Mapping Business Lines

Which activity group is associated with Corporate Finance under the Level 2 category of Municipal/Government Finance?

• Retail lending and deposits

• Mergers and acquisitions

• Project finance

• Escrow, depository receipts

What activity group is linked to Trading & Sales under the Level 2 category of Market Making?

• Private lending and deposits

• Project finance

• Fixed income, equity, foreign exchanges

• Execution and full service

Which Level 2 category under Retail Banking involves Merchant/commercial/corporate cards?

• Private Banking

• Card Services

• Treasury

• Corporate Trust

What is the activity group for Commercial Banking under the Level 2 category of Commercial Banking?

• Payments and collections

• Project finance, real estate

• Pooled, segregated, retail

• Execution and full service

Which activity group is associated with External Clients under Payment and Settlement?

• Escrow, depository receipts

• Payments and collections, funds transfer

• Mergers and acquisitions

• Retail lending and deposits

What activity group is linked to Custody under Agency Services?

• Issuer and paying agents

• Pooled, segregated, retail

• Escrow, depository receipts, securities lending

• Execution and full service

Which Level 2 category under Corporate Finance involves Advisory Services?

• Merchant Banking

• Municipal/Government Finance

• Corporate Trust

• Discretionary Fund Management

What activity group is linked to Corporate Agency under Agency Services?

• Issuer and paying agents

• Pooled, segregated, retail

• Fixed income, equity, foreign exchanges

• Retail lending and deposits

When mapping gross income, which business line should be used if an activity cannot be mapped to a particular line?

• The business line with the lowest charge

• The business line with the highest charge

• The business line with the average charge

• Any business line

What must the mapping of activities into business lines for operational risk capital purposes be consistent with?

• Definitions of business lines for marketing purposes

• Definitions of business lines for regulatory capital calculations

• Definitions of business lines for sales purposes

• Definitions of business lines for customer service