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Personal Finance: Chapter 12 Review

Total questions: 21

Worksheet time: 11mins

Name
Class
Date
1.

A debenture (general obligation bond) is a corporate bond that has less risk than a mortgage bond.

a)

True

b)

False

2.

The greater the risk of an investment typically yields the potential for a higher return to the investor.

a)

True

b)

False

3.

To pay for a new school, a local government may issue a municipal bond.

a)

True

b)

False

4.

A sinking fund means a bond is losing value.

a)

True

b)

False

5.

Naomi purchased a Kraft Foods bond with an S&P rating of "BBB". Her bond is best described as:

a)

a. a risk-free bond

b)

b. a junk bond

c)

c. an investment-grade bond

d)

d. a speculative bond

6.

A typical corporate bond states all of the following facts about the bond EXCEPT ____.

a)

the amount of interest dollars paid

b)

the interest rate

c)

the maturity date

d)

its face value

7.

A mutual fund investor can gain all of the following types of income EXCEPT:

a)

income dividends

b)

capital gains

c)

semi-annual interest checks

d)

capital gain distributions

8.

Isabella bought a registered zero-coupon bond and discovered that it differs from other bonds because:

a)

provides no regular interest payments and bought at a discount

b)

provides no regular interest payments

c)

anyone in possession of the physical certificate can collect the face value

d)

bought at a discount off of face value

9.

An investor can trade a bond for shares of the corporate stock if the bond is a ____.

a)

mortgage bond

b)

debenture

c)

subordinated debenture

d)

convertible bond

10.

To reach maturity, Treasury bills take between ____.

a)

10 to 30 years

b)

1 to 30 years

c)

1 to 10 years

d)

4 to 52 weeks

11.

A mutual fund that has an unlimited number of shares that can be purchased and sold by investors on an ongoing basis:

a)

aggressive fund

b)

open-end fund

c)

high-yield fund

d)

closed-end fund

12.

When Leilani chooses to invest in a U.S. Government treasury bond vs. a corporate bond, she:

a)

has the same risk as a corporate bond from a blue-chip company

b)

will enjoy higher than average interest payments

c)

is faced with a low risk of losing her investment dollars

d)

is faced with a higher than average risk of losing her investment dollars

13.

When Nina buys into a mutual fund with 1,000 and sells out of it two years later and receives1,000\ and\ sells\ out\ of\ it\ two\ years\ later\ and\ receives 2,500, she realized:

a)

a. a tax break

b)

b. a capital gain distribution

c)

c. a capital gain

d)

d. an income dividend

14.

A mutual fund in which you pay a commission every time you buy or sell shares.

a)

Load fund

b)

Commission fund

c)

Dividend fund

d)

Obligation fund

15.

When Carlos purchased a Coca Cola bond that matures in 2040 with a 5% interest rate, he is:

a)

lending money to Coca Cola and they promise to pay him back in 2040

b)

buying a piece of ownership in Coca Cola and they will offer to pay him back in 2040

c)

lending money to Coca Cola and he has the option to get repaid in 2040

d)

buying a piece of ownership in Coca Cola and has voting rights until 2040

16.

Which Standard & Poor’s rating designates the riskiest investment of the following?

a)

BB

b)

AA

c)

BBB

d)

AAA

17.

19. Index funds ____________.

a)

are minimally managed

b)

have lower fees

c)

are minimally managed, have lower fees, and follow a market index

d)

follow a market index

18.

20. Maple invested in a large-cap fund. Ben invested in an mid-cap fund. Austin invested in a small-cap fund. Who is faced with the lowest risk investment?

a)

Ben

b)

each of them have equal risk

c)

Maple

d)

Austin

19.

The rate of return earned by an investor who holds a bond for a certain period of time:

a)

bond risk

b)

bond yield

c)

bond rating

d)

bond price

20.

Toran bought the ABC mutual fund on 11/30/19, and Eddie tried buying the same fund last week but there were no more shares available. The ABC fund is best described as:

a)

a. a registered fund

b)

b. a members fund

c)

c. open-end fund

d)

d. closed-end fund

21.

Investors buy mutual funds for all of the following reasons EXCEPT:

a)

FDIC insurance

b)

choices for different risk levels

c)

professional management

d)

diversification