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WorksheetsFinancial Market
Total questions: 25
Worksheet time: 13mins
_______is the market which helps existing investors to sell their securities.
Primary market
Secondary market
Capital market
Commodity market
_______is the institution which provides a platform for trading of existing securities having long-term maturity.
SEBI
WTO
Stock exchange
RBI
PK Enterprises Limited has sold an entire lot of 5,00,000 equity shares @ ₹9 each to Prosperous Bank Private Limited. The bank, in turn, will offer the shares to the general public for subscription @ ₹11 per share. Identify the method of floatation being described in the given lines.
Private placement
Offer through prospectus
Offer for sale
Rights issue
The process of holding shares in electronic form is known as
Demutualisation
Dematerialisation
Speculation
None of the above
It is a legally enforceable document which is issued by a stockbroker within 24 hours of the execution of a trade order.
PAN number
Unique Order Code
Contract Note
None of the above
On this day, the exchange will deliver the share or make payment to the other broker
Pay-in day
Pay-out day
Transaction day
None of the above
Jayant is holding a hundred shares of a company. He has been given a privileged offered to subscribe to a new issue of shares of the same company in the proportion of 2:1 to the number of shares already possessed by him. Identify the method of floatation being described in the above case.
Offer through prospectus
Offer for sale
Rights issue
Private placement
Money market deals in _____________________
Medium-term securities
Short term Securities
Long term Securities
None of these
A capital market is ideal when:
Financial institutions are sufficiently developed
Finance is available at a reasonable cost
Capital is most productively allocated
All of these
Under this method of floatation in the primary market, a subscription is invited from the general public to invest in the securities of a company through the issue of advertisement.
Private placement
Offer through prospectus
Offer for sale
All of the above
A company can raise capital through the primary market in the form of
Equity shares
Preference shares
Debentures
All of the above
At present only two depositories are registered with SEBI .
True
False
Sensex is the bench mark index of the NSE.
True
False
Registration of collecting investing schemes and Mutual funds is a Regulatory function of SEBI
True
False
Full form of e-IPOs
a. Electronic internet Public Offer
b. Electronic Initial Private Offer
c. Electronic Initial Prospectus Offer
d. Electronic Initial Public Offer
An ideal Capital market is one
a. Where finance is available at higher cost.
b. Must provide insufficient information to investors.
c. Where market operations are inconsistent.
d. Which facilitates economic growth.
.Dematerialization is the process of holding securities in
a) Paper mode
b) Electronic mode
b) Physical form
d) Wallet
Dinesh has 100 equity shares of a company. He wants to sell 500 of these shares. Which market should be approach?
a. Secondary market
b. Primary market
c. Financial markets.
Money market
The new issues market is also known as
a. Money market
b. Primary market
c. Stock exchange
d. Secondary market
Government Securities are issued by agencies such as ---------
Central Government
State Government
Semi Government Authorities
All of the above
National stock exchange provides platform for
Wholesale debt market
Equities
Commercial papers
Both a and b
The National stock exchange of India commenced future trading in the year
1999
2000
2001
2002
The settlement cycle in NSE is
T + 5
T + 3
T + 2
T+1
Clearing and settlement operations of NSE are carried out by
NSDL
NSCCL
SBI
NDSL
