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5.04 Financial Planning 1

Total questions: 10

Worksheet time: 8mins

Name
Class
Date
1.

Regarding stock investments, which of the following primarily drives investors’ actions:

a)

Performance

b)

Expectations

c)

Recommendations

d)

Information

2.

How does a bull market affect a stock’s price?

a)

By encouraging product purchases

b)

By discouraging product purchases

c)

By promoting well-performing funds

d)

By avoiding investment scams

3.

How much a stock sells for depends directly on which of the following:

a)

How volatile the stock is

b)

The popularity of the company’s new product

c)

How high the company’s earnings are

d)

What buyers are willing to pay for the stock

4.

What is the difference between a stock’s ask price and buy price?

a)

The ask price and buy price are usually equal.

b)

The ask price is usually higher than the buy price.

c)

The ask price is the sell price, while the buy price is the bid price.

d)

The buy price is the sell price, while the ask price is the bid price.

5.

Stocks whose prices rise higher than, or fall lower than, the market as a whole are referred to as

a)

efficient.

b)

influential.

c)

volatile.

d)

successful.

6.

Which of the following is a company-specific influence on a stock’s price:

a)

Investor action

b)

Government action

c)

Change in supply or demand

d)

Change in management

7.

What happens when institutional investors purchase a number of stocks from the same company?

a)

Individuals purchase stocks from the company.

b)

Analysts recommend that investors sell their stocks from the company.

c)

The company introduces a new business model.

d)

The company introduces a new product.

8.

Which of the following is not likely to cause a stock’s price to fluctuate:

a)

A well-known analyst’s recommendation to buy

b)

Addition to individual investor’s portfolio

c)

A fund manager’s sale of stock

d)

Removal from the S&P 500

9.

In what way can the general state of the economy affect a stock’s price?

a)

By increasing supply or demand

b)

By making investment information available to the general public

c)

By bringing together a balanced portfolio

d)

By filtering out poor investments

10.

Which of the following is a cyclical stock:

a)

Southwest Water Co. (SWWC)

b)

Triad Hospitals Inc. (TRI)

c)

US Concrete (RMIX)

d)

Colgate-Palmolive Co. (CL)