Assignment-12

Which amongst the following bias can lead to concentrated portfolio?

• Familiarity Bias

• Herd Mentality

• Overconfidence Bias

• Recency Bias

Which of these documents is NOT required to be submitted by institutional investors while investing in mutual funds?

• Profit and Loss Statement

• PAN card copy

• List of authorised signatories

• Memorandum of Association and Articles of Association

Asset allocation must primarily match ________ .

• Long term value creation

• Investment needs

• Financial goals

• Tax saving needs

______ is / are Non Financial transaction(s) in a mutual fund. A) Switch B) Pledge of units C) Nomination D) Transmission

• A, B and C

• B, C and D

• A, C and D

• C and D

A mutual fund has to report which of the following information of an investor who comes under the Foreign Account Tax Compliance Act (FATCA)?

• The entire investment value of all the folios of the investor

• The identity of the account holders

• The identity of the beneficial holders

• All of the above