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Investing Test

Total questions: 58

Worksheet time: 28mins

Name
Class
Date
1.

How does investing in the stock market differ from putting money in a savings account at a bank?

a)

Investing is always a less risky option than saving

b)

Investing is best for short-term situations like emergency funds; saving is best for the long-term

c)

Investing typically earns between 1-2% while saving generally earns between 5-7%

d)

Investing allows you to accumulate wealth for retirement while saving is best forshort-term purchases or emergencies

2.

Which of the following statements is TRUE about compound interest?

a)

Compound interest is difficult to calculate, so those who use it earn higher profits for their efforts

b)

Compound interest means you have a fund manager who is compounding yourreturns without charging a fee

c)

Compound interest allows you to earn interest not only on the amount you have saved, but also on the interest you've already earned

d)

Compound interest directly impacts how much you will be charged in fees

3.

What kinds of behaviors can PREVENT people from making smart investing decisions?

a)

Staying calm when the market is experiencing a downturn

b)

Buying stocks when prices are low and selling them when they’re high

c)

Exiting the market because that’s what everyone else is doing

d)

Investing in a diversified portfolio instead of trying to beat the market

4.

Which of the statements below BEST describes the relationship between risk and return when considering an investment?

a)

Investors expect to earn a lower return when they invest in a high risk asset

b)

Investors expect to earn a higher return when they invest in a low risk asset

c)

Investors expect to earn a higher return when they invest in a high risk asset

d)

Investors expect to earn zero return when investing in a low risk asset

5.

Why is diversification a recommended investment strategy?

a)

Investing in a diversified portfolio guarantees that you won’t lose money with your investments

b)

If you tell your fund manager to use diversification, they’ll charge you lower fees

c)

Diversifying your portfolio helps reduce risk

d)

If you diversify your portfolio, you will definitely earn a high return

6.

How is a bond different from a stock?

a)

A bond is a loan you give to an organization while a stock is partial ownership in a company

b)

Bonds are typically riskier than stocks but have the potential to earn higher returns

c)

Bonds are usually issued by smaller startup companies while stocks are issued by well established organizations

d)

Bonds are best for earning high returns while stocks are best for providing a stable source of income

7.

An actively managed mutual fund…

a)

Generally has lower fees than a passively managed index fund

b)

Is managed by a fund manager who charges a fee

c)

Always performs better than an index fund

d)

Is a mix of two types of stocks and two types of bonds to diversify your portfolio

8.

How can someone make money from investing in a stock?

a)

They sell the stock for a lower price than what they bought it for

b)

They receive dividends or they sell the stock at a higher price than what they bought it for

c)

The stock loses value but the overall market experiences a positive return

d)

They sell the stock for the same price they bought it for

9.

What is a brokerage account used for?

a)

It’s an online portal that allows you to set up appointments with a fund manager

b)

It’s the account you use to pay any taxes you owe on money you earned on your investments

c)

It’s a type of account used to buy and sell stocks, bonds, and funds

d)

It’s a special type of 401(k) plan that only some employers offer

10.

Why is it important for you to understand your risk tolerance before you start investing?

a)

It helps you decide if you want to participate in your employer’s match program for your 401(k)

b)

It’s recommended that people with a low risk tolerance shouldn’t invest at all

c)

If you have a high risk tolerance, you may be eligible for lower fees since you won’t care if your portfolio drastically loses value

d)

You should tailor your investment portfolio so that it assumes an amount of risk you are comfortable with

11.

Katrina works for Penny's Pickles, which offers a 401(k) match for up to 3% of her salary, which is $65,000 per year. In her budget, she only has $150 per month available to save for retirement. What should she do?

a)

Opt out of the 401(k) plan since she doesn’t have much to contribute; use the money elsewhere in her budget

b)

Contribute $75/mo to her 401(k) and $75/mo to an IRA, so that she's diversified

c)

Save the $150/mo in a bank account until she has enough to max out her 401(k), and then invest

d)

Contribute the full $150/mo to the 401(k) because her company will match that full amount, "doubling" her investment every month

12.

What is one question an investor should ask when deciding whether or not they would like to open a Roth IRA or a Traditional IRA?

a)

Do I want to make a guaranteed return of 6% or 8%?

b)

Do I want to pay taxes now or later?

c)

Do I want to take advantage of my employer’s matching contribution?

d)

Do I want to take on more or less risk?

13.

Why are Index Funds such a popular investing option?

a)

They are a mix of 2-3 individual stocks that can help you diversify your portfolio

b)

They provide a low-cost, diversified investment option that closely matches the overall return of a given index, such as the S&P 500

c)

They are actively managed by a fund manager

d)

They are managed by robo-advisors that guarantee higher returns than the overall stock market

14.
Diversification is important in investing because…
a)
It helps you to balance your risk across different types of investments.
b)
It increases your overall risk, which guarantees that you will make more money.
c)
It ensures that you only make low-risk investments.
d)
It helps you gain the highest rate of return despite any risks.
15.
How can investors receive compounding returns?
a)
By selecting a savings account that has a higher interest rate
b)
By investing their earnings back into their original investment
c)
By transferring their earnings into a high-risk investment
d)
By diversifying their investment portfolio
16.
What is a possible reason a company would sell stock?
a)
A. To hire more people
b)
B. To expand its business
c)
C. To develop new technology
d)
All of the Above
17.
What is the primary reason to issue stock?
a)
To help investors earn a higher rate of return
b)
To raise money to grow the company
c)
To distribute the risk of bankruptcy across more investors
d)
To increase investor awareness of the company
18.
When it comes to investing, what is the typical relationship between risk and return?
a)
The greater the potential risk, the smaller the potential return.
b)
The greater the potential risk, the greater the potential return.
c)
There is no relationship between risk and return.
d)
It depends on the investment mix in your portfolio.
19.
Which of the following correctly orders the investments from LOWER risk to HIGHER risk?
a)
Treasury bond − Stock − Diversified mutual fund
b)
Stock − Treasury bond − Diversified mutual fund
c)
Treasury bond − Diversified mutual fund – Stock
d)
Diversified mutual fund − Treasury bond − Stock
20.
Which of the following is generally true about 401(k) and 403(b) retirement plans?
a)
They are plans offered through employers.
b)
They offer some tax benefits.
c)
They restrict when you can withdraw your money.
d)
All of the above
21.
Which of the following would be considered the highest risk portfolio?
a)
A portfolio made up of 20% savings accounts, 50% mutual funds, and 30% bonds.
b)
A portfolio made up of 40% mutual funds, 40% Treasury bonds, and 10% stocks.
c)
A portfolio made up of 60% stocks, 30% mutual funds, and 10% Treasury bonds.
d)
A portfolio made up of 70% mutual funds, 10% stocks, and 20% Treasury bonds.
22.
When a ____ matures, you receive your entire investment back plus any remaining interest.
a)
Bond
b)
Mutual Fund
c)
Stock
23.
Sometimes a ____ will pay you dividends.
a)
Bond
b)
Mutual Fund
c)
Stock
24.
If you don't want to purchase individual stocks, bonds, and other investments, you can get them packaged together in a _______.
a)
Bond
b)
Mutual Fund
c)
Stock
25.

A key difference between saving and investing is

a)

Saving is for everyone, investing is for the wealthy

b)

Your money is insured when investing, it is not in savings

c)

Investing has a guaranteed return, savings does not

d)

Saving is for emergencies & goals, investing is for long-term wealth

26.

Which would be considered the highest risk investment type?

a)

Stock

b)

Mutual Fund

c)

Bond

d)

Money Market Account

27.

Brokers who suggest specific investments, create an investment plan, & make adjustments are

a)

Discount/Online Brokers

b)

Discount Brokers with Assistance

c)

Full-Service Brokers

d)

Money Managers

28.

Your money remains tax-deferred in this account until you withdraw (taxed as income)

a)

Roth IRA

b)

Traditional IRA

29.

Why is it important to start investing as soon as possible?

a)

You take less risk when you are young, so money will be safe

b)

You have more time for your money to compound

c)

Investing is an easy way to make quick money

d)

Fees on investments are cheaper when you are younger

30.

The number of years it takes for your money to double

a)

72 Rules

b)

Rule of 72

31.

When would it be a good idea to invest your money instead of putting it in a savings account?

a)

When you won’t need the money for a long time.

b)

When you want to put your money somewhere safe.

c)

When you’re looking to maintain the value of your money with a little bit of growth.

d)

None of the above

32.

People invest in the stock market because:

a)

The time value of money states that money available now is worth more than the same amount of money later because of its potential to grow.

b)

Investing in companies through the stock market offers a chance to share in the profits of those companies.

c)

Investing in the stock market generally offers a higher return than interest earned on a savings account.

d)

All of the above

33.

Which of the following is NOT a reason why people invest in the stock market?

a)

Investing in the stock market usually offers a higher return than the interest earned on a savings account.

b)

Investing is a guaranteed way to make money.

c)

Investing in companies through the stock market offers a chance to share in the profits of those companies.

d)

None of the above

34.

Which of the following statements about stocks is FALSE?

a)

Stocks represent a share of ownership in a company.

b)

When you buy stocks, you get a say in shareholder meetings.

c)

Stocks pay out interest annually.

d)

Stocks are considered relatively risky compared to bonds.

35.

___________ is an investment strategy that mixes a wide variety of investments from different categories within a portfolio.

a)

Asset allocation

b)

Diversification

c)

Risk tolerance

d)

Technical analysis

36.
An asset that can be easily converted to cash is ___________________.
a)
a withdrawal
b)
liquid
c)
water
d)
an ATM.
37.
An organized market where stocks and  bonds are traded
a)
company
b)
exchange
c)
index
d)
farmers
38.
Conner wants to purchase stocks with the money he received from his tax return. Who would he contact to make the transaction?
a)
A brokerage firm
b)
The New York Stock Exchange
c)
A real estate agent
d)
The American Stock Exchange
39.
Provides information and advice as well as buys and sells stock for their customers.
a)
Stock Market
b)
Stock Broker
c)
Full-Service Broker
d)
Banker
40.
An individual retirement account that is not sponsored by an employer.
a)
401K
b)
Roth Stock
c)
IRA
d)
Mutual Fund
41.
Employer sponsored retirement savings plan.
a)
401K
b)
IRA
c)
Individual Retirement Account
d)
Roth IRA
42.
Savings accounts have _______  interest rates.
a)
Low
b)
High
43.
If funds are withdrawn from a CD before the set time has expired, you may be required to: 
a)
Forfeit interest
b)
Make a new deposit
c)
Reinvest
d)
Pay a steep penalty fee
44.

Which type of retirement account is set up for workers by their employers who may match a certain percentage of their contributions?

a)

401(k)

b)

IRA

c)

Mutual fund

d)

Flexible Savings Account

45.

Which type of IRA requires you to pay taxes when making contributions to the account, but then allows you to withdraw money tax-free at retirement?

a)

Traditional IRA

b)

Roth IRA

46.
Which is the least risky?
a)
Stock
b)
CD
c)
Savings account
d)
Mutual fund
47.

Which is a benefit of investing?

a)

not having to work now to earn money

b)

spending lavishly now and living off investments later

c)

having a no-risk way of earning a large amount of money

d)

living comfortably after retirement

48.

Which of the following should not be paid for with an emergency savings fund?

a)

Replacing a broken down transmission in your car

b)

Getting a regular oil change to keep your car running

c)

Repairing your car after a fender bender

d)

A downpayment for a new car after your previous car was totaled

49.

Sara is a server at a restaurant and most of her pay is in cash. She's used to dealing with cash and has a system where she divides her money into different envelopes each month. She has one envelope for rent, one for groceries, one for gas, etc. At the end of each month, she takes one envelope for savings and deposits it into her savings account. What money management strategy is Sara using?

a)

Pay yourself first

b)

The 50-30-20 Method

c)

The Categories Method

d)

Investing in stocks

50.

A goal to save money for a new saxophone is ________.

a)

Specific

b)

Measurable

c)

Time-based

d)

Attainable

51.

What does the term "bull market" refer to?

a)

A market in decline.

b)

A market showing sustained increase in stock prices.

c)

A market dominated by bearish investors.

d)

A market where stocks are traded for animals.

52.

What is a bear market?

a)

A market showing a consistent rise in stock prices

b)

A market showing a consistent decline in stock prices

c)

A market with stable stock prices

d)

A market where only animal stocks are traded

53.

What does IPO stand for?

a)

Immediate Profit Opportunity

b)

International Purchase Offer

c)

Initial Public Offering

d)

Internal Product Overview

54.

What is the role of the Securities and Exchange Commission (SEC)?

a)

To provide loans to companies

b)

To regulate the stock market and protect investors

c)

To manage the country's money supply

d)

To issue new stocks

55.

What is the S&P 500?

a)

A stock exchange

b)

A single stock

c)

An index that measures the stock performance of 500 large companies listed on stock exchanges in the United States

d)

A government bond

56.

What is a blue-chip stock?

a)

A stock from a company that is not well-known

b)

A stock that is very risky

c)

A stock from a financially strong and well-established company

d)

A stock that has a blue chip

57.

Which type of savings account typically offers the highest interest rate?

a)

Basic savings account

b)

Certificate of Deposit (CD)

c)

Checking account

d)

Money market account

58.

I will save money to buy a used car. Why is this not a good example of a SMART goal?

a)

It's neither specific nor time-based

b)

It's not attainable

c)

It's not realistic

d)

None of the above