combat of AML

d)

The use of sanctions

10.

FATF 40 PLUS 9 recommend

a)

Criminalizing the financing of terrorism and associated money laundering

b)

International cooperation

c)

Freezing and confiscating terrorist assets

d)

Reporting suspicious transactions related to terrorism