MR E-learning (Part 1)

A contract between two or more parties whose value is based on an agreed-upon underlying physical commodity, financial asset, index, or security.

Which of the following products is described by the above statement?

• Private Equity Funds

• Exchange-traded Funds

• Derivatives

Answer explanation

• A type of securities in the form of debt

• Provide returns to the holder in the form of a fixed rate of interest income (coupon)

• At maturity, the issuer promise to pay the holder the face value of the securities

Which of the following securities is described by the above statement?

• Bonds

• Shares

• Warrants

Answer explanation

____________ refers to the risk that an issuer of securities will not or cannot perform a contracted obligation, negating a transaction or denying revenue.

• Credit risk

• Market risk

• Systemic risk

Answer explanation

"A branch of Islamic Jurisprudence that deals with commercial and business transactions, laying down the types of transactions which are permissible or impermissible"

Which of the following Islamic Capital Market concepts is described by the above statement?

• Bai ‘Inah

• Fiqh al-Muamalat

• Mudharabah

Answer explanation

Which of the following markets allow a company or other types of entities to raise initial capital?

• Secondary Market

• Primary Market

Answer explanation

Hedgers, Arbitrageurs and Speculators are participants of derivatives market.

• True

• False

"An organized marketplace that brings buyers and sellers and facilitates the sale and purchase of equity securities".

The following description describes the role of :

• Participants Organisations

• Bursa Malaysia Securities Clearing Sdn. Bhd.

• Bursa Malaysia Derivatives Bhd

• Bursa Malaysia Securities Bhd.

"A body approved by the Securities Commission Malaysia to perform the function of record keeping, administration and customer service for the members and contributors in relation to contributions made in respect to the Private Retirement Schemes (PRS)"

Which of the following bodies is described by the statement above?

• Malaysian Institute of Accountants

• Bank Negara Malaysia

• 
  

  Private Pension Administrator

• Federation of Investment Managers Malaysia

A financial planner is allowed to make specific recommendations on shares of public listed companies.

Indicate whether the following statements is True or False.

• True

• False

Which of the following entities are listed as Participating Organizations under Chapter 3 of the Rules of Bursa Malaysia Securities? (You may choose more than one answer)

• Universal Broker

• Insurance Broker

• Special Scheme Broker

• 1+1 Broker

• Standalone Broker