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Investing Review

Total questions: 25

Worksheet time: 13mins

Name
Class
Date
1.

What is a key difference between investing in stocks and keeping money in a bank savings account?

a)

Investing is generally considered risk-free, unlike saving

b)

Investing is ideal for short-term needs, while saving is for long-term goals

c)

Investing can potentially offer higher returns over time, whereas saving provides more security and liquidity

d)

Investing typically offers fixed returns, while saving returns are variable

2.
Which of the following statements is TRUE about compound interest?
a)
Compound interest is difficult to calculate, so those who use it earn higher profits for their efforts
b)
Compound interest means you have a fund manager who is compounding your returns without charging a fee
c)
Compound interest allows you to earn interest not only on the amount you have saved, but also on the interest you've already earned
d)
Compound interest directly impacts how much you will be charged in fees
3.

Ashton, Michael, and Alex are considering their investment strategies. What types of actions can prevent them from making wise investment choices?

a)

Remaining calm during market fluctuations

b)

Purchasing stocks at low prices and selling them at high prices

c)

Following the crowd by exiting the market

d)

Opting for a diversified portfolio rather than attempting to outperform the market

4.

Haley has saved $2,000 in a savings account that earns 0.5% interest annually. What will most likely happen to the purchasing power of her savings over time?

a)

Her purchasing power will DECREASE because the interest rate is lower than the historical rate of inflation

b)

Her purchasing power will INCREASE because the interest rate is higher than the historical rate of inflation

c)

Her purchasing power will INCREASE because the interest will compound faster than the historical rate of inflation

d)

Her purchasing power will remain the SAME because the interest rate is the same as the historical rate of inflation

5.

Yana and Hayden are discussing their investment options. Yana is considering buying an individual bond, while Hayden is looking into bond funds. Which of the following accurately describes a difference between an individual bond compared to a bond fund?

a)

A bond pays you dividends while a bond fund pays you regular interest

b)

A bond guarantees you a higher rate of return than a bond fund

c)

A bond is issued by a company while bond funds only invest in government bonds

d)

A bond is considered to be a less diversified investment than a bond fund

6.

Serenity, Dominique, and Zillah are discussing investment options. Which of the following characteristics is TRUE about Exchange Traded Funds (ETFs) that they might consider?

a)

ETFs can only be bought and sold at the end of the trading day

b)

An ETF represents a collection of stocks or bonds that you can trade on the stock market

c)

Passively managed ETFs typically have high fees

d)

The price of an ETF remains constant throughout the trading day

7.

Sydney purchased 15 shares of stock in TechGiantCorp for $60 per share. Three months later, Sydney sold the 15 shares of stock for $90 per share. What was Sydney's profit or loss on TechGiantCorp stock? (Assume that TechGiantCorp didn't pay a dividend and that Sydney didn't incur any trading fees during that period.)

a)

Loss of $450

b)

Profit of $450

c)

Loss of $900

d)

Profit of $900

8.

Which statement accurately reflects the typical relationship between risk and return in investment decisions?

a)

Investors generally anticipate a lower return when choosing a high-risk investment

b)

Investors generally anticipate a higher return when choosing a low-risk investment

c)

Investors generally anticipate a higher return when choosing a high-risk investment

d)

Investors generally anticipate no return when choosing a low-risk investment

9.

What is one of the main benefits of having a diversified investment portfolio?

a)

It ensures that you will always make a profit

b)

It allows you to avoid paying taxes on investment gains

c)

It helps in spreading and minimizing risk

d)

It guarantees a fixed return on investment

10.

Griffin and Jaden are considering different retirement savings options. Which of the following is NOT a benefit of contributing to a 401(k) plan?

a)

Tax-deferred growth on investments

b)

A broader range of investment options compared to an IRA

c)

Potential employer matching contributions

d)

Higher contribution limits than an IRA

11.

Jay and Claire are discussing their investment options. Jay is considering buying a bond, while Claire is thinking about purchasing a stock. What is the primary distinction between a bond and a stock?

a)

A bond represents a debt investment in which an investor loans money to an entity, whereas a stock represents equity ownership in a company.

b)

Bonds are generally considered more volatile than stocks and offer higher potential returns.

c)

Bonds are typically issued by large, established corporations, while stocks are issued by small startups.

d)

Bonds are ideal for achieving high growth, while stocks are preferred for steady income.

12.
An actively managed mutual fund…
a)
Generally has lower fees than a passively managed index fund
b)
Is managed by a fund manager who charges a fee
c)
Always performs better than an index fund
d)
Is a mix of two types of stocks and two types of bonds to diversify your portfolio
13.

Haylie, Paige, and Piper are considering investing in stocks. What are two ways they can profit from owning stocks?

a)

By selling the stock at a lower price than the purchase price

b)

By earning dividends or selling the stock for more than the purchase price

c)

By holding onto the stock as it loses value

d)

By selling the stock at the same price as it was bought

14.

Carter and Adam are planning to start investing in the stock market. What is the primary purpose of a brokerage account for them?

a)

It’s a platform for scheduling meetings with financial advisors

b)

It’s used to manage and pay taxes on investment income

c)

It’s designed for buying and selling various securities like stocks and bonds

d)

It’s a unique retirement plan offered by select employers

15.

Why is it crucial for Elliot to assess his risk tolerance prior to beginning his investment journey?

a)

It assists in determining whether to engage in his employer’s 401(k) match program

b)

Individuals with low risk tolerance are advised to avoid investing entirely

c)

A high risk tolerance might qualify him for reduced fees as he is indifferent to significant portfolio value drops

d)

His investment portfolio should be customized to reflect a risk level he is comfortable with

16.

Carson is considering his retirement savings options at his job, where he earns $65,000 annually. The company offers a 401(k) match up to 3% of his salary. He has $150 per month available for retirement savings. What is the best course of action for him?

a)

Ignore the 401(k) and invest the $150 in a personal savings account

b)

Split the $150 between a 401(k) and a Roth IRA to balance his investments

c)

Wait until he can contribute the maximum to his 401(k) before starting to save

d)

Invest the entire $150 in the 401(k) to take full advantage of the company match

17.

Laura and Audre are considering investing in an actively managed investment fund. What is the primary objective of such a fund?

a)

To ensure a return that is consistently lower than the market average

b)

To replicate the market's overall performance

c)

To have a fund manager attempt to exceed the market's average return

d)

To guarantee compensation from the fund manager if the market is not outperformed

18.

Asher is 22, just started his first full-time job, and is considering investment options for his company's 401(k) plan. What is an advantage of choosing a target date fund (TDF) for Asher?

a)

A TDF is managed by a professional team and typically has low management fees

b)

A TDF focuses on a single asset class to simplify investment choices for beginners

c)

A TDF is guaranteed by the government, ensuring no loss even if the market declines

d)

A TDF automatically rebalances the portfolio to become more conservative as the target date approaches

19.

What is one question Sabino should ask when deciding whether or not he would like to open a Roth IRA or a Traditional IRA?

a)

Do I want to make a guaranteed return of 6% or 8%?

b)

Do I want to pay taxes now or later?

c)

Do I want to take advantage of my employer’s matching contribution?

d)

Do I want to take on more or less risk?

20.

Madison is new to investing and wants to make informed decisions. Which of the following is NOT recommended for her as a beginner?

a)

Start with a diversified mutual fund

b)

Consult with a financial advisor to set goals

c)

Attempt to time the market for quick gains

d)

Educate herself on basic investment principles

21.

Savana is explaining what Social Security is to Harrison and Kelvin. Which of the following descriptions should she use?

a)

Social Security is a type of retirement savings plan that you can open through a brokerage firm

b)

Social Security is a government program that pools contributions from current workers to fund retirement support benefits to those who are eligible

c)

Social Security is a type of retirement savings plan offered by some employers

d)

Social security is a government mandate that requires employers to offer their employees a 401(k) or pension plan

22.
As a shareholder in a public company, what are the benefits available to you?
a)
You may receive dividends from the company, if the company pays them, and you have ownership of a portion of the company
b)
You must receive dividends from the company (all companies must pay them) and you can select members of the management team (e.g., the Chief Executive Officer (CEO))
c)
You can select members of the management team [e.g., the Chief Executive Officer (CEO)] and vote for members of the Board of Directors
d)
You have ownership of a portion of the company and receive coupon payments from the issuer
23.

Maddie and Nathan are discussing their investment strategies. Maddie prefers Index Funds because they offer a cost-effective way to invest in a broad market index, like the S&P 500, with returns that mirror the index. What makes Index Funds an attractive choice for investors?

a)

They consist of a small selection of individual stocks for targeted investment

b)

They offer a cost-effective way to invest in a broad market index, like the S&P 500, with returns that mirror the index

c)

They are managed by experienced fund managers who actively trade stocks

d)

They are controlled by automated systems that promise returns above the market average

24.

Jaxson purchases a bond with a fixed coupon rate of 4%. After a year, new bonds are issued with a coupon rate of 2%. Which statement is TRUE?

a)

The market value of Jaxson's bond will rise

b)

The interest rate on Jaxson's bond will adjust to 2%

c)

The demand for Jaxson's bond will decrease

d)

The market value of Jaxson's bond will remain unchanged

25.

Sarah is comparing two mutual fund investments she made a year ago. ActiveFund30 had an average return (before fees) of 8.0% per year and an annual fee of 1.5%. PassiveFund600 had an average return (before fees) of 7.5% per year and an annual fee of 0.2%. Which investment provided a better net return for Sarah (after fees)?

a)

ActiveFund30: It had an overall return of 9.5% while PassiveFund600 had an overall return of 7.7%

b)

PassiveFund600: It had an overall return of 7.7% while ActiveFund30 had an overall return of 9.5%

c)

ActiveFund30: It had an overall return of 8.0% while PassiveFund600 had an overall return of 7.5%

d)

PassiveFund600: It had an overall return of 7.3% while ActiveFund30 had an overall return of 6.5%