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FINAL EXAM - FINANCIAL MARKET

Total questions: 50

Worksheet time: 31mins

Name
Class
Date
1.

Juan bought 300 shares at ₱80 each. What is the total cost?

a)

₱18,000   

b)

₱22,500    

c)

₱24,000 

d)

₱26,000

2.

ABC Corp. will issue stock rights at ₱25 per share, with a 1:5 ratio.
Before the announcement, the stock trades at ₱38. Compute the theoretical ex-rights price (TERP).

a)

₱35.83   

b)

₱36.17     

c)

₱32.50

d)

₱30.83

3.

A college investor purchased 2,000 shares of URC at ₱130. During the year, URC paid a ₱3.50 cash dividend. At year-end, the stock price increased to ₱145. What is the total return percentage?

a)

13.46%    

b)

14.23%

c)

15.38% 

d)

16.15%

4.

Globe Telecom stocks trade at ₱2,200 per share, and the company reports EPS = ₱75. Industry average P/E is 22. Based on the P/E Ratio, Globe stock is:

a)

Overvalued because its P/E ratio is above the industry average

b)

Undervalued because its P/E ratio is below the industry average

c)

Correctly valued because it matches the industry average

d)

Cannot be evaluated using P/E alone

5.

A preferred share with a ₱100 par value pays an 8% annual dividend. The current market price is ₱88. What is the market yield, and what does it indicate?

a)

8% — market demands no additional return

b)

9.09% — market demands a risk premium

c)

10.45% — market values the share at a premium

d)

12% — market expects dividend growth

6.

XYZ Corp. had net income of ₱22,000,000 and 10,000,000 shares outstanding. It repurchased 1,000,000 shares at year-end. What is the revised EPS?

a)

₱2.00   

b)

₱2.20 

c)

₱2.44  

d)

₱2.75

7.

A common stock pays a constant annual dividend of ₱4.00. The required rate of return is 12%. What is the value of the stock based on the DDM?

a)

₱30    

b)

₱33.33 

c)

₱40 

d)

₱48

8.

A publicly listed corporation failed to disclose a major acquisition within the required period. What rule did the company violate under PSE regulations?

a)

Disclosure and Transparency rule 

b)

Minimum Public Ownership rule 

c)

Insider Trading prohibition

d)

Market Manipulation rule

9.

An investor sells 5,000 shares at ₱52 per share. He originally bought them at ₱46. Selling fees: Broker commission = 0.25%, SCCP fee = ₱0.01 per share, VAT on commission = 12% of commission. Compute the net capital gain.

a)

₱28,940     

b)

₱29,222  

c)

₱29,475  

d)

₱29,860

10.

Company A is valued at ₱260B, Company B at ₱85B, and Company C at ₱14B. Based on typical market categories: Which are correctly classified?

a)

A = Large-cap, B = Mid-cap, C = Small-cap

b)

A = Mid-cap, B = Small-cap, C = Micro-cap

c)

A = Large-cap, B = Large-cap, C = Small-cap

d)

A = Mega-cap, B = Mid-cap, C = Small-cap

11.

A preferred share is convertible into 3 ordinary shares. Market price of the ordinary share is ₱62. The preferred share currently trades at ₱165. Which is TRUE?

a)

Conversion value is ₱186, preferred is overvalued

b)

Conversion value is ₱165, preferred is correctly valued

c)

Conversion value is ₱186, preferred is undervalued

d)

Conversion value is ₱168, preferred is undervalued

12.

Which term refers to the total money earned by a business from primary operations?

a)

Expenses

b)

Gains  

c)

Net Income

d)

Revenue

13.

What is the term for the cost incurred by a business in generating revenue?

a)

Assets  

b)

Equity      

c)

Expenses

d)

Net Sales

14.

A stock has a market price of ₱120, EPS of ₱6, and pays ₱3 dividends annually. What is its Dividend Yield?

a)

2.5%  

b)

3%    

c)

5% 

d)

6%

15.

Which of the following BEST describes treasury shares?

      

a)

Shares held by the government  

b)

Shares authorized but never issued

c)

Shares issued but not yet subscribed

d)

Shares reacquired by the company and no longer outstanding

16.

A company’s total equity is ₱150,000,000. Preferred equity is ₱30,000,000. There are 4,800,000 ordinary shares outstanding. What is the Book Value Per Share?

a)

₱20.83  

b)

₱22.50    

c)

₱25.00  

d)

₱26.50

17.

A firm’s stock is trading at ₱95 and has a P/E ratio of 19. What is its EPS?

a)

₱3.95 

b)

₱4.75   

c)

₱5.00 

d)

₱5.75

18.

Which statement BEST describes preferred shareholders?

a)

They have priority in dividends but usually no voting rights

b)

They always receive dividends higher than common shareholders

c)

They have unlimited voting rights

d)

They cannot receive dividends

19.

An investor purchased 10,000 ETF shares at ₱50 each. At year-end, NAV rises to ₱55 and he receives ₱1 dividend per share. What is his total percentage return?

a)

10% 

b)

12%   

c)

14%   

d)

16%

20.

Which market involves the FIRST sale of shares by a corporation (e.g., IPO)?

a)

Over-the-Counter Market

b)

Secondary Market

c)

Primary Market

d)

Auction Market

21.

Rights are issued to existing shareholders primarily to:

a)

Convert bonds to equity

b)

Allow them to maintain ownership percentage during new share issuance

c)

Purchase shares at market value

d)

Reduce company debt

22.

An investor purchases a 180-day Treasury Bill with a face value of ₱100,000 at ₱96,000. What is the discount amount?

a)

₱3,500  

b)

₱4,000 

c)

₱5,000

d)

₱6,000

23.

If the T-Bill in Q1 has a 180-day term, what is the annualized yield using a 360-day year?

a)

7.5% 

b)

8.33%   

c)

8.50%       

d)

9.00%

24.

A ₱2,000,000 Commercial Paper is issued for 120 days at 6% discount rate. What is the price paid by the investor?

a)

₱1,980,000 

b)

₱1,985,000  

c)

₱1,990,000

d)

₱1,995,000

25.

A ₱2,000,000 Commercial Paper is issued for 120 days at 6% discount rate. Using the amount of CP, How much is the amount received at maturity?

a)

₱2,000,000  

b)

₱2,010,000   

c)

₱2,020,000

d)

₱2,030,000

26.

Which formula is used to compute the discount on a Treasury Bill?

a)

Discount = F-P/P

b)

Discount = F-P

c)

Discount = P-F

d)

Discount = F x r x t

27.

A ₱500,000 CD pays 5% annual interest. How much will the investor receive at maturity after 1 year?

a)

₱505,000    

b)

₱510,000   

c)

₱550,000

d)

₱525,000

28.

A ₱500,000 CD pays 5% annual interest. If the CD is sold after 6 months and the market yield is 4%, what is the approximate value received?

a)

₱512,000        

b)

₱515,000   

c)

₱514,706   

d)

₱518,000

29.

Ana invested ₱490,000 in a 182-day Treasury bill with a face value of ₱500,000. What represents Ana’s earnings at maturity?

a)

₱500,000

b)

₱990,000

c)

₱10,000

d)

₱490,000

30.

A Treasury bill has a face value of ₱1,000,000 and is purchased at ₱970,000. What type of return does this illustrate?

a)

Interest income

b)

Capital contribution

c)

Dividend income

d)

Discount income

31.

Mark plans to invest short-term funds for only 3 months and wants the lowest possible risk. Which investment best suits his objective?

a)

Corporate bonds

b)

Treasury bills

c)

Preferred shares

d)

Mutual funds

32.

If nominal interest rate is 8% and expected inflation is 3%, the real interest rate is approximately:

a)

4.85%   

b)

5.00%  

c)

5.25 %

d)

6.00%

33.

A company borrows ₱1,000,000 at 6% p.a. for 5 years. Using the amortization formula, the annual payment is closest to:

a)

₱220,000 

b)

₱230,000  

c)

₱250,000

d)

₱237,396

34.

A ₱500,000 bond with 8% coupon matures in 4 years. If market yield is 6%, the bond’s price will be:

a)

Less than ₱500,000

b)

More than ₱500,000

c)

Cannot be determined  

35.

A 91-day Treasury bill has a face value of ₱200,000 and was purchased for ₱195,500. If held until maturity, how much will the investor receive?

a)

₱195,500

b)

₱196,000

c)

₱200,000

d)

₱204,500

36.

Why are Treasury bills generally considered risk-free investments?

a)

They are traded in foreign markets

b)

They are insured by private banks

c)

They are backed by the national government

d)

They earn high interest rates

37.

Jessa needs cash before her Treasury bill matures and sells it in the secondary market. The selling price depends mainly on:

a)

Current market interest rates

b)

The original purchase price

c)

The face value only

d)

The issuing bank

38.

An investor prefers investments that do not pay periodic interest but are sold at a discount and redeemed at face value. Which investment matches this preference?

a)

Corporate bond

b)

Treasury bond

c)

Treasury bill

d)

Time deposit

39.

If market interest rates increase after a Treasury bill is purchased, what is most likely to happen to its market price?

a)

It will decrease

b)

It will increase

c)

It will remain the same

d)

It will double

40.

Which maturity period is most commonly associated with Treasury bills?

a)

1 to 3 years

b)

5 to 10 years

c)

More than 10 years

d)

Less than 1 year

41.

Carlo compares Treasury bills with savings accounts. Which feature is unique to Treasury bills?

a)

Can be used for daily withdrawals

b)

Sold at a discount and redeemed at face value

c)

Backed by the government

d)

Guaranteed principal

42.

Which statement is TRUE regarding preferred stock?

a)

It offers guaranteed capital gains.

b)

It gives shareholders the right to vote for directors.

c)

It pays fixed dividends and has priority over common stock during liquidation.

d)

It is riskier and has higher return potential than common stock.

43.

The discount rate on a T-Bill represents:

a)

Tax paid on T-Bill income   

b)

Annual interest paid on the bill

c)

Profit the investor earns relative to the purchase price

d)

Difference between face value and purchase price relative to face value

44.

Amortization allows a borrower to:

a)

Pay equal total payments covering interest and principal

b)

Delay interest payments

c)

Pay principal only

d)

Pay interest only

45.

If market yield rises, the price of an existing bond:

a)

Increases  

b)

Decreases       

c)

Stays the same

d)

Doubles

46.

A money market instrument is:

a)

A short-term, low-risk financial security

b)

A long-term investment

c)

A type of mutual fund

d)

A derivative product

47.

The term “face value” of a bond means:

a)

Its market price

b)

The amount received at maturity

c)

The amount paid by investors

d)

The coupon interest  

48.

What primarily drives stock price changes in the secondary market?

a)

A company’s initial offering price

b)

Movements in government bond rates

c)

Continuous shifts in supply and demand from investors

d)

The number of shares a company has authorized

49.

The nominal interest rate refers to:

a)

Interest after inflation is deducted

b)

The inflation rate only

c)

The stated rate not adjusted for inflation

d)

The effective annual rate

50.

In an Initial Public Offering (IPO), the primary role of underwriters is to:

a)

Determine the company’s dividend policy

b)

Assist the company in pricing, marketing, and selling shares to the public

c)

Buy back shares after trading hours

d)

Regulate trading activities in the secondary market