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WorksheetsCareers in Personal Finance and Consumer Services
Total questions: 16
Worksheet time: 38mins
Gabe meets with a young man who wants to start saving for his son’s college education. What is Gabe’s profession?
financial manager
tax accountant
insurance sales agent
real estate broker
Which of the following is a duty of a personal finance manager?
filing tax returns
selling houses
selling property insurance
tracking clients’ investments
Deborah took a call from a customer who wanted to purchase 1,000 shares of a company’s stock, which just went public. What is Deborah’s profession?
real estate agent
tax accountant
financial services sales agent
insurance sales agent
Dionte wants to file a complaint against a financial service company to report inappropriate use of the money he gave them to invest. With whom should Dionte file complaint?
Financial Bureau
Consumer Financial Protection Bureau
Consumer Protection Office
police
On January 18, Rebecca received her credit card statement specifying that the due date to pay the bill is January 30. Which Act was violated in this scenario?
Credit Card Accountability Responsibility and Disclosure
Credit Card Availability Responsibility and Disclosure
Credit Card Accountability Responsibility and Discretion
Card Accountability Responsibility and Disclosure
Complete the statement with the correct word pairs
In __________ _______________, people invest money in a company in exchange for the company’s _________.
debt crowdfunding; goods
donation crowdfunding: services
equity crowdfunding; shares
_________ ___________ is a process in which an amount of money gained from illegal activities is made to appear as if it is earned from a genuine source.
Money lending
Money leaving
Money laundering
Which certificate does Dulce require?
Dulce is a financial planner and wants to sell fixed-income investments. For this purpose, she requires a(n) ___________ certificate.
series 3
series 6
series 7
series 8
This Act protects consumers from unfair credit card
billing practices.
Patriot Act
Dodd-Frank Act
Identity Theft and Assumption Deterrence Act
Credit CARD Act
This Act educates consumers so that they can protect
themselves from unfair practices.
Patriot Act
Dodd-Frank Act
Identity Theft and Assumption Deterrence Act
Credit CARD Act
This Act criminalizes identity theft.
Patriot Act
Dodd-Frank Act
Identity Theft and Assumption Deterrence Act
Credit CARD Act
This Act prevents, detects, and prosecutes international
money laundering.
Patriot Act
Dodd-Frank Act
Identity Theft and Assumption Deterrence Act
Credit CARD Act
The purpose of the series 7 certification is to
combine other series certifications so that the financial planner can become certified in several classes
sell commodities
sell bonds and stocks
sell mutual funds, trusts, and variable annuities
The purpose of the series 65 certification is to
combine other series certifications so that the financial planner can become certified in several classes
sell commodities
sell bonds and stocks
sell mutual funds, trusts, and variable annuities
The purpose of the series 3 certification is to
combine other series certifications so that the financial planner can become certified in several classes
sell commodities
sell bonds and stocks
sell mutual funds, trusts, and variable annuities
The purpose of the series 6 certification is to
combine other series certifications so that the financial planner can become certified in several classes
sell commodities
sell bonds and stocks
sell mutual funds, trusts, and variable annuities
