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Risk Management On-boarding Quiz 2022

Total questions: 12

Worksheet time: 6mins

Name
Class
Date
1.

The following are elements of operational risk except

a)

People

b)

Technology

c)

Processes

d)

External Events

e)

Sysadmin

2.

Which of the following is not an Operational Risk Category

a)

Internal Fraud

b)

Damage to Physical Assets

c)

Business disruption and system failures

d)

External event

e)

Clients, Products & Business Practices

3.

A company can also be exposed to Operational risks at what levels?

a)

Process & Entity

b)

Disruption & Technology

c)

Process & Staff

d)

Disaster & Entity

e)

Execution Failures & Change Management

4.

What are the key elements when describing a risk

a)

Risk Event, Impact and Root Cause

b)

Risk Assessment, Risk Identification and Risk Acceptance

c)

Frequency, Severity and Materiality

d)

Risk Event, Materiality and Root Cause

e)

None of the above

5.

Which of the following is not an impact type

a)

System Downtime

b)

Financial Impact

c)

Legal Impact

d)

Repercussion Impact

e)

Data Impact

6.

How many risk categories do we have in AXA?

a)

17 Categories

b)

24 Categories

c)

7 Categories

d)

77 Categories

e)

3 Categories

7.

Internal Fraud & Intentional unauthorized activities addresses what risk factor?

a)

OP01

b)

OP03

c)

OP02

d)

OP04

e)

OP11

8.

The Frequency Assessment Table can be customized

a)

True

b)

False

9.

In the AXA Risk Grid, how many risk level do we have?

a)

4

b)

5

c)

6

d)

3

e)

7

10.

Internal Control, how many lines of defense do we have?

a)

3

b)

4

c)

2

d)

1

e)

5

11.

Reputation is

a)

Hard to Earn

b)

Easy to Build

c)

Hard to Lose

d)

Difficult to Gain

12.

The Risk Manegement process is the following except

a)

Assess Risk

b)

Identify Risk

c)

Control Risk

d)

Review Control

e)

Mitigate Control