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WorksheetsDomain Quiz - Mar 2023
Total questions: 30
Worksheet time: 15mins
1) __________ executes orders on behalf of client
Fund Manager
Custodian
Broker
Investor
1) The exchange market and over the counter market are considered as two types of
Floating Market
Risky Market
Secondary Market
Primary Market
1) ___________ is a type of investment vehicle consisting of a portfolio of stocks, bonds or other securities
Venture Capital
Cyrpto Coin
Mutual Fund
Equity
If you Buy a company’s stock
You own a part of the company
You have lent money to the company
You are liable for company’s debt
Company will return your original investment with interest
Recently, Fidelity was named Best ____________ by Forbes Advisor
Crypto broker
Online Broker Overall
Mutual Fund
ETF
The new ___________ on Fidelity.com brings our most popular trading tools together into a modern, web-based experience.
IPO
Brokerage info
Trading dashboard
____________ is another way to invest in a collection of stocks. But unlike other ways to do this, like an index mutual fund or ETF, you own the stocks directly, allowing you to customize your collection and create the opportunity to save on taxes.
Hedge Funds
Alternate Investing
Direct indexing
Crypto Investments
__________ are flexible, tax-advantaged accounts designed specifically for education savings. Funds can be used for qualified education expenses for schools nationwide.
529 plans
401K Plans
TAX ETFs
Alternate investments
_______ are investments issued by insurance companies that can be used to help build a guaranteed income stream or a retirement nest egg. It’s like being able to create your own pension fund or IRA.
Bond Investments
Annuities
Tax Saving Funds
Liquid Fund
If you have some cash that you're wondering what to do with, rising rates make now a great time to consider ___________, which are savings products with fixed interest rates issued by banks
Liquid Accounts
Inflation Protected Bonds
certificates of deposit (CDs)
Current Accounts
________________ are a type of investment company whose shares are traded in the open market like a stock or ETF
Annuities
Closed-end funds
401k Accounts
Pension Funds
"assets are just over $7 trillion as of May 31, 2022 (per Bloomberg)" ---> what type of investment are we speaking about here?
Bitcoin
Etherum
Direct Index
ETFs
A ______________ is any action taken by a company – generally enacted by its board of directors – that has a material impact on the company and its shareholders.
annual audit
corporate action
shareholder meeting
board meeting
There are two main types of corporate actions, they are – _____________
cash and non-cash
yes and no
mandatory and voluntary
investing and returning
Shareholders have a right to know the overall financial conditions of the company in which they have invested; therefore, the _________ contains the consolidated financial statements regarding the company's income, cash flow performance, short- and long-term debt and financial position.
annual shareholder report
dividend report
interest report
profit statement
Shareholders of a company are of two types, they are __________
active and passive
voluntary and mandatory
common and preferred shareholder.
local and international
encompasses a range of details such as a unique security number for the financial instrument or product being traded, the name of the buyer, seller, or any other party involved in the contract, and the costs involved in the trade
Master data
Reference data
Random Data
Moving data
Financial penalty which is now been imposed for late matching and failing transactions in Europe is _____________
SWIFT Fees
CSDR Penalty
Late Payment Fees
_______________are the messages generated when funds are transferred internationally using international payment network.
FIX Messages
SWIFT Messages
Interbank Messages
Cross Bank Messages
On 7th March, they tweeted, “Proud to be on @Forbes’ annual ranking of America’s Best Banks…”
By 10th March, the stock price had tanked by 60% and the bank was taken over by an arm of the US government.
what are we speaking of here.......
FDIC
Forbes
SVB Bank
2008 Financial Crisis
In a recent report, Forbes named Fidelity as one of the top 10 employers in the country and the top employer in Banking and Financial Services.
Fidelity is the _________ranked large employer just ahead of Microsoft.
fourth
seventh
ninth
fifth
___________ is the safe, easy, no-cost way to store, access and share digital copies of your family's most important documents.
FINRA
Custodian
Fidsafe
SEC
What was the first listed company on the NYSE
Nationwide Insurance
Bank of America
Merrill Lynch
Prudential
_____________ stocks are huge companies with excellent reputations, often including some of the biggest household names
Government
Bluechip
Face Valued stocks
Preferred stocks
_________ is the lowest in risk
Liquid fund
Gilt Fund
Fixed Maturity Plans
Diversified Funds
Which of the following is NOT a reason to invest in mutual funds?
Professional management of your investment
Invest low amounts
Flexibility to buy and sell your investments as and when you want
Personal customized portfolio
What is used to measure the volatility of a fund’s returns?
Standard deviation
Arithmetic mean
Covariance
Correlation
Equity Mutual funds will give a fixed rate of return
Yes
No
If the Mutual Fund that a person invested in suffers losses, what happens to the portfolio value of the investors?
The Investments Are Insured Against Losses
If The Mutual Fund Suffers Losses, Then The Investor's Portfolio Will Have A Proportional Decline
The Mutual Fund Pumps In Money And Ensures That The Investors Don’t Lose Money
Losses Havent Occurred Due To Diverse Asset Allocation
Mid-cap, small-cap, and tax savings funds come under which category of Mutual Funds?
Equity
Debt
Both
None of the above
