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SWAP Derivative

Total questions: 15

Worksheet time: 30mins

Name
Class
Date
1.

_____ contracts are equivalent to a series of forward contracts.

a)

future

b)

option

c)

swap

d)

derivative

2.

Following swap entails exchange of only interest payments

a)

Interest rate swaps

b)

Currency swaps

c)

Swaptions

3.

Aisha and Naira decided to enter into a financial agreement. What does a plain vanilla swap usually involve?

a)

Swapping debt maturities

b)

Swapping fixed rate payments for floating rate payments

c)

Swapping interest rate tax liabilities

d)

Swapping debt principal payments

4.

Swaps are mainly used to reduce ______ risk

a)

Counterparty

b)

Market

c)

Country

d)

Operational

5.

The most important use for swaps is for

a)

Hedging

b)

Speculation

c)

Switching views or positions

d)

Note of the above

6.

Interest swaps in the financial market is equal to:

a)

Arithmetic average of forward rates

b)

Geometric average of forward rates

c)

Weighted average of forward rates

d)

None of the above

7.

Usually, interest rate swaps are done

a)

Between the counterparties

b)

Between government regulatory agencies

c)

Under the supervision of the World Bank

d)

By financial institutions

8.

Companies ABC and XYZ have been offered the following rates per annum:

Company ABC: Fixed rate of 8% or floating rate equal to LIBOR

Company XYZ: Fixed rate of 8.8% or floating rate equal to LIBOR

Company XYZ requires a fixed-rate investment; company ABC requires a floating-rate investment.

In case they both enter a swap agreement based on their preferences, what is the maximum total gain of both parties (3 min):

a)

0.8%

b)

0.8% - intermediation fees

c)

0.4% – (intermediation fees / 2)

d)

None of the above

9.

A Fixed-for-floating  currency swap is a swap where

a)

floating interest rate in one currency is exchanged for a fixed interest rate in another currency

b)

Floating interest rate in one currency is exchanged for  a floating interest rate in another currency.

c)

Fixed interest rate in one currency is exchanged for a fixed interest rate in another currency

d)

None of the above

10.

Quantos Swaps are

a)

Quantitative swaps that are applied on underlying other than interest rates

b)

An agreement to exchange to total quantitative return on either a floating or fixed rate of interest

c)

Swaps where a rate observed in one currency is applied to a principal amount in another currency

d)

None of the above

11.

Which of the following derivatives is classified as a contingent claim?

a)

Futures contracts

b)

Interest rate swaps

c)

Credit default swaps

12.

In a financial agreement known as an interest rate swap, what do two parties agree to exchange?

a)

Series of cash flows.

b)

Protection from the credit seller.

c)

Right to purchase the underlying.

13.

Forward commitments subject to default are:

a)

forwards and futures.

b)

futures and interest rate swaps.

c)

interest rate swaps and forwards.

14.

A credit derivative is a financial contract in which the:

a)

bank provides a credit guarantee to both the buyer and the seller.

b)

seller offers protection to the buyer against the credit risk of a third party.

c)

the buyer and seller provide collateral at the beginning of the contract.

15.

A derivative is best described as a financial instrument that derives its performance by

a)

Passing through the returns of the stock market.

b)

Replicating the performance of the stock market.

c)

Transforming the performance of the stock market.