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UT Guidelines 1

Authored by James Chin

Business

Professional Development

Used 1+ times

UT Guidelines 1
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5 questions

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1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

The board of directors of a unit trust management company must comprised at least __ independent members.

1

2

3

4

2.

MULTIPLE SELECT QUESTION

1 min • 2 pts

The following requires the approval of not less than two-thirds of all unit holders.

Changes to the risk profile of the fund

Change in distribution policy

Introduction of new category of fees or charges

Changes to the nature or objective of the fund

3.

MULTIPLE SELECT QUESTION

1 min • 2 pts

Information required to be included in the unit trust management company's website.

Prospectus

Product highlight sheet

Chief Executive Officer's information

Profit and loss after tax

4.

MULTIPLE SELECT QUESTION

45 sec • 2 pts

The first 3 digital asset exchange approved by Securities Commission.

Luno

Bitcoin

Sinegy

Tokenize

5.

MULTIPLE CHOICE QUESTION

45 sec • 1 pt

In performing its duties, the compliance officer must directly report to?

Chief Executive Officer

Securities Commission

Board of Directors

Federation of Investment Managers Malaysia

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