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Unit 2 - Stocks Review (Week 1)

Total questions: 21

Worksheet time: 12mins

Name
Class
Date
1.

What does IPO stand for?

a)

Initial Private Offer

b)

Independent Public Officer

c)

Initial Public Offering

d)

Independent Public Opinion

2.

True or False - Owning stock in a company means that you are a shareholder of the company.

a)

True

b)

False

3.

True or False - You can invest in private companies on the New York Stock Exchange.

a)

True

b)

False

4.

Check all that apply - Companies undergo an IPO in order to...

a)

go public

b)

list shares on a stock exchange

c)

raise capital

d)

consolidate control of the company

5.

Check all that apply - Companies issue shares of stock to raise capital for...

a)

research and development

b)

paying off debt

c)

expanding the company

d)

hire more employees

6.

True or False - A public company can become private again by buying back a controlling share (51% or more) of their outstanding stock.

a)

True

b)

False

7.

What does the acronym SEC stand for?

a)

Securities and Exchange Commission

b)

Securities and Equity Commission

c)

Stocks and Exchange Commission

d)

Stock and Equity Commission

8.

True or False - The SEC protects businesses from consumer overreach and overwhelming legal challenges.

a)

True

b)

False

9.

True or False - Companies seeking to go public manage the IPO process internally with little to no counsel.

a)

True

b)

False

10.

Check all that apply - The following are steps in the IPO process.

a)

Filing with the SEC

b)

Pricing shares of stock

c)

Hiring a large investment bank/firm

d)

Buying back shares of stock

11.

True or False - Public companies file quarterly financial documents that are accessible to the public and investors.

a)

True

b)

False

12.

True or False - Private companies have access to public funding.

a)

True

b)

False

13.

Check all that apply - Private companies can be owned by...

a)

Founders

b)

Management

c)

Private Investors

d)

Public Investors

14.

What is a dividend?

a)

Money a stockholder has to pay to own a stock

b)

The rate at which banks charge companies to borrow money

c)

Money paid quarterly by a company to its shareholders

d)

The money left over after subtracting monthly expenses from your monthly net income

15.

From 2007-2016, companies spent 55% of their earns on what?

a)

Stock Buybacks

b)

Dividends

c)

Research and Development

d)

Employee Wages

16.

Check all that apply - Companies can use their earnings to...

a)

Increase wages

b)

Pay dividends

c)

Expand their business

d)

Research and develop new products

17.

True or False - Insider trading involves trading in a public company's stock by someone who has non-public, material information about that stock for any reason.

a)

True

b)

False

18.

What does ROI stand for?

a)

Return on Interest

b)

Return on Income

c)

Return on Investment

d)

Return of the Sith

19.

True or False - ROI equals your selling price minus your initial price, divided by your initial price, multiplied by 100.

a)

True

b)

False

20.

True or False - An index measures the price performance of a basket of securities.

a)

True

b)

False

21.

True or False - A “bull” by definition is an investor who buys shares because they believe the market is going to rise; whereas a “bear” will sell shares as they believe the market is going to turn negative.

a)

True

b)

False