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Domain Quiz - Mar 2023

Total questions: 30

Worksheet time: 15mins

Name
Class
Date
1.

1)      __________ executes orders on behalf of client

a)

Fund Manager

b)

Custodian

c)

Broker

d)

Investor

2.

1)      The exchange market and over the counter market are considered as two types of

a)

Floating Market

b)

  Risky Market

c)

Secondary Market

d)

Primary Market

3.

1)      ___________ is a type of investment vehicle consisting of a portfolio of stocks, bonds or other securities

a)

Venture Capital

b)

Cyrpto Coin

c)

Mutual Fund

d)

Equity

4.

If you Buy a company’s stock

a)

     You own a part of the company

b)

       You have lent money to the company

c)

      You are liable for company’s debt

d)

       Company will return your original investment with interest

5.

Recently, Fidelity was named Best ____________ by Forbes Advisor

a)

Crypto broker

b)

Online Broker Overall

c)

Mutual Fund

d)

ETF

6.

The new ___________ on Fidelity.com brings our most popular trading tools together into a modern, web-based experience.

a)

IPO

b)

Brokerage info

c)

Trading dashboard

7.

____________ is another way to invest in a collection of stocks. But unlike other ways to do this, like an index mutual fund or ETF, you own the stocks directly, allowing you to customize your collection and create the opportunity to save on taxes.

a)

Hedge Funds

b)

Alternate Investing

c)

Direct indexing

d)

Crypto Investments

8.

__________ are flexible, tax-advantaged accounts designed specifically for education savings. Funds can be used for qualified education expenses for schools nationwide.

a)

529 plans

b)

401K Plans

c)

TAX ETFs

d)

Alternate investments

9.

_______ are investments issued by insurance companies that can be used to help build a guaranteed income stream or a retirement nest egg. It’s like being able to create your own pension fund or IRA.

a)

Bond Investments

b)

Annuities

c)

Tax Saving Funds

d)

Liquid Fund

10.

If you have some cash that you're wondering what to do with, rising rates make now a great time to consider ___________, which are savings products with fixed interest rates issued by banks

a)

Liquid Accounts

b)

Inflation Protected Bonds

c)

certificates of deposit (CDs)

d)

Current Accounts

11.

________________ are a type of investment company whose shares are traded in the open market like a stock or ETF

a)

Annuities

b)

Closed-end funds

c)

401k Accounts

d)

Pension Funds

12.

"assets are just over $7 trillion as of May 31, 2022 (per Bloomberg)" ---> what type of investment are we speaking about here?

a)

Bitcoin

b)

Etherum

c)

Direct Index

d)

ETFs

13.

A ______________ is any action taken by a company – generally enacted by its board of directors – that has a material impact on the company and its shareholders.

a)

annual audit

b)

corporate action

c)

shareholder meeting

d)

board meeting

14.

There are two main types of corporate actions, they are – _____________

a)

cash and non-cash

b)

yes and no

c)

mandatory and voluntary

d)

investing and returning

15.

Shareholders have a right to know the overall financial conditions of the company in which they have invested; therefore, the _________ contains the consolidated financial statements regarding the company's income, cash flow performance, short- and long-term debt and financial position.

a)

annual shareholder report

b)

dividend report

c)

interest report

d)

profit statement

16.

Shareholders of a company are of two types, they are __________

a)

active and passive

b)

voluntary and mandatory

c)

common and preferred shareholder.

d)

local and international

17.

encompasses a range of details such as a unique security number for the financial instrument or product being traded, the name of the buyer, seller, or any other party involved in the contract, and the costs involved in the trade

a)

Master data

b)

Reference data

c)

Random Data

d)

Moving data

18.

Financial penalty which is now been imposed for late matching and failing transactions in Europe is _____________

a)

SWIFT Fees

b)

CSDR Penalty

c)

Late Payment Fees

19.

_______________are the messages generated when funds are transferred internationally using international payment network.

a)

FIX Messages

b)

SWIFT Messages

c)

Interbank Messages

d)

Cross Bank Messages

20.

On 7th March, they tweeted, “Proud to be on @Forbes’ annual ranking of America’s Best Banks…”

By 10th March, the stock price had tanked by 60% and the bank was taken over by an arm of the US government.

what are we speaking of here.......

a)

FDIC

b)

Forbes

c)

SVB Bank

d)

2008 Financial Crisis

21.

In a recent report, Forbes named Fidelity as one of the top 10 employers in the country and the top employer in Banking and Financial Services.

Fidelity is the _________ranked large employer just ahead of Microsoft.  

a)

fourth

b)

seventh

c)

ninth

d)

fifth

22.

___________ is the safe, easy, no-cost way to store, access and share digital copies of your family's most important documents.

a)

FINRA

b)

Custodian

c)

Fidsafe

d)

SEC

23.

What was the first listed company on the NYSE

a)

Nationwide Insurance

b)

Bank of America

c)

Merrill Lynch

d)

Prudential

24.

_____________ stocks are huge companies with excellent reputations, often including some of the biggest household names

a)

Government

b)

Bluechip

c)

Face Valued stocks

d)

Preferred stocks

25.

_________ is the lowest in risk

a)

Liquid fund

b)

Gilt Fund

c)

Fixed Maturity Plans

d)

Diversified Funds

26.

Which of the following is NOT a reason to invest in mutual funds?

a)

Professional management of your investment

b)

Invest low amounts

c)

Flexibility to buy and sell your investments as and when you want

d)

Personal customized portfolio

27.

What is used to measure the volatility of a fund’s returns?

a)

Standard deviation

b)

Arithmetic mean

c)

Covariance

d)

Correlation

28.

Equity Mutual funds will give a fixed rate of return

a)

Yes

b)

No

29.

If the Mutual Fund that a person invested in suffers losses, what happens to the portfolio value of the investors?

a)

The Investments Are Insured Against Losses

b)

If The Mutual Fund Suffers Losses, Then The Investor's Portfolio Will Have A Proportional Decline

c)

The Mutual Fund Pumps In Money And Ensures That The Investors Don’t Lose Money

d)

Losses Havent Occurred Due To Diverse Asset Allocation

30.

Mid-cap, small-cap, and tax savings funds come under which category of Mutual Funds?

a)

Equity

b)

Debt

c)

Both

d)

None of the above