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WorksheetsQuiz time - SG LDD
Total questions: 10
Worksheet time: 4mins
Under normal circumstances, do we need to screen Alias and/ or Former names of customer/ customer controllers/ beneficial owners and authorized signers?
Yes
No
For the Alias and / or Former Name of client entity, under related parties tab in CDD, which of the following is correct for party type and purpose of Related Party?
Other Related Parties; tag to both Country Due Diligence Requirements ‘Singapore’ and Corporate Requirement
Other Related Parties; tag to Country Due Diligence Requirements ‘Singapore’
Other Related Parties; tag to Corporate Requirement
Board Member/Director; tag to Corporate Requirement
For High Risk (including all foreign PEPs and domestic high risk PEPs), how many customer controllers that need to verify?
1
2
3
All customer controllers
Can we use ACRA/ other company registries extracted from reliable/ independent sources for the verification of identity of a customer controller?
Yes
No
For non high risk and non SDD, which of the following information that need to identify and verify for customer controllers?
1) Full names (including any aliases, and former names); 2) Unique ID no; 3) Existing Residential address
1) Full names (including any aliases, and former names); 2) Unique ID no; 3) Existing Residential address; 4) DOB
1) Full names (including any aliases, and former names); 2) Unique ID no
1) Full names (including any aliases, and former names); 2) Unique ID no; 3) Existing Residential address; 4) DOB; 5) Nationality
For Independent Directors, do we need to identify and add for screening?
Yes
No
For uploading SG (APAC) consent letter in CDD, which effective date should be selected?
Signing date of consent letter
Date of uploading the consent letter
No specific requirement
Which of the following document cannot be certified by client's customer controller or in-house lawyer/ auditor/ notary or company secretary?
Memorandum and Articles of Association
Identification document of other customer controllers
His/ Her own identification document
Board Resolution
For certification, which of the following information is not required to be included about the individual certifying:
Full name
DOB
Signature of the certifier
Position/Capacity in which they are certifying
Which of the following is not classified as Institutional Investor?
An entity that is wholly and beneficially owned, directly or indirectly, by a central government of a country
An approved Designated Market-Maker by SGX-ST
Privately held company
A Central Bank in a jurisdiction other than Singapore
