
UT Guidelines 1
Authored by James Chin
Business
Professional Development
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5 questions
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1.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
The board of directors of a unit trust management company must comprised at least __ independent members.
1
2
3
4
2.
MULTIPLE SELECT QUESTION
1 min • 2 pts
The following requires the approval of not less than two-thirds of all unit holders.
Changes to the risk profile of the fund
Change in distribution policy
Introduction of new category of fees or charges
Changes to the nature or objective of the fund
3.
MULTIPLE SELECT QUESTION
1 min • 2 pts
Information required to be included in the unit trust management company's website.
Prospectus
Product highlight sheet
Chief Executive Officer's information
Profit and loss after tax
4.
MULTIPLE SELECT QUESTION
45 sec • 2 pts
The first 3 digital asset exchange approved by Securities Commission.
Luno
Bitcoin
Sinegy
Tokenize
5.
MULTIPLE CHOICE QUESTION
45 sec • 1 pt
In performing its duties, the compliance officer must directly report to?
Chief Executive Officer
Securities Commission
Board of Directors
Federation of Investment Managers Malaysia
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