Social Stock Exchange

Which of the following statements is correct?

I. It is mandatory for Not-for-Profit organizations to get registered with Social Stock Exchange before raising funds through a Social Stock Exchange.

II.  It is not mandatory for Not-for-Profit organizations to register with Social Stock Exchange before raising funds through Social Stock Exchange.

III. It is mandatory for For-Profit Social Enterprises to register with Social Stock Exchange before raising funds through Social Stock Exchange.

IV.  It is not mandatory for For-Profit Social Enterprises to register with Social Stock Exchange before raising funds through Social Stock Exchange.

• A.      I & III

• B.      I & IV

• C.      I & II

• D.      None of the above

2.       ____________  are a permitted instrument, and currently the only instrument, for raising funds by the NPO on the Social Stock Exchange.

• A.      Zero Coupon Zero Principal Bonds (“ZCZP BONDS”)

• B.Equity Shares

• C .Debt Instruments

• D.      Mutual Fund

3.       Stakeholders that may be approached for obtaining data may include?

• a. Direct Beneficiaries

• b.      Contractor/Suppliers

• c.      Government or related institutions

• d.      Banks

4.       Qualitative evaluation criteria include?

• A.      Increased standard of living

• B.      Nutrition value distributed

• C.      Number of meals provided

• D.     Number of beneficiaries

Which of the following companies is not eligible to be identified as Social Enterprises?

• A.      Infrastructure Companies

• B.      Housing companies except affordable housing

• C.      Both A and B

• D.      None of the above

       Which of the following statements is correct?

I.                     Instruments issued by Not-for-Profit Organizations are not available for trading in the secondary market

II.                   Instruments issued by For-Profit-organizations are available for trading in the secondary market.

III.                 Instruments issued by Not-for-Profit Organizations are available for trading in the secondary market

IV.                Instruments issued by For-Profit-organizations are not available for trading in the secondary market.

• A.      I & II

• B.      I & III

• C.      I &IV

• D.      None of the above.

       In social audit performance data is collected through?

• A.      Interviews

• B.      Observations

• C.      Focus Groups

• D.      All the above

       What are the minimum requirements that are required for the issuance of ZCZP bonds?

• A.      Minimum issue Rs. 1 crore, Minimum application size Rs. 2 lacs, Minimum subscription- 75% of the total issue size, Form of issuance- Dematerialized form

• B.      Minimum issue Rs. 2 crores, Minimum application size Rs. 2 lacs, Minimum subscription- 75% of the total issue size, Form of issuance- Dematerialized form

• C.      Minimum issue Rs. 1 crore, Minimum application size Rs. 4 lacs, Minimum subscription- 75% of the total issue size, Form of issuance- Dematerialized form

• D.      Minimum issue Rs. 1 crore, Minimum application size Rs. 2 lacs, Minimum subscription- 70% of the total issue size, Form of issuance- Dematerialized form

Process of social audit does not include?

• A.      Data Collection

• B.      Desk review

• C.      Data Storage

• D.      Evolution Criteria

Code of Conduct includes the following fundamental ethical principles except:

• A.      Confidentiality

• B.      Professional behavior

• C.      Trust

• D.      Objectivity