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Basics of Derivatives

Total questions: 15

Worksheet time: 8mins

Name
Class
Date
1.

The buyer of a forward contract:

a)

will be taking delivery of the good(s) today at today's price.

b)

will be making delivery of the good(s) at a later date at that date's price.

c)

will be making delivery of the good(s) today at today's price.

d)

will be taking delivery of the good(s) at a later date at pre-specified price.

2.

The main difference between a forward contract and a cash transaction is:

a)

only the cash transaction creates an obligation to perform.

b)

a forward is performed at a later date while the cash transaction is performed immediately.

c)

only one involves a deliverable instrument.

d)

neither allows for hedging.

3.

A trading opportunity that offers a riskless profit is called a(n):

a)

put option.

b)

call option.

c)

market equilibrium.

d)

arbitrage.

4.

The purchase of a share in one market and the simultaneous sale in a different market to benefit from price differentials is known as ____________.

a)

Mortgage

b)

Arbitrage

c)

Hedging

d)

Speculation

5.

Derivatives help to manage possible future risks especially against the fluctuation of price risk. This is

a)

Speculation

b)

Arbitraging

c)

Hedging

d)

None is correct

6.

What is a (Financial) Derivative?

a)

A financial contract that gives the owner a way to manage against market risk.

b)

A financial contract whose value is derived from the value of an underlying asset.

c)

A financial contract whose payoff depends on an event occurring.

d)

A financial contract that gives the owner a way to manage against financial risks.

7.

Forward contracts are not guaranteed to performance

a)

True

b)

False

8.

The buyer in the derivative contract is also known as

a)

Deep in the Contract

b)

Long in the contract

c)

Seller in the contract

9.

In a ……………. derivatives, the underlying instrument is a commodity which may be wheat, cotton, pepper, sugar, jute, turmeric, corn, soybeans, crude oil, natural gas, gold, silver, copper and so on

a)

Commodity Derivatives

b)

Currency Derivatives

c)

Financial Derivatives

d)

Equity Derivatives

10.

Forwards are _____.

a)

over-the-counter derivatives.

b)

absolutely the same as futures.

c)

exchange-traded derivatives.

d)

standard as futures

11.

Derivatives came into existence for :

a)

Speculation

b)

Arbitrage

c)

Hedging

d)

Gambling

12.

M2M margin is settled on:

a)

Weekly Basis

b)

Daily Basis

c)

Monthly Basis

d)

Fortnightly Basis

13.

What kind of options can be exercised on any date before the day of expiration?

a)

a. American

b)

b. European

c)

c. Bermudan

d)

d. None of these

14.

Which of the following is a financial asset?

a)

Gold

b)

Share

c)

Silver

d)

Land

15.

Contracts that are standardized in nature

a)

Future Contracts

b)

Forward Contracts

c)

Interest Rate Swaps

d)

Foreign Currency Exchange