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WorksheetsGo LIVE! Client Central
Total questions: 10
Worksheet time: 5mins
Our new Product Taxonomy will consist of how many product tiers?
1 tier product taxonomy
2 tier product taxonomy
3 tier product taxonomy
4 tier product taxonomy
For ETB GIC inflight cases where CDD is approved, Cases that have an eCDD+ parent case NRD within 2022 falls under?
Principle 1
Principle 2
Will inflight static data maintenance request for non Client Central mastered attributes be impacted during Cutover?
Yes
No
At what stage in client central can we do SCI establishment:
RM Review
KYC Stage
Request Initiation
Entity Management
What will be the system's auto initiation for KYC review TAT?
T-160 Days
T – 120 Days
T – 180 Days
T – 60 Days
If CARs successfully generates auto population status for CRS & FATCA, what action is required in the system?
Tax DD is not required, tax maker only to review the CARs correctness and close the case
Tax DD is not required, tax maker review the CARs correctness and submit the case to Tax checker to close the case
Tax DD is not required, tax maker review the Cars correctness, submit the case to Tax checker for review and flow to RM for final approval
Tax DD is not required, however tax maker will still need to Conduct Validation and Reasonableness checks for CARs outcome
At what stage does the AAR assessment will be conducted for Regular Review in Client Central?
KYC Stage
RM Review
Entity Management
Request Initiation
In Client Central, Corporate Branch will be created...
Under the same entity profile as the main office
As a booking location to the main office
As a separate entities with potentially different risk characteristic
N/A since no Corporate Branch, only Banks Branches
What is the approval routing workflow for High Risk rating client in CC
KYC Maker – KYC Checker – RM – FCC/GPSCU – BHD
KYC Maker – KYC Checker – CEO
No approval required
KYC Maker – KYC Checker – FCC/GPSCU – RM – BHD
Which team will handle Realtime Name Screening alerts within Client Central?
FCSU
KYC Execution team
Client itself
BEST, ECDD Plus
