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RM&CG_W7_Audit & Remuneration Committees

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.

What is the primary role of the audit committee?

a)

Setting executive remuneration

b)

Monitoring the integrity of financial statements

c)

Developing corporate strategy

d)

Managing day-to-day company operations

2.

How many independent non-executive directors should an audit committee have in a large company?

a)

At least one

b)

At least two

c)

At least three

d)

At least four

3.

DEF Ltd. is appointing a new member to its audit committee. Which candidate is most suitable?

a)

A senior executive with no financial background

b)

A non-executive director with recent and relevant financial experience

c)

A long-term employee from the HR department

d)

The CEO of the company

4.

ABC Ltd. has an audit committee with three independent non-executive directors. The board wants to include the chair of the board in the committee to provide more oversight. Is this appropriate?

a)

Yes, because the chair of the board has the most experience

b)

No, because the chair of the board should not be a member of the audit committee

c)

Yes, but only if the company is small

d)

No, because the chair of the board is responsible for executive management

5.

Which of the following firms is NOT part of the Big Four audit firms?

a)

Deloitte

b)

KPMG

c)

Goldman Sachs

d)

Ernst & Young (EY)

6.

The external audit process includes:

a)

Setting executive bonuses

b)

Understanding internal controls and risk assessment

c)

Developing marketing strategies

d)

Managing employee relations

7.

What is the role of the remuneration committee?

a)

Setting financial regulations

b)

Determining executive director remuneration

c)

Conducting internal audits

d)

Managing risk assessments

8.

Who should be members of the remuneration committee?

a)

Executive directors

b)

Independent non-executive directors

c)

Shareholders

d)

External auditors

9.

Which of the following should NOT be included in non-executive directors' remuneration?

a)

Base salary

b)

Share options

c)

Fixed allowances

d)

Board meeting fees

10.

What should executive directors’ remuneration schemes promote?

a)

Short-term stock price increases

b)

Long-term shareholdings aligned with shareholder interests

c)

High-risk investment strategies

d)

Unlimited bonus payments