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Tài Chính Tiền Tệ K27CLC-NHC

Total questions: 220

Worksheet time: 4hrs 40mins

Name
Class
Date
1.

Direct finance occurs when funds flow:

a)

Through financial intermediaries

b)

Directly from savers to borrowers

c)

Through government only

d)

Through insurance companies

2.

In direct finance, financial instruments are issued in:

a)

Financial intermediaries

b)

Financial firms only

c)

Financial markets

d)

Government agencies

3.

Indirect finance occurs when:

a)

Savers lend directly to borrowers

b)

Firms issue bonds directly to households

c)

Intermediaries stand between savers and borrowers

d)

No financial instruments are created

4.

Which is a financial intermediary?

a)

Stock exchange

b)

Commercial bank

c)

Bond market

d)

Currency market

5.

Which is an example of direct finance?

a)

Taking a bank loan

b)

Selling a bond to investors

c)

Depositing money in a bank

d)

Borrowing through a credit union

6.

Financial intermediaries reduce:

a)

Market transparency

b)

Transaction costs

c)

Market access

d)

Liquidity

7.

What is the main goal of central banks?

a)

Maximize bank profits

b)

Maintain financial stability

c)

Issue corporate bonds

d)

Set stock prices

8.

Asymmetric information occurs when:

a)

All parties have equal information

b)

One party has more information than the other

c)

Markets are perfectly competitive

d)

Government regulates interest rates

9.

Adverse selection occurs:

a)

After a transaction

b)

Before a transaction when risky borrowers seek loans

c)

Only in stock markets

d)

Only due to high interest rates

10.

Which tool reduces adverse selection?

a)

Deposit insurance

b)

Open market operations

c)

Credit screening / credit scoring

d)

Lowering reserve requirements

11.

Moral hazard occurs when:

a)

Borrowers are screened before borrowing

b)

Borrowers take more risk after receiving funds

c)

Markets issue too many securities

d)

Central banks tighten regulations

12.

Deposit insurance may cause moral hazard because:

a)

It reduces liquidity

b)

It increases transaction costs

c)

Banks may take more risk knowing deposits are protected

d)

It forces banks to raise capital

13.

A bank-based financial system relies mainly on:

a)

Bond markets

b)

Stock markets

c)

Banks for financing firms

d)

Foreign investors

14.

A market-based financial system relies mainly on:

a)

Commercial banks

b)

Credit unions

c)

Stock and bond markets

d)

Government spending

15.

Market-based systems are generally better at:

a)

Financing only large corporations

b)

Reducing stock price volatility

c)

Financing innovative and high-risk firms

d)

Eliminating adverse selection

16.

Which of the following is not a function of money?

a)

Medium of exchange

b)

Unit of account

c)

Store of value

d)

Production of goods

17.

What is commodity money?

a)

Government-issued money

b)

Money with intrinsic value

c)

Digital currency

d)

Borrowed money

18.

Why does fiat money have value?

a)

Backed by gold

b)

Declared legal by the government

c)

Has intrinsic worth

d)

Scarce in nature

19.

Which characteristic is essential for good money?

a)

Easily spoiled

b)

Hard to divide

c)

Portable

d)

Easy to counterfeit

20.

What is the main problem with the barter system?

a)

Lack of goods

b)

Double coincidence of wants

c)

High inflation

d)

Easy to use

21.

What does M1 include?

a)

Savings deposits

b)

Cash + demand deposits

c)

Bonds

d)

Gold

22.

What increases the money supply?

a)

Higher taxes

b)

More bank lending

c)

Higher reserve requirement

d)

Reduced lending

23.

If the central bank sells government securities, the money supply will:

a)

Increase

b)

Decrease

c)

Stay the same

d)

Become unstable

24.

The exchange rate is defined as:

a)

The interest rate of foreign banks

b)

The price of one currency in terms of another

c)

The difference between imports and exports

d)

The government’s tax rate on foreign goods

25.

What is digital money?

a)

Exists only electronically

b)

Paper currency

c)

Gold coins

d)

Counterfeit money

26.

How do commercial banks create money?

a)

Printing money

b)

Making loans → creating deposits

c)

Selling gold

d)

Raising interest rates

27.

Which of the following is a function of money?

a)

Providing loans

b)

Unit of account

c)

Regulating markets

d)

Issuing bonds

28.

A money market instrument typically has:

a)

Long-term maturity

b)

Low liquidity

c)

High risk

d)

Short-term maturity

29.

What is the velocity of money?

a)

Speed of printing money

b)

How fast money circulates in the economy

c)

The interest rate

d)

GDP growth rate

30.

Hyperinflation occurs when:

a)

Population grows

b)

Money is printed excessively

c)

Cash is limited

d)

Gold price rises

31.

Which of the following definitions best describes Public Finance?

a)

The activity of managing money for state-owned enterprises.

b)

The study of the management of assets, revenues, and expenditures of the government and quasi-government entities.

c)

The management of private investment funds for the public interest.

d)

The study of the monetary policy of the central bank.

32.

What is one of the functions of Public Finance?

a)

Ensuring the mobilization of capital for listed companies.

b)

Ensuring the existence and operation of the state apparatus (government).

c)

Adjusting the prices of goods and services in the market.

d)

Providing credit to small and medium enterprises.

33.

Which characteristic is NOT a feature of Public Finance?

a)

Associated with public ownership.

b)

Social benefits, non-profit.

c)

Performance efficiency can be directly evaluated by profit.

d)

Wide operation scope.

34.

Public Finance is classified by operation and management into which main areas?

a)

Taxes, Public Expenditure, Public Debt.

b)

Public Revenues, Public Expenditure, Public Debts.

c)

State Budget, Financial Markets, Monetary Policy.

d)

Fiscal Policy, Monetary Policy, Trade Policy.

35.

What does Fiscal Policy primarily deal with?

a)

Controlling the money supply and interest rates.

b)

Managing the government's public revenues and public expenditures.

c)

Adjusting the exchange rate.

d)

Supervising the operations of commercial banks.

36.

The process of public financial management includes which steps?

a)

Allocation, Control, Evaluation.

b)

Mobilization, Allocation, Control.

c)

Planning, Execution, Negotiation.

d)

Definition, Classification, Functions.

37.

Which of the following best describes the purpose of expansionary fiscal policy?

a)

To reduce aggregate demand by raising taxes and cutting government spending

b)

To increase aggregate demand by lowering taxes and increasing government spending

c)

To stabilize the exchange rate through foreign currency interventions

d)

To increase interest rates through bond sales

38.

What is the Macro regulation function of Public Finance?

a)

Adjusting the purchasing behavior of individuals.

b)

Managing the government's public revenues and expenditures.

c)

Regulating the money supply and interest rates.

d)

Adjusting the overall level of economic activity.

39.

Where is the public benefit (Social benefits) of Public Finance demonstrated?

a)

Ensuring citizens do not have to pay taxes.

b)

Providing public goods and services such as education, healthcare, and national defense.

c)

Enhancing the competitiveness of private enterprises.

d)

Financially supporting private cultural events.

40.

Public Finance has a wide operation scope because

a)

It only relates to central government levels.

b)

It only focuses on infrastructure projects.

c)

It involves the revenue, expenditure, and resource allocation at all levels (central, local) and in all sectors (economic, social, defense).

d)

It is limited to managing foreign debt.

41.

The income of the government from all sources is called what?

a)

Investment capital.

b)

Public debt.

c)

Public revenue.

d)

National income.

42.

Public revenue is classified into which main types?

a)

Taxes and Fees.

b)

Tax revenue and Non-tax revenue.

c)

Direct investment and Indirect investment.

d)

Direct tax and Indirect tax.

43.

The "Unrequited and uncompensated" nature of a Tax is demonstrated by:

a)

The government must return tax money when citizens request it.

b)

The amount of tax paid does not directly correspond to the specific benefit/service received by the taxpayer.

c)

Taxes only apply to the poor.

d)

Taxes are fully refunded at the end of the year.

44.

Which example below belongs to Non-tax revenue?

a)

Personal income tax.

b)

Interest receipts, Dividends, Revenue from the sale of public goods and services.

c)

Value Added Tax (VAT).

d)

Export and import duties.

45.

Non-tax revenue is recurring income from sources except:

a)

Interest receipts.

b)

Foreign loans/debt.

c)

Dividends or profit.

d)

Fines and Fees.

46.

Public expenditure refers to the government's spending on which area?

a)

Investing in the stock market.

b)

Purchasing goods, services, and providing public services such as education, social security, and national defense.

c)

Lending to non-governmental organizations.

d)

Repaying private company debts.

47.

Public expenditures are classified into which main types?

a)

Current expenditures and Investment expenditures.

b)

Tax expenditures and Non-tax expenditures.

c)

Domestic and Foreign expenditures.

d)

Mandatory and Discretionary expenditures.

48.

Which of the following are the two main types of government expenditures?

a)

Domestic expenditures and Foreign expenditures.

b)

Central expenditures and Local expenditures.

c)

Revenue expenditures and Capital expenditures.

d)

Mandatory expenditures and Discretionary expenditures.

49.

What are Revenue expenditures?

a)

Spending on major construction projects.

b)

Spending on the regular operation of the state apparatus, e.g., salaries, maintenance, purchasing supplies.

c)

Spending to repay the principal amount of debt.

d)

Spending to purchase stocks.

50.

What are Capital expenditures?

a)

Spending to repay short-term loans.

b)

Spending on purchasing assets, increasing the government's future production/service capacity, e.g., building schools, roads.

c)

Spending on monthly social welfare subsidies.

d)

Spending to pay fines.

51.

What is the definition of Budget balance?

a)

The difference between the government's total income and the income of state-owned companies.

b)

The difference between the government's total revenues and spending over a fiscal period.

c)

The total public debt.

d)

The total assets of the nation.

52.

A Government Budget Deficit occurs when:

a)

The government's revenue exceeds its expenditure.

b)

The government's spending exceeds its revenue.

c)

The total foreign debt increases.

d)

Revenue expenditure equals capital expenditure.

53.

What is Deficit Financing?

a)

The management of government revenue.

b)

The process of funding government expenditure by borrowing or printing money when expenditure exceeds revenue.

c)

The reduction of government debt.

d)

The allocation of funds to capital projects only.

54.

How is the budget deficit financed? The circled ways of financing are what?

a)

Taxing, Borrowing, Monetizing, Reduce government expenditure.

b)

Increasing interest rates, Printing money, Selling assets, Increasing taxes.

c)

Income tax, VAT, Special consumption tax.

d)

Borrowing from IMF, Borrowing from World Bank, Borrowing from foreign governments.

55.

Among the deficit financing methods, which method involves selling government bonds to the public or banks?

a)

Taxing.

b)

Monetizing (Printing money).

c)

Borrowing.

d)

Reducing expenditure.

56.

What negative consequence can result from the "Monetizing" (Printing money) method to finance a budget deficit?

a)

Deflation.

b)

Sustainable economic growth.

c)

Inflation.

d)

Reduced public debt.

57.

If the government decides to "Reduce government expenditure" to solve the deficit, this may affect:

a)

Aggregate demand and economic growth.

b)

The exchange rate.

c)

Short-term interest rates.

d)

The money supply.

58.

Which of the following is an example of a fiscal policy tool?

a)

Adjusting the policy interest rate

b)

Changing reserve requirements for commercial banks

c)

Conducting open market operations

d)

Altering government spending and taxation levels

59.

A government budget deficit occurs when:

a)

Government revenue equals government expenditure

b)

Government expenditure is higher than government revenue

c)

Government revenue is higher than government expenditure

d)

Government borrows from the central bank

60.

If a government decides to use "Taxing" to finance a deficit, what does this mean?

a)

The government borrows more from the central bank.

b)

The government issues more bonds.

c)

The government increases existing taxes or creates new taxes.

d)

The government sells public assets.

61.

What is the primary goal of corporate finance?

a)

To minimize corporate taxes

b)

To maximize total revenue

c)

To maximize the value of the existing owners' equity

d)

To maximize the current year's profit

62.

Which of the following best describes Capital Budgeting?

a)

Managing the firm's day-to-day cash flows

b)

The process of planning and managing a firm's long-term investments

c)

Deciding on the mixture of debt and equity

d)

Determining the dividend payout ratio

63.

Net Working Capital is defined as:

a)

Fixed Assets minus Long-term Debt

b)

Current Assets minus Current Liabilities

c)

Total Assets minus Total Liabilities

d)

Equity plus Long-term Debt

64.

Which area of corporate finance answers the question: 'Where will the firm get the long-term financing to pay for its investments?'

a)

Working Capital Management

b)

Capital Structure

c)

Dividend Policy

d)

Capital Budgeting

65.

In an Income Statement, what is the 'bottom line'?

a)

Total Revenue

b)

EBIT (Earnings Before Interest and Taxes)

c)

Operating Income

d)

Net Income

66.

Which of the following is considered a 'Current Asset'?

a)

Factory building

b)

Inventory

c)

Machinery

d)

Patents

67.

What distinguishes a stock dividend from a cash dividend?

a)

A stock dividend is paid to bondholders.

b)

A stock dividend increases the value of each share.

c)

A stock dividend involves cash leaving the firm.

d)

A stock dividend is not a true dividend because no cash leaves the firm.

68.

Which financial statement is described as a 'video recording' of what people did between two snapshots?

a)

Balance Sheet

b)

Income Statement

c)

Statement of Cash Flows

d)

Statement of Retained Earnings

69.

Holders of which instrument are considered the owners of the corporation?

a)

A. Debentures

b)

B. Bank Loans

c)

C. Equity (Stock)

d)

D. Bonds

70.

The difference between current assets and fixed assets generally relates to:

a)

A. The currency they are valued in

b)

B. The time length of their life or liquidity

c)

C. The tax rate applied

d)

D. The source of funding

71.

Which of the following is a technique used in Capital Budgeting?

a)

A. Net Working Capital (NWC)

b)

B. Earnings Per Share (EPS)

c)

C. Net Present Value (NPV)

d)

D. Debt-to-Equity Ratio

72.

Interest expense is typically classified under which section of the Income Statement?

a)

A. Retained Earnings

b)

B. Operating section

c)

C. Nonoperating section

d)

D. Cost of Goods Sold

73.

Short-term financial decisions typically involve cash flows that occur within:

a)

Five years

b)

A year

c)

A decade

d)

Ten years

74.

Which of the following represents the correct order in an Income Statement?

a)

Taxes -> Revenues -> EBIT -> Net Income

b)

Net Income -> Revenues -> Expenses

c)

Revenues -> Net Income -> Expenses -> Taxes

d)

Revenues -> Expenses -> EBIT -> Taxes -> Net Income

75.

When a firm uses cash to buy back shares of its own stock, this is called:

a)

Stock repurchase

b)

Stock split

c)

Stock dividend

d)

Initial Public Offering (IPO)

76.

Which of the following is NOT a main area of corporate finance?

a)

Marketing Management

b)

Working Capital Management

c)

Capital Structure

d)

Capital Budgeting

77.

Bonds represent which type of financing?

a)

Debt financing

b)

Equity financing

c)

Venture capital

d)

Preferred stock

78.

Tangible fixed assets include:

a)

Copyrights

b)

Machinery and Equipment

c)

Trademarks

d)

Goodwill

79.

If Revenue is less than Expenses, the company has a:

a)

Positive Cash Flow

b)

High Dividend

c)

Net Income

d)

Net Loss

80.

What is the payment made to bondholders called?

a)

Retained Earning

b)

Dividend

c)

Capital Gain

d)

Coupon (Interest)

81.

Which formula correctly represents the balance sheet identity?

a)

Assets = Liabilities + Equity

b)

Assets = Liabilities - Equity

c)

Equity = Assets + Liabilities

d)

Liabilities = Assets + Equity

82.

Working Capital Management involves managing:

a)

Building a new factory

b)

Everyday financial activities

c)

Long-term bond issuance

d)

Mergers and Acquisitions only

83.

Financial managers prefer capital budgeting techniques that:

a)

Consider cash flow and the time value of money

b)

Focus solely on accounting profit

c)

Ignore risk

d)

Ignore the time value of money

84.

Depreciation is included in which expense category on the income statement?

a)

Operating expenses

b)

Interest expenses

c)

Dividends

d)

Tax expenses

85.

If a firm has Current Assets of $100 and Current Liabilities of $70, what is its Net Working Capital?

a)

$170

b)

-$30

c)

$100

d)

$30

86.

The decision to issue new stock to raise funds falls under:

a)

Capital Structure

b)

Working Capital Management

c)

Asset Classification

d)

Capital Budgeting

87.

Which of the following statements about liability is true?

a)

Bondholders are the owners of the firm.

b)

Dividends are a liability that must be paid.

c)

Shareholders are liable for all company debts.

d)

Liabilities represent the firm's debts and obligations.

88.

Why is 'Profit Maximization' not the ideal goal for a firm?

a)

It is illegal.

b)

Shareholders do not care about profit.

c)

It ignores the timing of returns and risk.

d)

It is impossible to calculate.

89.

Which of the following best describes the primary market?

a)

A market where securities are traded among investors.

b)

A market where new securities are issued and sold to initial buyers.

c)

A market for short-term debt instruments only.

d)

A market that provides liquidity to previously issued securities.

90.

Which financial market deals with instruments that have an initial maturity of one year or less?

a)

Capital market.

b)

Equity market.

c)

Money market.

d)

Primary market.

91.

According to the Fisher Effect, if the nominal interest rate is 8% and expected inflation is 3%, what is the real interest rate?

a)

2%

b)

3%

c)

5%

d)

11%

92.

Simple interest is calculated based on:

a)

Principal and accumulated interest.

b)

Principal only.

c)

Market yield.

d)

Coupon payments.

93.

Which of the following is TRUE about compound interest?

a)

Interest is calculated only on the principal.

b)

Interest is added to the principal, earning interest on interest.

c)

The future value is always lower than under simple interest.

d)

It applies only to discount bonds.

94.

Which statement best describes Yield to Maturity (YTM)?

a)

It is the coupon rate of the bond.

b)

It is the interest rate that makes the present value of cash flows equal to the bond’s price.

c)

It is the current yield.

d)

It is always higher than the coupon rate.

95.

Under the Loanable Funds Theory, an increase in expected inflation will:

a)

Shift the supply of loanable funds right.

b)

Shift the demand for loanable funds left.

c)

Shift the demand for loanable funds right.

d)

Have no effect on loan markets.

96.

A bank offers a nominal interest rate of 12% per year, compounded quarterly. What is the effective annual interest rate (EIR)?

a)

12.00%

b)

12.55%

c)

13.00%

d)

13.43%

97.

A bond has a face value of 10 million VND and a compound interest rate of 10% per year. How much will it be worth after 5 years?

a)

15.76 million.

b)

14.50 million.

c)

16.11 million.

d)

12.00 million.

98.

Which of the following financial instruments is traded in the Capital Market?

a)

Treasury Bills (T-Bills)

b)

Commercial Paper

c)

Corporate Bonds

d)

Certificates of Deposit (CDs)

99.

What is the primary function of the Secondary Market?

a)

To help corporations acquire new funds.

b)

To issue new securities to initial buyers.

c)

To provide liquidity to financial instruments (making them easier to sell).

d)

To set the initial par value of a bond.

100.

Which type of loan requires the borrower to make the same payment every period (consisting of part of the principal and interest) until maturity?

a)

Simple Loan

b)

Discount Bond

c)

Fixed Payment Loan

d)

Coupon Bond

101.

The "Effective Interest Rate" (ief) differs from the nominal interest rate because it accounts for:


a)

A. The expected rate of inflation.


b)

B. The risk premium of the borrower.


c)

C. The compounding of interest within the time period.


d)

D. The liquidity of the asset.


102.

 If a coupon bond is currently trading at a price higher than its face value, how does the Yield to Maturity (YTM) compare to the Coupon Rate?


a)

A. YTM is equal to the Coupon Rate.

b)

B. YTM is lower than the Coupon Rate.

c)

C. YTM is higher than the Coupon Rate.

d)

D. There is no relationship between them.

103.

According to the Loanable Funds Theory, which factor would cause the Supply of Loanable Funds curve to shift to the right?


a)

A. An increase in the wealth of individuals.


b)

B. An increase in the government budget deficit.


c)

C. An increase in expected inflation.


d)

D. A decrease in the expected return of bonds.

104.

The Rate of Return (RET) on a bond is calculated as the sum of the current yield (coupon/price) and:


a)

A. The yield to maturity.


b)

B. The inflation rate.


c)

C. The rate of capital gain (or loss).


d)

D. The face value.


105.

According to the Liquidity Preference Theory, an increase in the income level of the economy will cause:


a)

A. The money demand curve to shift to the right.


b)

B. The money demand curve to shift to the left.


c)

C. The money supply curve to shift to the right.


d)

D. The interest rate to decrease.


106.

You bought a bond with a 10% coupon rate and a face value of $1,000 for a price of $1,000. One year later, you sold it for $1,100. What is your Rate of Return (RET)?


a)

A. 10%


b)

B. 15%


c)

C. 20%


d)

D. 110%


107.

A discount bond with a face value of $1,000 matures in one year. If the bond is currently bought for $900, what is the yield to maturity (YTM)?


a)

A. 10.00%


b)

B. 11.11%


c)

C. 12.50%


d)

D. 90.00%


108.

If the Yield Curve is inverted, what is this typically considered a sign of according to the Expectations Theory?


a)

A. The market expects short-term interest rates to rise in the future. 


b)

B. The market expects an economic recession. 


c)

C. Long-term bonds have higher liquidity risk than short-term bonds. 


d)

D. Long-term interest rates are always lower than short-term interest rates.


109.

Which of the following financial instruments, traded in the Money Market, is considered to have the lowest credit risk? 


a)

A. Commercial Paper. 


b)

B. Certificates of Deposit (CDs). 


c)

C. Treasury Bills (T-Bills). 


d)

D. Repurchase Agreement (Repo).


110.

 What type of interest is received by a depositor when interest is calculated only on the original principal amount over the years?


a)

A. Effective Interest Rate. 


b)

B. Yield to Maturity. 


c)

C. Real Interest Rate. 


d)

D. Simple Interest.


111.

Which market trades financial instruments with a maturity period of more than one year?


a)

A. Money Market.


b)

B. Primary Market. 


c)

C. Capital Market. 


d)

D. Foreign Exchange Market


112.

Which of the following factors constitutes the Nominal Interest Rate according to the Fisher Effect?


a)

A. Rate of Return and Tax. 


b)

B. Coupon rate and Current Yield. 


c)

C. Real Interest Rate and Expected Inflation.


d)

D. Money Supply and Money Demand.


113.

Certificates of Deposit (CDs) are primarily issued by which type of institution?


a)

A. Government. 


b)

B. Large corporations. 


c)

C. Commercial banks.


d)

D. Insurance companies.


114.

"Which of the following markets is not considered a component of the Financial Markets based on its fundamental role?"


a)

A. Money Market 


b)

B. Labor Market 


c)

C. Stock Market 


d)

D. Bond Market


115.

When you buy common stock in a company, what type of asset are you holding?


a)

A. Equity Instrument. 


b)

B. Short-term Debt Instrument. 


c)

C. Simple Loan Contract. 


d)

D. Derivative.


116.

Which of the following financial instruments is a typical example of a Debt Instrument?


a)

A. Common Stock. 


b)

B. Bond. 


c)

C. Call Option. 


d)

D. Futures Contract.


117.

"If a bond has a Face Value of $1,000, a coupon rate of 5% paid annually, what is the Present Value (PV) of the Face Value payment only if the discount rate (Yield to Maturity) is 6% and the time to maturity is 1 year?"


a)

A. $945.00


b)

B. $1,000.00


c)

C. $50.00


d)

D. $943.40


118.

Which financial institution is classified as a deposit institution?

a)

A. Insurance company

b)

B. Commercial bank

c)

C. Mutual fund

d)

D. Stock exchange


119.

Contractual savings institutions include which of the following?

a)

A. Investment bank

b)

B. Life insurance company

c)

C. Money market mutual fund

d)

D. Credit union


120.

Investment intermediaries include which of the following?

a)

A. Pension fund

b)

B. Mutual fund

c)

C. Mutual savings bank

d)

D. Stock exchange


121.

What is the definition of banks?

a)

A. Financial institutions that only invest in securities

b)

B. Financial intermediaries that accept deposits and make loans

c)

C. Institutions that only provide insurance services

d)

D. Stock exchanges


122.

Types of banks include which of the following?

a)

A. Commercial bank

b)

B. Hedge fund

c)

C. Stock exchange

d)

D. Fire and casualty insurance company


123.

For commercial banks, what is the core activity?

a)

A. Only investing in securities

b)

B. Deposits and loans

c)

C. Only providing insurance

d)

D. Managing pension funds


124.

Why are bank deposits considered as money and banks subject to strict regulation?

a)

A. Because they do not affect monetary policy

b)

B. Because a bank failure can have serious effects

c)

C. Because they are only bank assets

d)

D. Because they are not related to liabilities


125.

In the balance sheet of a commercial bank, what is the primary source of funds?

a)

A. Non-transaction deposits

b)

B. Fixed assets

c)

C. Loans

d)

D. Reserves at the central bank


126.

Assets of a commercial bank include which of the following?

a)

A. Checkable deposits

b)

B. Loans

c)

C. Bank capital

d)

D. Borrowings from other banks


127.

Most bank profits come from which activity?

a)

A. Cash reserves

b)

B. Loans

c)

C. Issuing stocks

d)

D. Purchasing real estate


128.

In the income statement of a commercial bank, what is net interest income?

a)

A. Interest income minus interest expense

b)

B. Fees and commissions income

c)

C. Net trading income

d)

D. Staff and administrative costs


129.

Savings and Loan Associations (S&Ls) specialize in which type of lending?

a)

A. Consumer loans

b)

B. Mortgage loans

c)

C. Business loans

d)

D. Short-term loans


130.

How do mutual savings banks differ from S&Ls?

a)

A. They do not accept deposits

b)

B. They are structured as "mutuals"

c)

C. They only make consumer loans

d)

D. They have no deposit sources


131.

Credit unions serve which group?

a)

A. Large companies

b)

B. Small groups such as union members

c)

C. International organizations

d)

D. Central banks


132.

How do contractual savings institutions raise funds?

a)

A. By selling stocks

b)

B. At periodic or regular intervals on a contractual basis

c)

C. By making loans

d)

D. By trading securities

133.

How do insurance companies perform the intermediation function?

a)

A. By accepting deposits

b)

B. By collecting premiums and investing in the capital markets

c)

C. By making mortgage loans

d)

D. By managing pension funds


134.

Pension funds receive contributions from whom?

a)

A. Only from the government

b)

B. From employees of companies and governments

c)

C. From banks

d)

D. From individual investors


135.

Finance companies specialize in lending to which entities?

a)

A. Only to the government

b)

B. Individuals and high-risk businesses

c)

C. Only to banks

d)

D. International organizations


136.

 What do mutual funds allow investors to do?

a)

A. Pool funds to invest in a diversified portfolio

b)

B. Only invest in short-term securities

c)

C. Only make consumer loans

d)

D. Manage pension funds


137.

What is an advantage of mutual funds?

a)

A. Higher risk than direct investment

b)

B. Reduced transaction costs and risk through diversification

c)

C. Only for large investors

d)

D. No professional management


138.

How does a funded pension system differ from an unfunded one?

a)

A. No risk

b)

B. Contributions are invested in financial assets

c)

C. Only applies to the private sector

d)

D. No returns


139.

 Money market mutual funds combine features of what?

a)

A. Banks and insurance companies

b)

B. Investment funds and deposit institutions

c)

C. Exchanges and hedge funds

d)

D. Pension funds and investment banks


140.

 How do hedge funds differ from regular mutual funds?

a)

A. Only for small investors

b)

B. Allowed to short-sell and trade derivatives

c)

C. No risk

d)

D. Highly transparent


141.

Investment banks mainly work with which clients?

a)

A. Retail individual customers

b)

B. Companies and large institutions

c)

C. Pension funds

d)

D. Credit unions


142.

Main activities of investment banks include what?

a)

A. Accepting deposits

b)

B. Financial advisory and underwriting securities

c)

C. Mortgage lending

d)

D. Managing pension funds

143.

 How do securities brokers (brokers) differ from dealers?

a)

A. Brokers hold securities

b)

B. Dealers only connect buyers and sellers

c)

C. Brokers earn from price spreads

d)

D. Dealers bear no risk


144.

Organized exchanges combine which types of markets?

a)

A. Only auction markets

b)

B. Auction markets and dealer markets

c)

C. Only dealer markets

d)

D. Money markets


145.

 What is the maturity transformation function of financial institutions?

a)

A. Raising long-term deposits and making short-term loans

b)

B. Raising short-term deposits and making long-term loans

c)

C. Only risk transformation

d)

D. Only liquidity provision


146.

What problem does the size transformation function solve?

a)

A. Pooling small deposits to make large loans

b)

B. Converting high risk to low risk

c)

C. Providing short-term liquidity

d)

D. Investing in securities


147.

What is the liquidity provision function of financial institutions?

a)

A. Maintaining a large number of depositors to cover withdrawals

b)

B. Only making long-term loans

c)

C. Risk transformation

d)

D. Issuing stocks


148.

Which of the following best describes money demand (MD)?


a)

A. The total amount of money created by the central bank.


b)

B. The desire of people to hold wealth in the form of money instead of other assets.


c)

C. The amount of currency held only by commercial banks.


d)

D. The total deposits in the banking system.


149.

According to the money multiplier framework, the money supply is negatively related to which of the following?


a)

A. Monetary base


b)

B. Required reserve ratio


c)

C. Loans to financial institutions


d)

D. Government securities held by banks

150.

If people suddenly choose to hold a larger share of their wealth as currency rather than deposits, what happens to the money multiplier?


a)

A. It increases because banks have more reserves.


b)

B. It decreases because deposit creation falls.


c)

C. It remains unchanged because MB is constant.


d)

D. It increases because the central bank must supply more reserves.


151.

Which of the following is included in the monetary base (MB)?


a)

A. Time deposits


b)

B. Bank reserves and currency in circulation


c)

C. Government bonds


d)

D. Checkable deposits


152.

A Treasury bond has a current price of VND 100,000 and pays a fixed yield of VND 10,000 after one year. You expect the bond to be sold on the market for VND 90,000 after one year. What is the expected rate of return on the bond?


a)

A. –10%


b)

B. 0%


c)

C. 10%


d)

D. 20%


153.

Which of the following best defines inflation?


a)

A. A persistent fall in the general price level


b)

B. A one-time increase in the price of a single good


c)

C. A rise in the general level of prices over time


d)

D. An increase in real GDP

154.

 Which of the following is NOT a common measure of inflation?


a)

A. Consumer Price Index (CPI)


b)

B. Producer Price Index (PPI)


c)

C. GDP Deflator


d)

D. Required Reserve Ratio


155.

Which situation would most likely cause demand-pull inflation?


a)

A. A sudden increase in production costs


b)

B. A decrease in aggregate demand


c)

C. A shift of the AD curve to the right due to rising consumer spending


d)

D. A technological shock lowering production capacity


156.

Which of the following can lead to cost-push inflation


a)

A. Decrease in money supply


b)

B. Increase in consumer demand


c)

C. Rise in production costs such as wages or raw materials


d)

D. Higher imports


157.

Suppose the monetary base (MB) of an economy is 900,000 billion VND. The required reserve ratio is 8%.

The currency–deposit ratio (C/D) is 0.25. What is the approximate value of the money multiplier?


a)

A. 2.5


b)

B. 3.7


c)

C. 4.8


d)

D. 6.2


158.

What happens when the central bank increases the money supply in an economy?


a)

A. Interest rates rise


b)

B.Inflation decreases


c)

C.Aggregate demand increases


d)

D.Investment falls


159.

 In the Quantity Theory of Money (MV = PY), if velocity decreases while the money supply remains constant, what must occur for the price level to remain stable?


a)

A. Real output must decrease

b)

 B. Real output must increase

c)

C. Prices must rise

d)

D. The money supply must decrease


160.

On a commercial bank’s balance sheet, required reserves held at the Central Bank are recorded as:


a)

A. Assets

b)

B. Liabilities

c)

C. Equity

d)

 D. Not recorded


161.

Which of the following best describes the Fisher effect?

a)

A. Nominal interest rates rise one-for-one with expected inflation

b)

B. Real interest rates rise when nominal rates fall

c)

C. Money demand decreases when inflation rises

d)

D. Supply of money has no effect on interest rates


162.

When the Central Bank conducts open market sales of government securities, what is the most likely effect on the economy?

a)

A. Money supply increases

b)

 B. Money supply decreases

c)

C. Commercial banks’ reserves increase

d)

 D. Market interest rates fall

163.

According to money demand theory, when interest rates increase, the amount of money people want to hold for speculative purposes will:


a)

A. Increase

b)

B. Stay the same

c)

C. Decrease

d)

D. Become unpredictable


164.

An economy currently has an inflation rate of 10% per year. The central bank plans to reduce the growth rate of the money supply from 12% to 5% per year. According to the Quantity Theory of Money, what is the expected trend of inflation in the short run and long run?


a)

A. Inflation will immediately fall to 5% in the short run and remain at 5% in the long run.

b)

B. Inflation may decrease gradually in the short run and approach 5% in the long run.

c)

C. Inflation will stay at 10% in the short run and increase in the long run.

d)

D. Inflation will immediately drop below 5% in the short run and stabilize at 10% in the long run.


165.

Which factor primarily affects the demand for money in an economy?


a)

A. Fiscal deficit

b)

B. Interest rates and income

c)

C. Exchange rates

d)

D. Government debt


166.

If the central bank permanently increases the money supply growth rate, what is the long-run effect on real GDP according to classical theory?


a)

A. Real GDP increases permanently

b)

B. Real GDP decreases permanently

c)

C. Real GDP returns to its natural level; only price level rises

d)

D. Real GDP becomes unpredictable


167.

If the velocity of money falls while M is constant, the price level P:


a)

A. Increases


b)

B. Decreases



c)

C. Stays the same

d)

D. Becomes unpredictable


168.

On the simplified Balance Sheet of the Central Bank, Currency in Circulation is recorded as:


a)

A. An asset


b)

B. A liability

c)

C. Equity

d)

D. Not recorded

169.

Assume the Central Bank sets the required reserve ratio (rr) at 10%. Commercial banks decide to hold an excess reserve ratio (e) of 5%. The public holds currency equal to 25% of their deposits (currency ratio c = 0.25).

If the Monetary Base (MB) is 100 trillion VND, what is the total Money Supply (MS)?


a)

A. 250 trillion VND


b)

B. 312.5 trillion VND


c)

C. 400 trillion VND


d)

D. 500 trillion VND


170.

In the context of Vietnam's banking system, the M1 measure of money supply consists of:


a)

A. Currency in Circulation and Time Deposits


b)

B. Currency in Circulation and Checkable Bank Deposits


c)

C. Currency in Circulation and Bank Certificates of Deposits


d)

D. All types of bank deposits

171.

Which component is included in the broad measure M2 but is NOT included in the narrow measure M1?


a)

A. Currency in circulation


b)

B. Checkable bank deposits


c)

C. Time Deposits and Saving Deposits


d)

D. Vault cash

172.

According to the definition of Money Demand, why do people choose to hold money despite it earning little or no interest compared to other assets? 


a)

A. Because holding money is the best way to increase wealth during high inflation 


b)

B. Because money provides liquidity, making it easier to conduct transactions 


c)

C. Because money is riskier than bonds or stocks


d)

D. Because the Central Bank requires individuals to hold a minimum amount of cash 


173.

 Which of the following actions by the Central Bank would directly INCREASE the Monetary Base?


a)

A. Selling government securities in the open market


b)

B. Increasing the required reserve ratio for commercial banks 


c)

C. Lending money to financial institutions or the government 


d)

D. Selling foreign currency reserves to buy domestic currency 


174.

 According to the factors affecting money supply, the relationship between the Monetary Base and Money Supply is:


a)

A. Negatively related

b)

B. Positively related

c)

C. Unrelated


d)

D. Inverse relationship


175.

If the Central Bank increases the required reserve ratio rr, the Money Supply will generally:


a)

A. Increase


b)

B. Decrease


c)

C. Stay the same


d)

D. Fluctuate More


176.

If the Monetary Base (MB) is 200 billion and the Money Multiplier (m) is 3

 What is the total Money Supply (MS)? 


a)

A. 66 billion

b)

B. 203 billion 


c)

C. 500 billion


d)

D. 600 billion


177.

 Inflation is best defined as:


a)

A. A rise in the price of a specific good like oil


b)

B. A rise in the general level of prices of goods and services over a period of time


c)

C. A decrease in the purchasing power of money due to deflation


d)

D. An increase in the money supply


178.

Which of the following tools is NOT mentioned in the slides as a method to measure inflation?


a)

A. Consumer Price Index CPI


b)

B. Producer Price Index PPI


c)

C. GDP Deflator


d)

D. Stock Market Index

179.

Demand-pull inflation is graphically illustrated by:


a)

A. A shift of the Aggregate Supply curve to the left


b)

B. A shift of the Aggregate Demand curve to the right


c)

C. An increase in production costs


d)

D. A decrease in consumer spending


180.

Cost-push inflation is caused by a decrease in supply, often due to:


a)

A. Rising costs of inputs like energy and raw materials


b)

B. Higher government spending


c)

C. Lower interest rates


d)

D. Increased consumer confidence


181.

The term shoe-leather costs refers to:


a)

A. The cost of printing new price tags


b)

B. The extra time and effort spent transacting to avoid holding depreciating cash


c)

C. The distortion of tax liabilities

d)

D. The rise in the price of shoes


182.

The physical resources needed to adjust prices, such as printing new catalogs or menus, are known as:


a)

A. Menu costs


b)

B. Purchasing power loss


c)

C. Transaction costs

d)

D. Redistribution costs

183.

Unanticipated inflation generally transfers wealth from:


a)

A. Borrowers to lenders


b)

B. Lenders to borrowers


c)

C. The government to taxpayers


184.

Which equation correctly represents the link between Money Supply, the Multiplier, and the Monetary Base?


a)

A. MS equals m plus MB


b)

B. MS equals m times MB


c)

C. MB equals m times MS


d)

D. m equals MS times MB


185.

If the Central Bank buys securities in the open market to increase the Monetary Base, but banks simultaneously decide to hold significantly more excess reserves due to economic uncertainty, the net effect on the Money Supply is:


a)

A. A definite sharp increase


b)

B. A definite sharp decrease


c)

C. Uncertain, or the increase will be dampened/smaller than expected


d)

D. No change at all


186.

 To combat high inflation effectively, the Central Bank should perform which Open Market Operation?


a)

A. Buy government securities


b)

B. Sell government securities


c)

C. Print more currency


d)

D. Lower the discount rate


187.

(Advanced) Why do economists calculate Core Inflation by excluding food and energy prices?


a)

A. Because these items are not essential


b)

B. Because their prices are highly volatile and can obscure the long-term inflation trend


c)

C. Because the government sets these prices

d)

D. Because they account for a very small part of the CPI basket

188.

What is Central Bank Independence (CBI)?


a)

A. The ability of the central bank (CB) to issue currency without the consent of the government.


b)

B. The degree of the CB freedom from fiscal or political or governmental pressure in implementing policy. 


c)

C. The extent to which the CB can manage its branches across the country on its own. 


d)

D. The extent to which the CB can operate without reporting to the legislature.


189.

D. The extent to which the CB can operate without reporting to the legislature.


a)

A. Legal Independence

b)

B. Goal Independence 


c)

C. Management Independence 


d)

D. Instrument (Operational) Independence


190.

What is a major disadvantage of an independent Central Bank?

a)

 A. Difficulty in mobilizing capital for infrastructure development projects. 


b)

B. Monetary policy becomes less effective.

c)

C. The CB becomes too focused on short-term goals. 


d)

D. Conflict between monetary objectives and the government's fiscal objectives.


191.

Which type of independence allows the Central Bank to set its own monetary policy goals?

a)

A. Management Independence 

b)

B. Instrument (Operational) Independence 

c)

C. Legal Independence 

d)

D. Goal Independence

192.

According to the slides, what is a potential consequence of Low Central Bank independence? 

a)

A. Monetary policy may become less effective. 

b)

B. Conflict with the objectives of the legislature. 

c)

C. Difficulty for the government to raise funds for public spending.

d)

 D. The CB is forced to report directly to the President or Prime Minister.

193.

In the context of Central Bank Independence (CBI), how is the Central Bank (CB) typically positioned within the national power structure to ensure its autonomy from political pressure while still maintaining accountability?


a)

A. As a Department or Agency under the Executive Branch (Government) but with the authority to set interest rates. 


b)

B. As an independent body, reporting solely to the head of the Executive Branch (President or Prime Minister). 


c)

C. As an entity granted operational autonomy, but required to be accountable to the legislative body (Parliament/Congress). 


d)

D. As a fourth branch of power, completely exempt from reporting to any other authority.


194.

Which operation reduces the monetary base (MB)?


a)

A. Central bank purchases government securities


b)

B. Central bank sells government securities


c)

C. Central bank lowers the reserve requirement


d)

D. Central bank buys foreign reserves


195.

If the central bank sells government securities in the open market, what happens to its balance sheet?


a)

A. Assets decrease; liabilities decrease


b)

B. Assets increase; liabilities increase


c)

C. Assets decrease; liabilities increase


d)

D. Assets increase; liabilities decrease


196.

 Which of the following is a basic function of a central bank?

a)

A. Providing personal loans

b)

B. Issuing currency

c)

C. Selling insurance products

d)

D. Offering credit cards

197.

D. Offering credit cards

a)

A. Currency in circulation


b)

B. Foreign exchange reserves

c)

C. Required reserves

d)

D. Demand deposits of banks


198.

Which of the following is a central bank liability?


a)

A. Lending to commercial banks

b)

B. Gold reserves

c)

C. Currency issued

d)

D. Government securities held

199.

Which scenario increases both the central bank’s assets and liabilities by the same amount?

a)

A. Central bank sells government securities

b)

B. Central bank prints currency and gives it to the public

c)

C. Central bank lends to commercial banks

d)

D. Government withdraws its deposits

200.

What is the primary focus of monetary policy as defined in the context of the central bank's actions?


a)

A. Controlling government spending and taxation to influence the national budget.


b)

B. Controlling the supply of money and interest rates in an economy.


c)

C. Regulating international trade agreements and foreign direct investment.


d)

D. Directly setting market prices for goods and services to prevent inflation.  


201.

According to the provided materials, which goal is explicitly stated as the most important objective of monetary policy?


a)

A. High Employment


b)

B. Stability in Foreign Exchange Markets

c)

C. Economic Growth

d)

D. Price Stability 

202.

Which of the following is listed as an indicator used to measure the achievement of the Price Stability goal?


a)

A. GDP growth rate


b)

B. Unemployment rate

c)

C. Core inflation

d)

D. Interest rate stability 

203.

Why is High Employment considered a worthy goal for monetary policy?


a)

A. It guarantees a balanced budget for the government.


b)

B. High unemployment leads to closed factories, unused equipment, and low GDP.


c)

C. It ensures the central bank can easily lower interest rates.


d)

D. It stabilizes foreign assets and liabilities. 

204.

Besides the main goals of Price Stability, High Employment, and Economic Growth, which of the following is listed as another important goal of monetary policy?


a)

A. Reducing government debt.


b)

B. Stability of Financial Markets.


c)

C. Increasing the minimum wage.

d)

D. Direct control over consumer spending. 

205.

Monetary policy is generally characterized by two types of stance to influence the economy. What are these two types?


a)

A. Fiscal and Trade


b)

B. Expansionary and Contractionary


c)

C. Active and Passive

d)

D. Dynamic and Defensive 

206.

What is the primary objective of Open Market Operations (OMO) in monetary policy?


a)

A. Supporting export activities


b)

C. Reducing personal income tax

c)

B. Regulating the money supply in the economy

d)

D. Lowering public debt


207.

When the central bank purchases securities in the open market, the immediate effect is:

a)

A. Withdrawing money from circulation

b)

B. Increasing the money supply

c)

C. Reducing the monetary base

d)

D. Raising reserve requirements

208.

Lending facilities (refinancing) refer to the central bank’s action of:


a)

A. Providing short-term loans to commercial banks to support liquidity


b)

B. Purchasing foreign currencies

c)

C. Increasing taxes and banking fees

d)

D. Selling government bonds

209.

In OMO, the central bank mainly trades which type of asset?


a)

A. Corporate stocks

b)

B. Government securities and other eligible financial instruments

c)

C. Digital currencies

d)

D. Real estate

210.

When a commercial bank faces short-term liquidity shortages, the most appropriate tool for the central bank to use is:


a)

A. Exchange-rate adjustment


b)

B. Lending facilities (refinancing)


c)

C. Purchasing foreign reserves

d)

D. Issuing new currency

211.

An increase in the refinancing (lending facility) rate generally leads to:


a)

A. Encouraging banks to borrow more


b)

B. Lowering borrowing costs for banks


c)

C. A tightening of monetary policy

d)

D. An expansion of the money supply

212.

When the central bank buys government securities on the open market, the immediate effect on the banking system is:

a)

 A. Market interest rates rise

b)

B. Bank reserves increase

c)

 C. Money supply decreases

d)

 D. The money multiplier decreases


213.

When the central bank raises the discount/policy rate, which outcome is most likely?

a)

 A. Banks borrow more from the central bank

b)

 B. Money supply expands

c)

C. Banks reduce borrowing from the central bank

d)

 D. Market lending rates fall

214.

Standing Facilities are mainly used to:

a)

 A. Strengthen long-term inflation targeting

b)

B. Manage short-term liquidity through overnight lending and deposit facilities

c)

 C. Restructure the economy

d)

 D. Expand long-term credit

215.

Increasing the reserve requirement ratio will:

a)

 A. Increase the money multiplier

b)

B. Reduce the amount of funds available for banks to lend

c)

 C. Increase the money supply

d)

 D. Lower market interest rates

216.

Which of the following best describes an Intermediate Target in the Monetary Policy Framework?


a)

A. A variable that the Central Bank can control directly with its policy tools, such as the interbank rate.


b)

B. A long-term goal like Price Stability or Economic Growth.


c)

C. A macroeconomic variable, such as a monetary aggregate (M1 or M2) or a long-term interest rate, that influences the ultimate goal.


d)

D. The reserve ratio that commercial banks must maintain against their deposits.


217.

Which combination correctly represents an expansionary monetary policy?

a)

A. Increase RR, raise interest rates, sell securities

b)

B. Decrease RR, lower interest rates, buy securities

c)

 C. Increase RR, lower interest rates, buy securities

d)

 D. Decrease RR, raise interest rates, sell securities


218.

What is the primary goal of corporate finance?


a)

A. To minimize corporate taxes


b)

B. To maximize total revenue


c)

C. To maximize the value of the existing owners' equity


d)

D. To maximize the current year's profit 


219.

If a firm has Current Assets of $100 and Current Liabilities of $70, what is its Net Working Capital?


a)

A. $170


b)

B. $-30


c)

C. $100


d)

D. $30


220.

Equity instruments are characterized by which of the following?

a)

A. They must be repaid at maturity.

b)

B. They have no maturity date and may pay dividends.

c)

C. They require fixed interest payments.

d)

D. They are always short-term instruments.