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Investing Unit Exam Review

Total questions: 83

Worksheet time: 42mins

Name
Class
Date
1.

A stock represents partial ownership in a company.

a)

True

b)

False

2.

Bonds are generally riskier than stocks.

a)

True

b)

False

3.

A mutual fund pools money from many investors to buy a diversified portfolio of stocks or bonds.

a)

True

b)

False

4.

Diversification helps reduce the overall risk of an investment portfolio.

a)

True

b)

False

5.

The stock market always increases in value over short periods of time.

a)

True

b)

False

6.

A dividend is a payment made by a company to its shareholders.

a)

True

b)

False

7.

Investing is typically used for short-term financial goals.

a)

True

b)

False

8.

A stock index tracks the performance of a group of companies.

a)

True

b)

False

9.

An ETF (Exchange-Traded Fund) trades on the stock market like an individual stock.

a)

True

b)

False

10.

A 401(k) is a retirement account offered by employers.

a)

True

b)

False

11.

The lower the risk, the higher the potential return on investment.

a)

True

b)

False

12.

A bull market is when the market is declining.

a)

True

b)

False

13.

Capital gains occur when you sell an investment for more than you paid for it.

a)

True

b)

False

14.

A Roth IRA allows your investments to grow tax-free.

a)

True

b)

False

15.

Time in the market is more important than timing the market.

a)

True

b)

False

16.

A stock ticker symbol is a unique series of letters representing a stock.

a)

True

b)

False

17.

Compound interest helps your investments grow faster over time.

a)

True

b)

False

18.

Market capitalization is a measure of a company’s size based on its stock price and number of shares.

a)

True

b)

False

19.

Day trading is recommended for most beginner investors.

a)

True

b)

False

20.

Index funds generally have higher fees than actively managed funds.

a)

True

b)

False

21.

A portfolio is a collection of investments held by an individual or institution.

a)

True

b)

False

22.

Inflation increases the purchasing power of your money over time.

a)

True

b)

False

23.

A stop-loss order automatically sells a stock when it drops to a certain price.

a)

True

b)

False

24.

The P/E ratio (Price-to-Earnings) is used to compare a company's stock price to its earnings.

a)

True

b)

False

25.

Dollar-cost averaging is a strategy where you invest a fixed amount of money at regular intervals.

a)

True

b)

False

26.

A blue chip stock refers to a large, lower-risk established company.

a)

True

b)

False

27.

ESG investing considers environmental, social, and governance factors.

a)

True

b)

False

28.

The Dow Jones Industrial Average includes 500 companies.

a)

True

b)

False

29.

Investing in commodities means buying physical assets like gold or oil.

a)

True

b)

False

30.

A limit order guarantees that a stock will be bought or sold immediately at the best available price.

a)

True

b)

False

31.

What does it mean to invest in the stock market?

a)

You lend money to the government

b)

You buy ownership in a company

c)

You store money in a bank account

d)

You purchase real estate

32.

What is a bond?

a)

A form of stock

b)

A loan you give to a company or government

c)

A type of mutual fund

d)

A checking account

33.

What is diversification?

a)

Buying one type of stock repeatedly

b)

Spreading investments across various assets

c)

Avoiding investing altogether

d)

Selling all investments quickly

34.

What is a dividend?

a)

A fee for buying stocks

b)

A payment made to shareholders from company profits

c)

A tax on earnings

d)

A bond repayment

35.

What is a mutual fund?

a)

A savings account

b)

A pool of funds from many investors used to buy a diversified portfolio

c)

A loan from a bank

d)

A type of real estate

36.

What is a stock index?

a)

A type of bond

b)

A tax calculator

c)

A measurement of a specific set of stocks

d)

A retirement plan

37.

What does IRA stand for?

a)

Individual Risk Agreement

b)

Institutional Return Asset

c)

Individual Retirement Account

d)

Investment Resource Allocation

38.

Which of the following best defines risk tolerance?

a)

A guaranteed return on investment

b)

The ability to choose the best stocks

c)

The level of risk an investor is willing to take

d)

A type of insurance

39.

Which investment is typically considered the most risky?

a)

Savings accounts

b)

Stocks

c)

Bonds

d)

Certificates of deposit

40.

What does "liquidity" mean in investing?

a)

The potential return on investment

b)

The time it takes for an investment to grow

c)

How quickly and easily an asset can be converted into cash

d)

The number of investors in a fund

41.

What is an ETF?

a)

A. A tax-free bond

b)

B. An exchange-traded fund

c)

C. An emergency trust fund

d)

D. An employer tax form

42.

What is the primary purpose of a 401(k)?

a)

Buying a home

b)

Saving for retirement

c)

Paying student loans

d)

Emergency savings

43.

What does ROI stand for?

a)

Rate of Increase

b)

Reimbursement of Investment

c)

Return on Investment

d)

Real Option Interest

44.

What is compound interest?

a)

Interest earned on your salary

b)

Interest charged by credit cards

c)

Interest earned on both the principal and the interest previously earned

d)

A tax refund

45.

What is market capitalization?

a)

The total amount of debt a company holds

b)

The number of shares issued by a company

c)

The total value of a company’s shares of stock

d)

The market’s highest performing stocks

46.

What is a target date fund?

a)

A fund that aims for daily returns

b)

A fund designed to grow and become more conservative as a specific retirement date approaches

c)

A short-term savings account

d)

A cryptocurrency investment

47.

Which of the following is a reason to invest early?

a)

To reduce taxes

b)

To earn a salary

c)

To avoid debt

d)

To take advantage of compound growth over time

48.

What is a bull market?

a)

A market in which prices are rising or expected to rise

b)

A market where stocks are delisted

c)

A declining market

d)

A bond-only market

49.

What is a bear market?

a)

A market with high IPO activity

b)

A market with high trading volume

c)

A market in which prices are falling or expected to fall

d)

A government-controlled market

50.

What is a capital gain?

a)

Interest from a savings account

b)

Income from a job

c)

Profit from selling an investment for more than you paid

d)

Tax refund

51.

What is a stockbroker?

a)

Someone who buys and sells real estate

b)

Someone who trades only bonds

c)

A person licensed to buy and sell stocks for investors

d)

A bank loan officer

52.

What is the S&P 500?

a)

A bond rating

b)

An index that tracks 500 large U.S. companies

c)

A type of mutual fund

d)

A retirement plan

53.

What is a dividend yield?

a)

The price of a bond

b)

A ratio of annual dividends to stock price

c)

The interest rate on a loan

d)

A market risk measure

54.

What does volatility mean in the context of investing?

a)

Stable prices over time

b)

High fees

c)

The degree of variation in trading prices

d)

Low liquidity

55.

What is an IPO?

a)

Income Percentage Offering

b)

Interest Payout Option

c)

Initial Public Offering

d)

Indexed Portfolio Objective

56.

What is a Roth IRA?

a)

A checking account

b)

A type of employer-sponsored 401(k)

c)

A retirement account where contributions grow tax-free

d)

A bond issued by the government

57.

Which of these is considered a fixed-income investment?

a)

Stocks

b)

Bonds

c)

Real estate

d)

Cryptocurrency

58.

What is a penny stock?

a)

A mutual fund with low fees

b)

A high-value bond

c)

A stock that typically trades for less than $5 per share

d)

A government security

59.

What is an index fund?

a)

A fund that focuses on real estate only

b)

A savings account

c)

A fund designed to track a market index

d)

A fund that guarantees 10% returns

60.

What does NASDAQ refer to?

a)

A. A government agency

b)

B. A tax bracket

c)

C. An electronic stock exchange

d)

D. A type of bond

61.

What is a fiduciary?

a)

A type of mutual fund

b)

A financial advisor who is legally required to act in your best interest

c)

A bond trader

d)

A hedge fund manager

62.

What is a margin account?

a)

A checking account

b)

An account for storing emergency savings

c)

An investment account where you borrow money to invest

d)

A federal student loan account

63.

What is dollar-cost averaging?

a)

Timing the market to buy low and sell high

b)

Investing a fixed amount of money regularly regardless of market conditions

c)

Buying only during market dips

d)

Selling off high-performing assets

64.

What is a stock split?

a)

When a company issues bonds to investors

b)

When a company splits into two separate companies

c)

When a company increases the number of shares and lowers the price per share proportionally

d)

When a company pays a special dividend

65.

Which of the following is an example of an alternative investment?

a)

Stock

b)

Real estate

c)

Mutual fund

d)

CD

66.

What is rebalancing in an investment portfolio?

a)

Buying new stocks every day

b)

Adjusting your portfolio to maintain your desired asset allocation

c)

Selling all your investments

d)

Choosing only low-risk investments

67.

What is a REIT?

a)

A type of bond

b)

A retirement account

c)

A real estate investment trust

d)

A mutual fund for energy companies

68.

What is the ex-dividend date?

a)

The date a company pays a dividend

b)

The date a company declares a dividend

c)

The cutoff date to qualify for the next dividend payment

d)

The date dividends are taxed

69.

What is an annuity?

a)

A stock with guaranteed returns

b)

A loan from an investor

c)

A contract that pays a fixed income for life or a set period

d)

An annual report

70.

Which of the following is an example of dollar-cost averaging?

a)

Investing $100 once in a company

b)

Investing $100 every month regardless of market conditions

c)

Buying only when prices are high

d)

Selling investments during downturns

71.

What is a no-load mutual fund?

a)

A fund with no taxes

b)

A fund without management

c)

A fund that doesn’t charge a sales fee

d)

A government fund

72.

What is a financial index?

a)

government tax

b)

A list of bond prices

c)

A statistical measure of the stock market

d)

A savings account

73.

What is an asset class?

a)

A college course

b)

A specific type of investment (e.g., stocks, bonds, real estate)

c)

A luxury stock

d)

A mutual fund category

74.

What is a load fee in mutual funds?

a)

A monthly account charge

b)

A tax on investments

c)

A fee charged when buying or selling mutual fund shares

d)

A bank penalty

75.

What is a growth stock?

a)

A stock that pays high dividends

b)

A stock expected to grow at an above-average rate

c)

A government bond

d)

A declining company

76.

Which of these is a short-term investment option?

a)

Savings account

b)

Real estate

c)

Growth mutual fund

d)

Target date fund

77.

What does it mean to short a stock?

a)

Buy and hold

b)

Sell immediately

c)

Borrow shares to sell and repurchase at a lower price

d)

Invest only in cheap stocks

78.

What is an investment-grade bond?

a)

A junk bond

b)

High risk bond

c)

A bond rated low-risk by credit rating agencies

d)

A government worker bond

79.

What is a limit order?

a)

an instruction to buy or sell a security at a specified price, or better.

b)

an instruction to sell a security at a general price range.

c)

A type of employer match

d)

A bond mutual fund

80.

Which of the following best explains the difference between a stock and a bond?

a)

A stock represents ownership in a company, while a bond is a loan to the company or government.

b)

A stock is a type of loan, while a bond represents ownership in a company.

c)

Both stocks and bonds represent ownership in a company.

d)

Both stocks and bonds are loans to the government.

81.

If you received $1,000 as a graduation gift, which of the following would be the best way to invest it?

a)

Put it in a savings account

b)

Invest in stocks or mutual funds

c)

Spend it on a vacation

d)

Keep it as cash at home

82.

The “Rule of 72” helps investors estimate how long it will take for an investment to double at a fixed annual rate of return. How does this rule assist investors in making decisions?

a)

By providing a quick way to calculate doubling time for investments

b)

By predicting stock market trends

c)

By determining the exact future value of an investment

d)

By identifying the best stocks to buy

83.

Which of the following is an advantage of investing in a mutual fund?

a)

Professional management

b)

High risk

c)

Lack of diversification

d)

No liquidity