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Accounting Laws and Regulations

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.

Which of the following is a standard that defines how accountants record financial transactions?

a)

generally accepted accounting principles

b)

​government applied accounting practices

c)

​general accounting and auditing procedures

d)

government allowed accounting practices

2.

What organization is responsible for maintaining GAAP?

a)

​United States Congress

b)

​Financial Accounting Standards Board

c)

Internal Revenue Service

d)

​Sarbanes-Oxley Board

3.

After the stock market crash, the government created the _____ to regulate businesses.

a)

​Internal Revenue Service

b)

Business Administration Commission

c)

​Securities and Exchange Commission

d)

Stock Market Oversight Board

4.

Which of the following is a responsibility of the Securities and Exchange Commission?

a)

collecting taxes from businesses

b)

providing advice on how to run companies more effectively

c)

​approving the salaries of CEOs in public companies

d)

​enforcing accounting laws and regulations

5.

Which of the following companies was involved in energy and other resource trading?

a)

​Enron

b)

​WorldCom

c)

​Adelphia

d)

Arthur Andersen

6.

How did Enron's management hide the company's debts and losses?

a)

​by not following GAAP

b)

​by transferring them to subsidiary companies

c)

​by issuing company stock shares

d)

​by declaring bankruptcy

7.

What was the CEO of Tyco accused of doing?

a)

​hiding debt by transferring it to subsidiaries

b)

​hiding debt by transferring it to subsidiaries

c)

using company funds to pay for his lavish lifestyle

d)

​engaging in insider trading

8.

​Why was Arthur Andersen accused of obstructing justice when the SEC started to investigate Enron?

a)

​Why was Arthur Andersen accused of obstructing justice when the SEC started to investigate Enron?

b)

​They used poor practices to audit Enron's accounting records.

c)

​They approved Enron's financial reports

d)

They shredded documents related to their auditing of Enron.

9.

What organization was created by the Sarbanes-Oxley Act?

a)

Public Company Accounting Oversight Board

b)

​Securities and Exchange Commission

c)

the auditing review board

d)

​Financial Accounting Standards Board

10.

According to most large company CFOs, SOX has _____.

a)

​increased fraud

b)

​increased investor confidence

c)

​decreased company profits

d)

decreased stock prices